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DMK

David M. Knott Portfolio holdings

AUM $275M
1-Year Est. Return 59.23%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$275M
AUM Growth
-$6.14M
Cap. Flow
-$12.2M
Cap. Flow %
-4.43%
Top 10 Hldgs %
46.48%
Holding
168
New
21
Increased
21
Reduced
21
Closed
18

Top Buys

1
MITA
Coliseum Acquisition Corp. Class A Ordinary Share
MITA
+$9.57M
2
GREE
Greenidge Generation Holdings
GREE
+$6.87M
3
BRIV
B. Riley Principal 250 Merger Corp. Class A common stock
BRIV
+$3.38M
4
CLMT icon
Calumet Specialty Products
CLMT
+$2.85M
5
HZAC
Horizon Acquisition Corporation
HZAC
+$2.09M

Top Sells

1
MITAU
Coliseum Acquisition Corp. Unit
MITAU
+$14.7M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$6.26M
3
FSK icon
FS KKR Capital
FSK
+$4.31M
4
FAZE
FaZe Holdings Inc. Common Stock
FAZE
+$3.4M
5
KKR icon
KKR & Co
KKR
+$3.14M

Sector Composition

1 Financials 29.74%
2 Healthcare 23.21%
3 Materials 12.2%
4 Communication Services 7.02%
5 Industrials 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXY icon
126
Occidental Petroleum
OXY
$53.4B
$53K 0.02%
1,801
-586
-25% -$15.6K
CFFN icon
127
Capitol Federal Financial
CFFN
$1.09B
$46K 0.02%
4,000
+200
+5% +$2.26K
GE icon
128
GE Aerospace
GE
$361B
$46K 0.02%
722
+24
+3% +$1.54K
APGN
129
DELISTED
Apexigen, Inc. Common Stock
APGN
$40K 0.01%
4,000
– –
HCAQ
130
DELISTED
HealthCor Catalio Acquisition Corp. Class A Ordinary Shares
HCAQ
$40K 0.01%
4,000
– –
EXP icon
131
Eagle Materials
EXP
$6.61B
$30K 0.01%
228
– –
CC icon
132
Chemours
CC
$2.61B
$27K 0.01%
920
– –
PBCT
133
DELISTED
People's United Financial Inc
PBCT
$26K 0.01%
1,500
– –
BNS icon
134
Scotiabank
BNS
$110B
$25K 0.01%
400
– –
APGNW
135
DELISTED
Apexigen, Inc. WarrantApexigen, Inc. Warrant
APGNW
$23K 0.01%
2,000
– –
ACQRW
136
DELISTED
Independence Holdings Corp. Warrant
ACQRW
$22K 0.01%
1,900
– –
SVC
137
Service Properties Trust
SVC
$1.13B
$11K ﹤0.01%
200
– –
SMIT
138
DELISTED
Schmitt Industries Inc
SMIT
$11K ﹤0.01%
+2,500
New +$12.6K
STWD icon
139
Starwood Property Trust
STWD
$6.34B
$10K ﹤0.01%
400
– –
OXY.WS icon
140
Occidental Petroleum Corp Warrants
OXY.WS
$31B
$7K ﹤0.01%
297
-73
-20% -$786
SCU
141
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$6K ﹤0.01%
200
– –
OGN icon
142
Organon & Co
OGN
$3.54B
$5K ﹤0.01%
147
+17
+13% +$544
AMLP icon
143
Alerian MLP ETF
AMLP
$12.7B
$4K ﹤0.01%
120
– –
WAB icon
144
Wabtec
WAB
$44.8B
$2K ﹤0.01%
17
– –
RMR icon
145
The RMR Group
RMR
$360M
$1K ﹤0.01%
16
– –
CUZ icon
146
Cousins Properties
CUZ
$5.27B
– –
-3,357
Closed -$123K
EDIT icon
147
Editas Medicine
EDIT
$442M
– –
-1,000
Closed -$57K
IBM icon
148
IBM
IBM
$206B
– –
-4,481
Closed -$628K
INSE icon
149
Inspired Entertainment
INSE
$180M
– –
-100,000
Closed -$1.27M
PRGO icon
150
Perrigo
PRGO
$1.54B
– –
-4,915
Closed -$225K
3 4 5
6
7

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FA
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KCP
KDI Capital Partners Raleigh, North Carolina $290M AUM 26.07% 1-Year Est. Return
HCIA
Hochman Cole Investment Advisors Deerfield, Illinois $255M AUM 23.27% 1-Year Est. Return
ISG
Investment Security Group Denver, Colorado $252M AUM 28.26% 1-Year Est. Return
TPCM
Three Peaks Capital Management Castle Rock, Colorado $301M AUM 43.39% 1-Year Est. Return
DCM
DeGreen Capital Management Scottsdale, Arizona $301M AUM 17.24% 1-Year Est. Return
MCL
MIK Capital LP New York $247M AUM 78.02% 1-Year Est. Return
DVC
Deer VII & Co Larchmont, New York $317M AUM 30.89% 1-Year Est. Return

David M. Knott's Q3 2021 Portfolio in Review

As of Q3 2021, David M. Knott held 168 positions worth $275M, down 2.2% from $281M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

David M. Knott withdrew a net $12.2M in Q3 2021, closing 18 positions and reducing 21 holdings. Its most notable exit was Coliseum Acquisition Corp. Unit, an estimated $14.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 30% of assets, up from 28% a quarter earlier, followed by Healthcare and Materials.

Against the trend, David M. Knott opened a new position in Coliseum Acquisition Corp. Class A Ordinary Share worth $9.56M.

  • David M. Knott's largest Q3 2021 buy was Coliseum Acquisition Corp. Class A Ordinary Share: 984,835 shares worth $9.56M.
  • David M. Knott added most to Calumet Specialty Products in Q3 2021, an estimated $2.85M increase.
  • David M. Knott's biggest Q3 2021 reduction was FS KKR Capital, cutting an estimated $4.31M.
  • David M. Knott fully exited Coliseum Acquisition Corp. Unit in Q3 2021, selling an estimated $14.7M.
  • David M. Knott's ten largest holdings make up 46% of its $275M portfolio in Q3 2021.
  • David M. Knott opened 21 new positions and closed 18 in Q3 2021.
  • David M. Knott's portfolio value fell 2.2% quarter-over-quarter to $275M.

Based on David M. Knott's 13F filing for Q3 2021, filed 12 Nov 2021.