DMK

David M. Knott Portfolio holdings

AUM $264M
1-Year Return 57.14%
This Quarter Return
+2.62%
1 Year Return
+57.14%
3 Year Return
+78.48%
5 Year Return
+218.77%
10 Year Return
–
AUM
$264M
AUM Growth
-$12.3M
Cap. Flow
-$14.4M
Cap. Flow %
-5.45%
Top 10 Hldgs %
46.32%
Holding
167
New
20
Increased
21
Reduced
21
Closed
17

Top Buys

1
MITA
Coliseum Acquisition Corp. Class A Ordinary Share
MITA
$9.56M
2
GREE icon
Greenidge Generation Holdings
GREE
$5.72M
3
MITAW
Coliseum Acquisition Corp. Warrant
MITAW
$5.69M
4
BRIV
B. Riley Principal 250 Merger Corp. Class A common stock
BRIV
$3.4M
5
CLMT icon
Calumet Specialty Products
CLMT
$3.28M

Top Sells

1
MITAU
Coliseum Acquisition Corp. Unit
MITAU
$14.7M
2
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
$6.26M
3
FSK icon
FS KKR Capital
FSK
$4.31M
4
FAZE
FaZe Holdings Inc. Common Stock
FAZE
$3.41M
5
CNST
Constellation Pharmaceuticals, Inc.
CNST
$3.11M

Sector Composition

1 Financials 31.03%
2 Healthcare 24.22%
3 Materials 12.73%
4 Communication Services 7.32%
5 Industrials 5.22%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CFFN icon
126
Capitol Federal Financial
CFFN
$853M
$46K 0.02%
4,000
+200
+5% +$2.3K
GE icon
127
GE Aerospace
GE
$299B
$46K 0.02%
722
+24
+3% +$1.53K
APGN
128
DELISTED
Apexigen, Inc. Common Stock
APGN
$40K 0.01%
4,000
– –
HCAQ
129
DELISTED
HealthCor Catalio Acquisition Corp. Class A Ordinary Shares
HCAQ
$40K 0.01%
4,000
– –
EXP icon
130
Eagle Materials
EXP
$7.55B
$30K 0.01%
228
– –
CC icon
131
Chemours
CC
$2.26B
$27K 0.01%
920
– –
PBCT
132
DELISTED
People's United Financial Inc
PBCT
$26K 0.01%
1,500
– –
BNS icon
133
Scotiabank
BNS
$79B
$25K 0.01%
400
– –
APGNW
134
DELISTED
Apexigen, Inc. WarrantApexigen, Inc. Warrant
APGNW
$23K 0.01%
2,000
– –
ACQRW
135
DELISTED
Independence Holdings Corp. Warrant
ACQRW
$22K 0.01%
1,900
– –
SVC
136
Service Properties Trust
SVC
$462M
$11K ﹤0.01%
1,000
– –
SMIT
137
DELISTED
Schmitt Industries Inc
SMIT
$11K ﹤0.01%
+2,500
New +$11K
STWD icon
138
Starwood Property Trust
STWD
$7.52B
$10K ﹤0.01%
400
– –
OXY.WS icon
139
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$23.2B
$7K ﹤0.01%
297
-73
-20% -$1.72K
SCU
140
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$6K ﹤0.01%
200
– –
OGN icon
141
Organon & Co
OGN
$2.52B
$5K ﹤0.01%
147
+17
+13% +$578
AMLP icon
142
Alerian MLP ETF
AMLP
$10.6B
$4K ﹤0.01%
120
– –
WAB icon
143
Wabtec
WAB
$33.1B
$2K ﹤0.01%
17
– –
RMR icon
144
The RMR Group
RMR
$283M
$1K ﹤0.01%
16
– –
CAP.WS
145
DELISTED
Capitol Investment Corp. V Warrants, each whole warrant exercisable for one share of Class A common
CAP.WS
– –
-83,333
Closed -$958K
CUZ icon
146
Cousins Properties
CUZ
$4.91B
– –
-3,357
Closed -$123K
EDIT icon
147
Editas Medicine
EDIT
$227M
– –
-1,000
Closed -$57K
IBM icon
148
IBM
IBM
$230B
– –
-4,481
Closed -$628K
INSE icon
149
Inspired Entertainment
INSE
$250M
– –
-100,000
Closed -$1.28M
PRGO icon
150
Perrigo
PRGO
$3.2B
– –
-4,915
Closed -$225K
3 4 5
6
7