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DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
+22.97%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$247M
AUM Growth
+$8.66M
Cap. Flow
-$21.9M
Cap. Flow %
-8.9%
Top 10 Hldgs %
58.46%
Holding
128
New
9
Increased
13
Reduced
12
Closed
14

Top Buys

Rank Stock Value
1
FNM.PRP
Federal National Mortgage Association Non Cum Pfd Ser P
FNM.PRP
+$2.15M
2
CCXI
ChemoCentryx, Inc.
CCXI
+$1.77M
3
FNM.PRF
FANNIE MAE VAR RT PFD SR F
FNM.PRF
+$1.51M
4
ALKS icon
Alkermes
ALKS
+$856K
5
BMY icon
Bristol-Myers Squibb
BMY
+$793K

Top Sells

Rank Stock Value
1
TSG
The Stars Group Inc.
TSG
+$6.62M
2
APO icon
Apollo Global Management
APO
+$3.64M
3
LKQ icon
LKQ Corp
LKQ
+$3.4M
4
DAL icon
Delta Air Lines
DAL
+$3.31M
5
CHCT
Community Healthcare Trust
CHCT
+$2.67M

Sector Composition

Rank Sector Weight
1 Healthcare 33.44%
2 Industrials 15.49%
3 Financials 10.94%
4 Communication Services 7.73%
5 Energy 7.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LGND icon
1
Ligand Pharmaceuticals
LGND
$5.59B
$36.8M 14.92%
565,925
– –
FTAI icon
2
FTAI Aviation
FTAI
$20B
$17.4M 7.04%
1,040,444
– –
SRCL
3
DELISTED
Stericycle Inc
SRCL
$17.2M 6.96%
269,083
-45,000
-14% -$2.66M
UPLD icon
4
Upland Software
UPLD
$13.9M
$15.6M 6.34%
43,800
– –
APO icon
5
Apollo Global Management
APO
$79.7B
$11.3M 4.59%
237,500
-85,208
-26% -$3.64M
GOOG icon
6
Alphabet (Google) Class C
GOOG
$4.19T
$10.6M 4.28%
158,000
– –
FSK icon
7
FS KKR Capital
FSK
$3.39B
$9.36M 3.79%
381,750
– –
MPLX icon
8
MPLX
MPLX
$60.1B
$9.33M 3.78%
366,558
– –
BRSL
9
Brightstar Lottery PLC
BRSL
$2.11B
$9.09M 3.69%
607,500
– –
MIC
10
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$7.54M 3.05%
175,900
– –
CLMT icon
11
Calumet Specialty Products
CLMT
$4.2B
$7.37M 2.99%
2,020,000
– –
LKQ icon
12
LKQ Corp
LKQ
$6.46B
$7.14M 2.89%
200,000
-100,000
-33% -$3.4M
TSG
13
DELISTED
The Stars Group Inc.
TSG
$6.52M 2.64%
250,000
-295,800
-54% -$6.62M
PFE icon
14
Pfizer
PFE
$159B
$5.17M 2.09%
139,023
– –
CCXI
15
DELISTED
ChemoCentryx, Inc.
CCXI
$4.2M 1.7%
106,075
+101,075
+2,022% +$1.77M
SWBI icon
16
Smith & Wesson
SWBI
$573M
$3.62M 1.47%
507,390
– –
EIGR
17
DELISTED
Eiger BioPharmaceuticals, Inc.
EIGR
$3.49M 1.42%
7,815
– –
JPM icon
18
JPMorgan Chase
JPM
$951B
$3.22M 1.31%
23,050
– –
BDSI
19
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$3.19M 1.29%
504,607
-12,900
-2% -$75.8K
ABBV icon
20
AbbVie
ABBV
$451B
$2.92M 1.18%
32,953
– –
BMY icon
21
Bristol-Myers Squibb
BMY
$136B
$2.81M 1.14%
43,715
+13,847
+46% +$793K
FNM.PRP
22
DELISTED
Federal National Mortgage Association Non Cum Pfd Ser P
FNM.PRP
$2.67M 1.08%
254,559
+204,839
+412% +$2.15M
XENE icon
23
Xenon Pharmaceuticals
XENE
$5.81B
$2.56M 1.04%
195,657
+8,346
+4% +$87.8K
HZNP
24
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$2.2M 0.89%
60,856
-3,508
-5% -$108K
AIMT
25
DELISTED
Aimmune Therapeutics
AIMT
$1.87M 0.76%
55,990
– –
1
2 3 4 5

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David M. Knott's Q4 2019 Portfolio in Review

As of Q4 2019, David M. Knott held 128 positions worth $247M, up 3.6% from $238M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

David M. Knott withdrew a net $21.9M in Q4 2019, closing 14 positions and reducing 12 holdings. Its most notable exit was Delta Air Lines, an estimated $3.31M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 33% of assets, up from 29% a quarter earlier, followed by Industrials and Financials.

Against the trend, David M. Knott opened a new position in FANNIE MAE VAR RT PFD SR F worth $1.51M.

  • David M. Knott's largest Q4 2019 buy was FANNIE MAE VAR RT PFD SR F: 81,890 shares worth $1.51M.
  • David M. Knott added most to Federal National Mortgage Association Non Cum Pfd Ser P in Q4 2019, an estimated $2.15M increase.
  • David M. Knott's biggest Q4 2019 reduction was The Stars Group Inc., cutting an estimated $6.62M.
  • David M. Knott fully exited Delta Air Lines in Q4 2019, selling an estimated $3.31M.
  • David M. Knott's ten largest holdings make up 58% of its $247M portfolio in Q4 2019.
  • David M. Knott opened 9 new positions and closed 14 in Q4 2019.
  • David M. Knott's portfolio value rose 3.6% quarter-over-quarter to $247M.

Based on David M. Knott's 13F filing for Q4 2019, filed 14 Feb 2020.