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DMK
David M. Knott Portfolio holdings
AUM
$275M
Turnover
23.21%
1-Year Est. Return
59.23%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+59.23%
3 Year Est. Return
+80.95%
5 Year Est. Return
+223.18%
10 Year Est. Return
–
AUM
$275M
AUM Growth
-$6.14M
(-2.2%)
Cap. Flow
-$20.7M
Cap. Flow % of AUM
Cap. Flow %
-7.52%
Top 10 Holdings %
Top 10 Hldgs %
46.48%
Holding
168
New
21
Increased
21
Reduced
21
Closed
18
Avg Time Held
Equity + Options
2.4
years
Top 10 Avg Time Held
Equity + Options
2
years
Top 20 Avg Time Held
Equity + Options
1.8
years
Avg Time Held Equity only
2.4
years
Top 10 Avg Time Held Equity only
2
years
Top 20 Avg Time Held Equity only
1.8
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Coliseum Acquisition Corp. Class A Ordinary Share
MITA
|
+$9.6M |
| 2 |
Vulcan Infrastructure and Power
VIP
|
+$6.87M |
| 3 |
BRIV
B. Riley Principal 250 Merger Corp. Class A common stock
BRIV
|
+$3.38M |
| 4 |
Calumet Specialty Products
CLMT
|
+$2.85M |
| 5 |
HZAC
Horizon Acquisition Corporation
HZAC
|
+$2.09M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Coliseum Acquisition Corp. Unit
MITAU
|
+$14.7M |
| 2 |
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
|
+$6.26M |
| 3 |
FS KKR Capital
FSK
|
+$4.31M |
| 4 |
FAZE
FaZe Holdings Inc. Common Stock
FAZE
|
+$3.4M |
| 5 |
KKR & Co
KKR
|
+$3.14M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 29.75% |
| 2 | Healthcare | 24.81% |
| 3 | Miscellaneous | 13.26% |
| 4 | Materials | 12.2% |
| 5 | Communication Services | 7.02% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
126
Occidental Petroleum
OXY
$62.7B
| $53K | 0.02% |
1,801
-586
| -25% | -$15.6K |
2019 Q3
8 quarters
|
|
127
Capitol Federal Financial
CFFN
$998M
| $46K | 0.02% |
4,000
+200
| +5% | +$2.26K |
2013 Q2
33 quarters
|
|
128
GE Aerospace
GE
$323B
| $46K | 0.02% |
722
+24
| +3% | +$1.54K |
2013 Q2
33 quarters
|
|
|
APGN
129
DELISTED
Apexigen, Inc. Common Stock
APGN
| $40K | 0.01% |
4,000
| – | – |
2021 Q1
2 quarters
|
|
|
HCAQ
130
DELISTED
HealthCor Catalio Acquisition Corp. Class A Ordinary Shares
HCAQ
| $40K | 0.01% |
4,000
| – | – |
2021 Q1
2 quarters
|
|
131
Eagle Materials
EXP
$5.2B
| $30K | 0.01% |
228
| – | – |
2013 Q2
33 quarters
|
|
132
Chemours
CC
$1.9B
| $27K | 0.01% |
920
| – | – |
2015 Q3
24 quarters
|
|
|
PBCT
133
DELISTED
People's United Financial Inc
PBCT
| $26K | 0.01% |
1,500
| – | – |
2019 Q1
10 quarters
|
|
134
Scotiabank
BNS
$111B
| $25K | 0.01% |
400
| – | – |
2015 Q1
26 quarters
|
|
|
APGNW
135
DELISTED
Apexigen, Inc. WarrantApexigen, Inc. Warrant
APGNW
| $23K | 0.01% |
2,000
| – | – |
2021 Q1
2 quarters
|
|
|
ACQRW
136
DELISTED
Independence Holdings Corp. Warrant
ACQRW
| $22K | 0.01% |
1,900
| – | – |
2021 Q2
1 quarter
|
|
|
SVC
137
Service Properties Trust
SVC
$767M
| $11K | ﹤0.01% |
200
| – | – |
2015 Q1
26 quarters
|
|
|
SMIT
138
DELISTED
Schmitt Industries Inc
SMIT
| $11K | ﹤0.01% |
+2,500
| New | +$12.6K |
2021 Q3
0 quarters
|
|
139
Starwood Property Trust
STWD
$4.43B
| $10K | ﹤0.01% |
400
| – | – |
2013 Q2
33 quarters
|
|
|
140
Occidental Petroleum Corp Warrants
OXY.WS
$38.5B
| $7K | ﹤0.01% |
297
-73
| -20% | -$786 |
2020 Q3
4 quarters
|
|
|
SCU
141
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
| $6K | ﹤0.01% |
200
| – | – |
2014 Q2
29 quarters
|
|
142
Organon & Co
OGN
$3.61B
| $5K | ﹤0.01% |
147
+17
| +13% | +$544 |
2021 Q2
1 quarter
|
|
143
Alerian MLP ETF
AMLP
$12.6B
| $4K | ﹤0.01% |
120
| – | – |
2015 Q1
26 quarters
|
|
144
Wabtec
WAB
$48.4B
| $2K | ﹤0.01% |
17
| – | – |
2019 Q1
10 quarters
|
|
145
The RMR Group
RMR
$299M
| $1K | ﹤0.01% |
16
| – | – |
2015 Q4
23 quarters
|
|
146
Cousins Properties
CUZ
$4.48B
| – | – |
-3,357
| Closed | -$123K | – |
|
147
Editas Medicine
EDIT
$372M
| – | – |
-1,000
| Closed | -$57K | – |
|
148
IBM
IBM
$223B
| – | – |
-4,481
| Closed | -$628K | – |
|
149
Inspired Entertainment
INSE
$84.3M
| – | – |
-100,000
| Closed | -$1.28M | – |
|
150
Perrigo
PRGO
$2.23B
| – | – |
-4,915
| Closed | -$225K | – |
|
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David M. Knott's Q3 2021 Portfolio in Review
As of Q3 2021, David M. Knott held 168 positions worth $275M, down 2.2% from $281M the previous quarter. Its ten largest holdings account for 46% of the portfolio.
David M. Knott withdrew a net $20.7M in Q3 2021, closing 18 positions and reducing 21 holdings. Its most notable exit was Coliseum Acquisition Corp. Unit, an estimated $14.7M position sold in full.
By sector, the portfolio is most concentrated in Financials at 30% of assets, up from 28% a quarter earlier, followed by Healthcare and Miscellaneous.
Against the trend, David M. Knott opened a new position in Coliseum Acquisition Corp. Class A Ordinary Share worth $9.6M.
- David M. Knott's largest Q3 2021 buy was Coliseum Acquisition Corp. Class A Ordinary Share: 984,835 shares worth $9.6M.
- David M. Knott added most to Calumet Specialty Products in Q3 2021, an estimated $2.85M increase.
- David M. Knott's biggest Q3 2021 reduction was FS KKR Capital, cutting an estimated $4.31M.
- David M. Knott fully exited Coliseum Acquisition Corp. Unit in Q3 2021, selling an estimated $14.7M.
- David M. Knott's ten largest holdings make up 46% of its $275M portfolio in Q3 2021.
- David M. Knott opened 21 new positions and closed 18 in Q3 2021.
- David M. Knott's portfolio value fell 2.2% quarter-over-quarter to $275M.
Based on David M. Knott's 13F filing for Q3 2021, filed 12 Nov 2021.