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DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
+17.17%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$234M
AUM Growth
+$12.8M
Cap. Flow
-$28.9M
Cap. Flow %
-12.38%
Top 10 Hldgs %
47.79%
Holding
149
New
39
Increased
14
Reduced
25
Closed
20

Top Buys

Rank Stock Value
1
AGAC.U
African Gold Acquisition Corp Units
AGAC.U
+$6.16M
2
TWLVU
Twelve Seas Investment Company II Unit
TWLVU
+$5.13M
3
GLHAU
Glass Houses Acquisition Corp. Unit
GLHAU
+$5M
4
LOKM.U
Live Oak Mobility Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-fifth of one warrant
LOKM.U
+$3.67M
5
KAIR
Kairos Acquisition Corp. Class A Ordinary Shares
KAIR
+$2.56M

Top Sells

Rank Stock Value
1
LGND icon
Ligand Pharmaceuticals
LGND
+$26.2M
2
DNMR
Danimer Scientific, Inc.
DNMR
+$12.2M
3
FTAI icon
FTAI Aviation
FTAI
+$5.24M
4
UPLD icon
Upland Software
UPLD
+$5.14M
5
LKQ icon
LKQ Corp
LKQ
+$4.23M

Sector Composition

Rank Sector Weight
1 Healthcare 28.38%
2 Financials 22.64%
3 Miscellaneous 13.12%
4 Materials 11.65%
5 Technology 6.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLMT icon
1
Calumet Specialty Products
CLMT
$4.2B
$17.4M 7.42%
2,845,000
+200,000
+8% +$835K
UPLD icon
2
Upland Software
UPLD
$13.9M
$14.2M 6.06%
30,000
-10,650
-26% -$5.14M
APO icon
3
Apollo Global Management
APO
$79.7B
$14.1M 6.03%
300,000
– –
FTAI icon
4
FTAI Aviation
FTAI
$20B
$14.1M 6.03%
585,500
-234,200
-29% -$5.24M
GOOG icon
5
Alphabet (Google) Class C
GOOG
$4.19T
$11.6M 4.96%
112,000
– –
LGND icon
6
Ligand Pharmaceuticals
LGND
$5.59B
$11.4M 4.89%
120,225
-277,385
-70% -$26.2M
FSK icon
7
FS KKR Capital
FSK
$3.39B
$7.84M 3.35%
395,175
– –
DNMR
8
DELISTED
Danimer Scientific, Inc.
DNMR
$7.55M 3.23%
5,000
-7,500
-60% -$12.2M
MDWT
9
DELISTED
Midwest Holding Inc. Common Stock
MDWT
$7.5M 3.21%
150,000
+6,379
+4% +$336K
AGAC.U
10
DELISTED
African Gold Acquisition Corp Units
AGAC.U
$6.11M 2.61%
+618,000
New +$6.16M
TWLVU
11
DELISTED
Twelve Seas Investment Company II Unit
TWLVU
$5.07M 2.17%
+515,000
New +$5.13M
GLHAU
12
DELISTED
Glass Houses Acquisition Corp. Unit
GLHAU
$5.01M 2.15%
+500,000
New +$5M
KKR icon
13
KKR & Co
KKR
$97.6B
$4.88M 2.09%
100,000
– –
PFE icon
14
Pfizer
PFE
$159B
$4.34M 1.86%
119,900
– –
KW
15
DELISTED
Kennedy-Wilson Holdings
KW
$4.24M 1.82%
210,000
– –
EBC icon
16
Eastern Bankshares
EBC
$5.09B
$3.86M 1.65%
200,000
– –
HZNP
17
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$3.74M 1.6%
40,614
-2,000
-5% -$169K
LOKM.U
18
DELISTED
Live Oak Mobility Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-fifth of one warrant
LOKM.U
$3.59M 1.54%
+360,152
New +$3.67M
GILD icon
19
Gilead Sciences
GILD
$181B
$3.29M 1.41%
50,942
-13,900
-21% -$896K
BMY icon
20
Bristol-Myers Squibb
BMY
$136B
$3.25M 1.39%
51,409
-1,000
-2% -$62.2K
KDMN
21
DELISTED
Kadmon Holdings, Inc.
KDMN
$2.96M 1.27%
762,000
+60,000
+9% +$275K
ABBV icon
22
AbbVie
ABBV
$451B
$2.68M 1.15%
24,769
-8,000
-24% -$856K
XENE icon
23
Xenon Pharmaceuticals
XENE
$5.81B
$2.58M 1.1%
144,101
-55,899
-28% -$947K
KAIR
24
DELISTED
Kairos Acquisition Corp. Class A Ordinary Shares
KAIR
$2.55M 1.09%
+261,374
New +$2.56M
DOMA
25
DELISTED
Doma Holdings, Inc.
DOMA
$2.52M 1.08%
+10,000
New +$2.54M
1
2 3 4 5

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David M. Knott's Q1 2021 Portfolio in Review

As of Q1 2021, David M. Knott held 149 positions worth $234M, up 5.8% from $221M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

David M. Knott withdrew a net $28.9M in Q1 2021, closing 20 positions and reducing 25 holdings. Its most notable exit was LKQ Corp, an estimated $4.23M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 28% of assets, down from 36% a quarter earlier, followed by Financials and Miscellaneous.

Against the trend, David M. Knott opened a new position in African Gold Acquisition Corp Units worth $6.11M.

  • David M. Knott's largest Q1 2021 buy was African Gold Acquisition Corp Units: 618,000 shares worth $6.11M.
  • David M. Knott added most to Constellation Pharmaceuticals, Inc. in Q1 2021, an estimated $1.6M increase.
  • David M. Knott's biggest Q1 2021 reduction was Ligand Pharmaceuticals, cutting an estimated $26.2M.
  • David M. Knott fully exited LKQ Corp in Q1 2021, selling an estimated $4.23M.
  • David M. Knott's ten largest holdings make up 48% of its $234M portfolio in Q1 2021.
  • David M. Knott opened 39 new positions and closed 20 in Q1 2021.
  • David M. Knott's portfolio value rose 5.8% quarter-over-quarter to $234M.

Based on David M. Knott's 13F filing for Q1 2021, filed 13 May 2021.