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DMK

David M. Knott Portfolio holdings

AUM $275M Turnover 23.21%
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
-11.12%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$526M
AUM Growth
-$32.2M
Cap. Flow
+$37.2M
Cap. Flow %
7.07%
Top 10 Hldgs %
49.65%
Holding
86
New
8
Increased
20
Reduced
4
Closed
8
Avg Time Held
0.9 years
Top 10 Avg Time Held
0.7 years
Top 20 Avg Time Held
1 year

Top Buys

Rank Stock Value
1
FTI icon
TechnipFMC
FTI
+$14.2M
2
APC icon
Anadarko Petroleum
APC
+$5.93M
3
RRC icon
Range Resources
RRC
+$4.58M
4
PBR icon
Petrobras
PBR
+$4.02M
5
NBL
Noble Energy, Inc.
NBL
+$3.56M

Top Sells

Rank Stock Value
1
HHH icon
Howard Hughes
HHH
+$3.95M
2
RLYP
RELYPSA INC COM
RLYP
+$2.54M
3
FF icon
Future Fuel
FF
+$1.82M
4
ASRT icon
Assertio
ASRT
+$1.51M
5
CRZO
Carrizo Oil & Gas Inc
CRZO
+$693K

Sector Composition

Rank Sector Weight
1 Energy 68.28%
2 Healthcare 18.88%
3 Materials 2.87%
4 Financials 2.67%
5 Real Estate 2.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
LGND icon
1
Ligand Pharmaceuticals
LGND
$5.85B
$58.7M 11.17%
2,003,375
– –
2013 Q2
5 quarters
PFE icon
2
Pfizer
PFE
$168B
$34.3M 6.52%
1,221,982
– –
2013 Q2
5 quarters
APC icon
3
DELISTED
Anadarko Petroleum
APC
$29.9M 5.69%
294,605
+55,000
+23% +$5.93M
2013 Q2
5 quarters
WLL
4
DELISTED
Whiting Petroleum Corporation
WLL
$21.7M 4.13%
933
+50
+6% +$1.27M
2013 Q2
5 quarters
SLB icon
5
SLB Ltd
SLB
$73.7B
$21.4M 4.06%
210,000
– –
2013 Q2
5 quarters
HAL icon
6
Halliburton
HAL
$28B
$20M 3.8%
310,000
– –
2013 Q2
5 quarters
PXD icon
7
DELISTED
Pioneer Natural Resource Co.
PXD
$19.7M 3.75%
100,000
+10,000
+11% +$2.12M
2013 Q2
5 quarters
NBL
8
DELISTED
Noble Energy, Inc.
NBL
$18.8M 3.58%
275,000
+50,000
+22% +$3.56M
2013 Q2
5 quarters
XEC
9
DELISTED
CIMAREX ENERGY CO
XEC
$18.3M 3.49%
145,000
+25,000
+21% +$3.46M
2013 Q2
5 quarters
CXO
10
DELISTED
CONCHO RESOURCES INC.
CXO
$18.2M 3.46%
145,000
+25,000
+21% +$3.42M
2013 Q2
5 quarters
HES icon
11
DELISTED
Hess
HES
$17M 3.23%
180,000
– –
2013 Q2
5 quarters
CAM icon
12
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$16.6M 3.16%
250,000
+10,000
+4% +$709K
2013 Q2
5 quarters
SWN icon
13
DELISTED
Southwestern Energy Company
SWN
$15.7M 2.99%
450,000
-10,000
-2% -$400K
2013 Q2
5 quarters
SM icon
14
SM Energy
SM
$9.3B
$15.6M 2.97%
200,000
+20,000
+11% +$1.63M
2013 Q2
5 quarters
CNQ icon
15
Canadian Natural Resources
CNQ
$111B
$15.1M 2.88%
806,630
– –
2013 Q2
5 quarters
RRC icon
16
Range Resources
RRC
$10B
$14.9M 2.84%
220,000
+60,000
+38% +$4.58M
2014 Q1
2 quarters
CTRA icon
17
DELISTED
Coterra Energy
CTRA
$13.7M 2.61%
420,000
+20,000
+5% +$669K
2013 Q2
5 quarters
FTI icon
18
TechnipFMC
FTI
$27.4B
$13M 2.48%
+322,560
New +$14.2M
2014 Q3
0 quarters
BHI
19
DELISTED
Baker Hughes
BHI
$13M 2.48%
200,000
– –
2013 Q2
5 quarters
GPOR icon
20
DELISTED
Gulfport Energy Corp.
GPOR
$12.3M 2.34%
230,000
+20,000
+10% +$1.15M
2014 Q1
2 quarters
HP icon
21
Helmerich & Payne
HP
$3.76B
$12.2M 2.33%
125,000
+15,000
+14% +$1.59M
2013 Q2
5 quarters
DVN icon
22
Devon Energy
DVN
$55.8B
$11.9M 2.27%
175,000
+25,000
+17% +$1.86M
2014 Q2
1 quarter
CLR
23
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$11.3M 2.15%
170,000
+30,000
+21% +$2.24M
2013 Q2
5 quarters
PBR icon
24
Petrobras
PBR
$167B
$10.5M 2%
740,000
+240,000
+48% +$4.02M
2014 Q2
1 quarter
RLOG
25
DELISTED
Rand Logistics, Inc.
RLOG
$8.22M 1.56%
1,442,657
– –
2013 Q2
5 quarters
1
2 3 4

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David M. Knott's Q3 2014 Portfolio in Review

As of Q3 2014, David M. Knott held 86 positions worth $526M, down 5.8% from $558M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

David M. Knott deployed $37.2M of net new capital in Q3 2014, opening 8 new positions and adding to 20 existing holdings. Its largest new stake was TechnipFMC: 322,560 shares worth $13M.

By sector, the portfolio is most concentrated in Energy at 68% of assets, up from 62% a quarter earlier, followed by Healthcare and Materials.

On the sell side, the largest reduction was Future Fuel, an estimated $1.82M trimmed.

  • David M. Knott's largest Q3 2014 buy was TechnipFMC: 322,560 shares worth $13M.
  • David M. Knott added most to Anadarko Petroleum in Q3 2014, an estimated $5.93M increase.
  • David M. Knott's biggest Q3 2014 reduction was Future Fuel, cutting an estimated $1.82M.
  • David M. Knott fully exited Howard Hughes in Q3 2014, selling an estimated $3.95M.
  • David M. Knott's ten largest holdings make up 50% of its $526M portfolio in Q3 2014.
  • David M. Knott opened 8 new positions and closed 8 in Q3 2014.
  • David M. Knott's portfolio value fell 5.8% quarter-over-quarter to $526M.

Based on David M. Knott's 13F filing for Q3 2014, filed 12 Nov 2014.