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DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$275M
AUM Growth
-$6.14M
Cap. Flow
-$20.7M
Cap. Flow %
-7.52%
Top 10 Hldgs %
46.48%
Holding
168
New
21
Increased
21
Reduced
21
Closed
18

Top Buys

Rank Stock Value
1
MITA
Coliseum Acquisition Corp. Class A Ordinary Share
MITA
+$9.57M
2
VIP
Vulcan Infrastructure and Power
VIP
+$6.87M
3
BRIV
B. Riley Principal 250 Merger Corp. Class A common stock
BRIV
+$3.38M
4
CLMT icon
Calumet Specialty Products
CLMT
+$2.85M
5
HZAC
Horizon Acquisition Corporation
HZAC
+$2.09M

Top Sells

Rank Stock Value
1
MITAU
Coliseum Acquisition Corp. Unit
MITAU
+$14.7M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$6.26M
3
FSK icon
FS KKR Capital
FSK
+$4.31M
4
FAZE
FaZe Holdings Inc. Common Stock
FAZE
+$3.4M
5
KKR icon
KKR & Co
KKR
+$3.14M

Sector Composition

Rank Sector Weight
1 Financials 29.75%
2 Healthcare 24.81%
3 Miscellaneous 13.26%
4 Materials 12.2%
5 Communication Services 7.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PMGMW
51
DELISTED
Priveterra Acquisition Corp. II Warrant to purchase Class A common stock
PMGMW
$1.15M 0.42%
100,000
– –
GILD icon
52
Gilead Sciences
GILD
$187B
$1.08M 0.39%
15,481
– –
RHP icon
53
Ryman Hospitality Properties
RHP
$8.41B
$1.04M 0.38%
12,400
– –
QTEK
54
DELISTED
QualTek Services Inc. Class A Common Stock
QTEK
$994K 0.36%
100,000
– –
VZ icon
55
Verizon
VZ
$210B
$972K 0.35%
17,991
+280
+2% +$15.5K
DOMA.WS
56
DELISTED
Doma Holdings, Inc. Warrants, Every 25 warrants will be exercisable for one share of Common Stock at an exercise price of $287.50 per share of Common Stock
DOMA.WS
$958K 0.35%
+83,333
New +$103K
MDLZ icon
57
Mondelez International
MDLZ
$78.2B
$931K 0.34%
16,000
+100
+0.6% +$6.22K
CDTX
58
DELISTED
Cidara Therapeutics
CDTX
$930K 0.34%
20,765
– –
MRNS
59
DELISTED
Marinus Pharmaceuticals, Inc
MRNS
$924K 0.34%
81,166
– –
ABBV icon
60
AbbVie
ABBV
$456B
$863K 0.31%
8,000
– –
ASLN
61
DELISTED
ASLAN Pharmaceuticals Limited American Depositary Shares
ASLN
$851K 0.31%
11,955
– –
JNJ icon
62
Johnson & Johnson
JNJ
$667B
$840K 0.31%
5,200
-880
-14% -$150K
LOKM.WS
63
DELISTED
Live Oak Mobility Acquisition Corp. Warrants, exercisable for one share of Class A common stock at an exercise price of $11.50 per share
LOKM.WS
$828K 0.3%
72,030
– –
DD icon
64
DuPont de Nemours
DD
$17.7B
$826K 0.3%
9,687
+33
+0.3% +$3.06K
KMB icon
65
Kimberly-Clark
KMB
$35.4B
$795K 0.29%
6,000
– –
PSQH icon
66
PSQ Holdings
PSQH
$19.5M
$774K 0.28%
+5,333
New +$771K
QUOT
67
DELISTED
Quotient Technology Inc
QUOT
$728K 0.26%
125,000
– –
KO icon
68
Coca-Cola
KO
$382B
$703K 0.26%
13,400
– –
DOW icon
69
Dow Inc
DOW
$21.6B
$700K 0.25%
12,160
+42
+0.3% +$2.57K
CNQ icon
70
Canadian Natural Resources
CNQ
$103B
$690K 0.25%
38,563
-6,943
-15% -$114K
FAZEW
71
DELISTED
FaZe Holdings Inc. Warrant
FAZEW
$678K 0.25%
58,986
– –
LGV
72
DELISTED
Longview Acquisition Corp. II
LGV
$632K 0.23%
63,900
– –
T icon
73
AT&T
T
$179B
$543K 0.2%
26,646
+100
+0.4% +$2.1K
CTVA icon
74
Corteva
CTVA
$58.2B
$508K 0.18%
12,075
+42
+0.3% +$1.82K
BFLY icon
75
Butterfly Network
BFLY
$1.94B
$478K 0.17%
45,760
– –
1 2
3
4 5

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David M. Knott's Q3 2021 Portfolio in Review

As of Q3 2021, David M. Knott held 168 positions worth $275M, down 2.2% from $281M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

David M. Knott withdrew a net $20.7M in Q3 2021, closing 18 positions and reducing 21 holdings. Its most notable exit was Coliseum Acquisition Corp. Unit, an estimated $14.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 30% of assets, up from 28% a quarter earlier, followed by Healthcare and Miscellaneous.

Against the trend, David M. Knott opened a new position in Coliseum Acquisition Corp. Class A Ordinary Share worth $9.56M.

  • David M. Knott's largest Q3 2021 buy was Coliseum Acquisition Corp. Class A Ordinary Share: 984,835 shares worth $9.56M.
  • David M. Knott added most to Calumet Specialty Products in Q3 2021, an estimated $2.85M increase.
  • David M. Knott's biggest Q3 2021 reduction was FS KKR Capital, cutting an estimated $4.31M.
  • David M. Knott fully exited Coliseum Acquisition Corp. Unit in Q3 2021, selling an estimated $14.7M.
  • David M. Knott's ten largest holdings make up 46% of its $275M portfolio in Q3 2021.
  • David M. Knott opened 21 new positions and closed 18 in Q3 2021.
  • David M. Knott's portfolio value fell 2.2% quarter-over-quarter to $275M.

Based on David M. Knott's 13F filing for Q3 2021, filed 12 Nov 2021.