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DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
-2.76%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$238M
AUM Growth
+$968K
Cap. Flow
+$11M
Cap. Flow %
4.61%
Top 10 Hldgs %
58.37%
Holding
128
New
17
Increased
22
Reduced
18
Closed
9

Top Buys

Rank Stock Value
1
FSK icon
FS KKR Capital
FSK
+$8.95M
2
SRCL
Stericycle Inc
SRCL
+$2.09M
3
FNM.PRT
FEDERAL NATL MTG ASS 08250
FNM.PRT
+$1.94M
4
BLU
BELLUS Health Inc.
BLU
+$1.71M
5
ABBV icon
AbbVie
ABBV
+$1.5M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.02M
2
LOW icon
Lowe's Companies
LOW
+$4.54M
3
HHH icon
Howard Hughes
HHH
+$1.61M
4
INDP icon
Indaptus Therapeutics
INDP
+$1.13M
5
APC
Anadarko Petroleum
APC
+$1.13M

Sector Composition

Rank Sector Weight
1 Healthcare 29.41%
2 Industrials 14.74%
3 Financials 11.25%
4 Communication Services 8.3%
5 Consumer Discretionary 8.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LGND icon
1
Ligand Pharmaceuticals
LGND
$5.59B
$35.1M 14.76%
565,925
– –
SRCL
2
DELISTED
Stericycle Inc
SRCL
$16M 6.72%
314,083
+45,000
+17% +$2.09M
UPLD icon
3
Upland Software
UPLD
$13.9M
$15.3M 6.41%
43,800
– –
FTAI icon
4
FTAI Aviation
FTAI
$20B
$13.5M 5.66%
1,040,444
+17,565
+2% +$229K
APO icon
5
Apollo Global Management
APO
$79.7B
$12.2M 5.13%
322,708
– –
MPLX icon
6
MPLX
MPLX
$60.1B
$10.3M 4.31%
366,558
+37,000
+11% +$1.08M
GOOG icon
7
Alphabet (Google) Class C
GOOG
$4.19T
$9.63M 4.05%
158,000
– –
LKQ icon
8
LKQ Corp
LKQ
$6.46B
$9.44M 3.96%
300,000
– –
FSK icon
9
FS KKR Capital
FSK
$3.39B
$8.9M 3.74%
+381,750
New +$8.95M
BRSL
10
Brightstar Lottery PLC
BRSL
$2.11B
$8.63M 3.63%
607,500
– –
TSG
11
DELISTED
The Stars Group Inc.
TSG
$8.18M 3.43%
545,800
+75,000
+16% +$1.17M
CLMT icon
12
Calumet Specialty Products
CLMT
$4.2B
$7.35M 3.09%
2,020,000
+92,564
+5% +$396K
MIC
13
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$6.94M 2.92%
175,900
– –
PFE icon
14
Pfizer
PFE
$159B
$4.74M 1.99%
139,023
-13,807
-9% -$502K
DAL icon
15
Delta Air Lines
DAL
$52.7B
$3.31M 1.39%
57,500
– –
FNM.PRT
16
DELISTED
FEDERAL NATL MTG ASS 08250
FNM.PRT
$3.04M 1.28%
234,236
+149,236
+176% +$1.94M
JPM icon
17
JPMorgan Chase
JPM
$951B
$2.71M 1.14%
23,050
– –
CHCT
18
Community Healthcare Trust
CHCT
$428M
$2.67M 1.12%
60,000
– –
ABBV icon
19
AbbVie
ABBV
$451B
$2.5M 1.05%
32,953
+21,853
+197% +$1.5M
EIGR
20
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
$2.4M 1.01%
7,815
+583
+8% +$189K
SWBI icon
21
Smith & Wesson
SWBI
$573M
$2.28M 0.96%
507,390
– –
BDSI
22
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$2.18M 0.92%
517,507
+64,705
+14% +$276K
RDUS
23
DELISTED
Radius Health, Inc.
RDUS
$1.89M 0.79%
73,269
-4,000
-5% -$98K
EPRT icon
24
Essential Properties Realty Trust
EPRT
$6.57B
$1.83M 0.77%
80,000
+40,000
+100% +$862K
FRE.PRZ
25
DELISTED
FREDDIE MAC FIXED FLG RT NON CUM PERP PREF
FRE.PRZ
$1.83M 0.77%
139,500
+86,150
+161% +$1.13M
1
2 3 4 5

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David M. Knott's Q3 2019 Portfolio in Review

As of Q3 2019, David M. Knott held 128 positions worth $238M, up 0.41% from $237M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

David M. Knott deployed $11M of net new capital in Q3 2019, opening 17 new positions and adding to 22 existing holdings. Its largest new stake was FS KKR Capital: 381,750 shares worth $8.9M.

By sector, the portfolio is most concentrated in Healthcare at 29% of assets, down from 32% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was Apple, an estimated $5.02M trimmed.

  • David M. Knott's largest Q3 2019 buy was FS KKR Capital: 381,750 shares worth $8.9M.
  • David M. Knott added most to Stericycle Inc in Q3 2019, an estimated $2.09M increase.
  • David M. Knott's biggest Q3 2019 reduction was Apple, cutting an estimated $5.02M.
  • David M. Knott fully exited Lowe's Companies in Q3 2019, selling an estimated $4.54M.
  • David M. Knott's ten largest holdings make up 58% of its $238M portfolio in Q3 2019.
  • David M. Knott opened 17 new positions and closed 9 in Q3 2019.
  • David M. Knott's portfolio value rose 0.41% quarter-over-quarter to $238M.

Based on David M. Knott's 13F filing for Q3 2019, filed 12 Nov 2019.