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DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$365M
AUM Growth
+$18.1M
Cap. Flow
+$5.66M
Cap. Flow %
1.55%
Top 10 Hldgs %
66.34%
Holding
87
New
7
Increased
6
Reduced
11
Closed
6

Top Buys

Rank Stock Value
1
SWN
Southwestern Energy Company
SWN
+$8.43M
2
CIE
Cobalt International Energy, Inc
CIE
+$3.67M
3
AGN
Allergan plc
AGN
+$2.62M
4
SLCA
U.S. SILICA HOLDINGS, INC.
SLCA
+$2.06M
5
WLL
Whiting Petroleum Corporation
WLL
+$1.58M

Top Sells

Rank Stock Value
1
CVX icon
Chevron
CVX
+$3.97M
2
RLYP
RELYPSA INC COM
RLYP
+$2.5M
3
XEC
CIMAREX ENERGY CO
XEC
+$2.22M
4
SLB icon
SLB Ltd
SLB
+$1.5M
5
SPPI
Spectrum Pharmaceuticals Inc
SPPI
+$1.45M

Sector Composition

Rank Sector Weight
1 Healthcare 48.14%
2 Energy 38.37%
3 Financials 4.02%
4 Materials 2.45%
5 Real Estate 2.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LGND icon
1
Ligand Pharmaceuticals
LGND
$5.59B
$130M 35.65%
1,923,225
– –
PFE icon
2
Pfizer
PFE
$159B
$32.1M 8.81%
1,049,126
– –
APC
3
DELISTED
Anadarko Petroleum
APC
$13.4M 3.68%
276,210
– –
PXD
4
DELISTED
Pioneer Natural Resource Co.
PXD
$10.7M 2.92%
85,000
-5,000
-6% -$687K
CXO
5
DELISTED
CONCHO RESOURCES INC.
CXO
$10.2M 2.8%
110,000
-10,000
-8% -$1.07M
CNQ icon
6
Canadian Natural Resources
CNQ
$101B
$9.46M 2.59%
896,404
– –
NBL
7
DELISTED
Noble Energy, Inc.
NBL
$9.22M 2.53%
280,000
-10,000
-3% -$350K
HES
8
DELISTED
Hess
HES
$9.21M 2.52%
190,000
-10,000
-5% -$568K
XEC
9
DELISTED
CIMAREX ENERGY CO
XEC
$8.94M 2.45%
100,000
-20,000
-17% -$2.22M
SWN
10
DELISTED
Southwestern Energy Company
SWN
$8.71M 2.39%
1,225,000
+860,000
+236% +$8.43M
CFFN icon
11
Capitol Federal Financial
CFFN
$1.07B
$8.7M 2.38%
692,400
– –
CTRA
12
DELISTED
Coterra Energy
CTRA
$7.78M 2.13%
440,000
– –
SLCA
13
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$7.68M 2.1%
410,000
+110,000
+37% +$2.06M
SLB icon
14
SLB Ltd
SLB
$85.1B
$7.32M 2.01%
105,000
-20,000
-16% -$1.5M
DVN icon
15
Devon Energy
DVN
$52.1B
$7.04M 1.93%
220,000
– –
GPOR
16
DELISTED
Gulfport Energy Corp.
GPOR
$6.63M 1.82%
270,000
– –
HAL icon
17
Halliburton
HAL
$30.1B
$5.96M 1.63%
175,000
-5,000
-3% -$189K
CVX icon
18
Chevron
CVX
$396B
$5.94M 1.63%
66,000
-44,000
-40% -$3.97M
RRC icon
19
Range Resources
RRC
$9.69B
$5.78M 1.59%
235,000
– –
SM icon
20
SM Energy
SM
$8.71B
$5.31M 1.45%
270,000
– –
ABBV icon
21
AbbVie
ABBV
$451B
$4.46M 1.22%
75,300
+550
+0.7% +$31.7K
AR icon
22
Antero Resources
AR
$11.8B
$4.36M 1.2%
200,000
– –
WLL
23
DELISTED
Whiting Petroleum Corporation
WLL
$4.06M 1.11%
1,433
+333
+30% +$1.58M
MSFT icon
24
Microsoft
MSFT
$3.81T
$3.81M 1.05%
68,750
– –
CLR
25
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$3.45M 0.94%
150,000
– –
1
2 3 4

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David M. Knott's Q4 2015 Portfolio in Review

As of Q4 2015, David M. Knott held 87 positions worth $365M, up 5.2% from $347M the previous quarter. Its ten largest holdings account for 66% of the portfolio.

David M. Knott's Q4 2015 filing shows 7 new, 6 increased, 11 reduced and 6 closed positions. Its largest new stake was Cobalt International Energy, Inc: 33,333 shares worth $2.7M. The largest sale was Chevron, an estimated $3.97M.

By sector, the portfolio is most concentrated in Healthcare at 48% of assets, up from 41% a quarter earlier, followed by Energy and Financials.

  • David M. Knott's largest Q4 2015 buy was Cobalt International Energy, Inc: 33,333 shares worth $2.7M.
  • David M. Knott added most to Southwestern Energy Company in Q4 2015, an estimated $8.43M increase.
  • David M. Knott's biggest Q4 2015 reduction was Chevron, cutting an estimated $3.97M.
  • David M. Knott fully exited RELYPSA INC COM in Q4 2015, selling an estimated $2.5M.
  • David M. Knott's ten largest holdings make up 66% of its $365M portfolio in Q4 2015.
  • David M. Knott opened 7 new positions and closed 6 in Q4 2015.
  • David M. Knott's portfolio value rose 5.2% quarter-over-quarter to $365M.

Based on David M. Knott's 13F filing for Q4 2015, filed 12 Feb 2016.