DMK

David M. Knott Portfolio holdings

AUM $264M
This Quarter Return
+22.97%
1 Year Return
+57.14%
3 Year Return
+78.48%
5 Year Return
+218.77%
10 Year Return
–
AUM
$247M
AUM Growth
+$247M
Cap. Flow
-$24.4M
Cap. Flow %
-9.88%
Top 10 Hldgs %
58.46%
Holding
128
New
9
Increased
12
Reduced
13
Closed
14

Top Buys

1
CCXI
ChemoCentryx, Inc.
CCXI
$4M
2
FNM.PRP
Federal National Mortgage Association Non Cum Pfd Ser P
FNM.PRP
$2.15M
3
FNM.PRF
FANNIE MAE VAR RT PFD SR F
FNM.PRF
$1.51M
4
BMY icon
Bristol-Myers Squibb
BMY
$889K
5
ALKS icon
Alkermes
ALKS
$879K

Top Sells

1
TSG
The Stars Group Inc.
TSG
$7.72M
2
APO icon
Apollo Global Management
APO
$4.07M
3
LKQ icon
LKQ Corp
LKQ
$3.57M
4
DAL icon
Delta Air Lines
DAL
$3.31M
5
ALIM
Alimera Sciences, Inc.
ALIM
$3.13M

Sector Composition

1 Healthcare 30.44%
2 Industrials 15.49%
3 Financials 10.75%
4 Communication Services 7.73%
5 Energy 7.37%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LGND icon
1
Ligand Pharmaceuticals
LGND
$3.15B
$36.8M 14.92% 353,041 – –
FTAI icon
2
FTAI Aviation
FTAI
$15.8B
$17.4M 7.04% 888,509 – –
SRCL
3
DELISTED
Stericycle Inc
SRCL
$17.2M 6.96% 269,083 -45,000 -14% -$2.87M
UPLD icon
4
Upland Software
UPLD
$81.4M
$15.6M 6.34% 438,000 – –
APO icon
5
Apollo Global Management
APO
$77.9B
$11.3M 4.59% 237,500 -85,208 -26% -$4.07M
GOOG icon
6
Alphabet (Google) Class C
GOOG
$2.58T
$10.6M 4.28% 7,900 – –
FSK icon
7
FS KKR Capital
FSK
$5.11B
$9.36M 3.79% 1,527,000 – –
MPLX icon
8
MPLX
MPLX
$51.8B
$9.33M 3.78% 366,558 – –
BRSL
9
Brightstar Lottery PLC
BRSL
$3.15B
$9.09M 3.69% 607,500 – –
MIC
10
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$7.54M 3.05% 175,900 – –
CLMT icon
11
Calumet Specialty Products
CLMT
$1.41B
$7.37M 2.99% 2,020,000 – –
LKQ icon
12
LKQ Corp
LKQ
$8.39B
$7.14M 2.89% 200,000 -100,000 -33% -$3.57M
TSG
13
DELISTED
The Stars Group Inc.
TSG
$6.52M 2.64% 250,000 -295,800 -54% -$7.72M
PFE icon
14
Pfizer
PFE
$141B
$5.17M 2.09% 131,900 – –
CCXI
15
DELISTED
ChemoCentryx, Inc.
CCXI
$4.2M 1.7% 106,075 +101,075 +2,022% +$4M
SWBI icon
16
Smith & Wesson
SWBI
$362M
$3.62M 1.47% 390,000 – –
EIGR
17
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
$3.49M 1.42% 234,448 – –
JPM icon
18
JPMorgan Chase
JPM
$829B
$3.22M 1.31% 23,050 – –
BDSI
19
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$3.19M 1.29% 504,607 -12,900 -2% -$81.5K
ABBV icon
20
AbbVie
ABBV
$372B
$2.92M 1.18% 32,953 – –
BMY icon
21
Bristol-Myers Squibb
BMY
$96B
$2.81M 1.14% 43,715 +13,847 +46% +$889K
FNM.PRP
22
DELISTED
Federal National Mortgage Association Non Cum Pfd Ser P
FNM.PRP
$2.67M 1.08% 254,559 +204,839 +412% +$2.15M
XENE icon
23
Xenon Pharmaceuticals
XENE
$2.98B
$2.57M 1.04% 195,657 +8,346 +4% +$109K
HZNP
24
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$2.2M 0.89% 60,856 -3,508 -5% -$127K
AIMT
25
DELISTED
Aimmune Therapeutics, Inc.
AIMT
$1.87M 0.76% 55,990 – –
1
2 3 4 5