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DMK

David M. Knott Portfolio holdings

AUM $275M Turnover 23.21%
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$275M
AUM Growth
-$6.14M
Cap. Flow
-$20.7M
Cap. Flow %
-7.52%
Top 10 Hldgs %
46.48%
Holding
168
New
21
Increased
21
Reduced
21
Closed
18
Avg Time Held Equity + Options
2.4 years
Top 10 Avg Time Held Equity + Options
2 years
Top 20 Avg Time Held Equity + Options
1.8 years
Avg Time Held Equity only
2.4 years
Top 10 Avg Time Held Equity only
2 years
Top 20 Avg Time Held Equity only
1.8 years

Top Buys

Rank Stock Value
1
MITA icon
Coliseum Acquisition Corp. Class A Ordinary Share
MITA
+$9.6M
2
VIP icon
Vulcan Infrastructure and Power
VIP
+$6.87M
3
BRIV
B. Riley Principal 250 Merger Corp. Class A common stock
BRIV
+$3.38M
4
CLMT icon
Calumet Specialty Products
CLMT
+$2.85M
5
HZAC
Horizon Acquisition Corporation
HZAC
+$2.09M

Top Sells

Rank Stock Value
1
MITAU icon
Coliseum Acquisition Corp. Unit
MITAU
+$14.7M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$6.26M
3
FSK icon
FS KKR Capital
FSK
+$4.31M
4
FAZE
FaZe Holdings Inc. Common Stock
FAZE
+$3.4M
5
KKR icon
KKR & Co
KKR
+$3.14M

Sector Composition

Rank Sector Weight
1 Financials 29.75%
2 Healthcare 24.81%
3 Miscellaneous 13.26%
4 Materials 12.2%
5 Communication Services 7.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
TPST icon
151
Tempest Therapeutics
TPST
$10.1M
– –
-1,064
Closed -$155K –
VRCA icon
152
Verrica Pharmaceuticals
VRCA
$59.1M
– –
-138
Closed -$16K –
VTRS icon
153
Viatris
VTRS
$21B
– –
-794
Closed -$11K –
MITAU icon
154
DELISTED
Coliseum Acquisition Corp. Unit
MITAU
– –
-1,485,000
Closed -$14.7M –
CLBR.U icon
155
DELISTED
Colombier Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-third of one redeemable warrant
CLBR.U
– –
-80,000
Closed -$794K –
HZON
156
DELISTED
Horizon Acquisition Corporation II
HZON
– –
-210,100
Closed -$2.09M –
PSTH
157
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
– –
-275,000
Closed -$6.26M –
MIC icon
158
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
– –
-13,150
Closed -$503K –
SPRT
159
PUT
DELISTED
support.com, Inc.
SPRT
– –
-1,361,900
Closed -$5.26M –
CAP.WS
160
DELISTED
Capitol Investment Corp. V Warrants, each whole warrant exercisable for one share of Class A common
CAP.WS
– –
-83,333
Closed -$958K –
CNST
161
DELISTED
Constellation Pharmaceuticals, Inc.
CNST
– –
-91,909
Closed -$3.11M –
3 4 5 6
7

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David M. Knott's Q3 2021 Portfolio in Review

As of Q3 2021, David M. Knott held 168 positions worth $275M, down 2.2% from $281M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

David M. Knott withdrew a net $20.7M in Q3 2021, closing 18 positions and reducing 21 holdings. Its most notable exit was Coliseum Acquisition Corp. Unit, an estimated $14.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 30% of assets, up from 28% a quarter earlier, followed by Healthcare and Miscellaneous.

Against the trend, David M. Knott opened a new position in Coliseum Acquisition Corp. Class A Ordinary Share worth $9.6M.

  • David M. Knott's largest Q3 2021 buy was Coliseum Acquisition Corp. Class A Ordinary Share: 984,835 shares worth $9.6M.
  • David M. Knott added most to Calumet Specialty Products in Q3 2021, an estimated $2.85M increase.
  • David M. Knott's biggest Q3 2021 reduction was FS KKR Capital, cutting an estimated $4.31M.
  • David M. Knott fully exited Coliseum Acquisition Corp. Unit in Q3 2021, selling an estimated $14.7M.
  • David M. Knott's ten largest holdings make up 46% of its $275M portfolio in Q3 2021.
  • David M. Knott opened 21 new positions and closed 18 in Q3 2021.
  • David M. Knott's portfolio value fell 2.2% quarter-over-quarter to $275M.

Based on David M. Knott's 13F filing for Q3 2021, filed 12 Nov 2021.