DMK

David M. Knott Portfolio holdings

AUM $264M
1-Year Est. Return 57.14%
This Quarter Est. Return
1 Year Est. Return
+57.14%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$264M
AUM Growth
-$12.3M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
167
New
Increased
Reduced
Closed

Top Buys

1
+$9.56M
2
+$5.72M
3
+$5.69M
4
BRIV
B. Riley Principal 250 Merger Corp. Class A common stock
BRIV
+$3.4M
5
CLMT icon
Calumet Specialty Products
CLMT
+$3.28M

Top Sells

1
+$14.7M
2
+$6.26M
3
+$4.31M
4
FAZE
FaZe Holdings Inc. Common Stock
FAZE
+$3.41M
5
CNST
Constellation Pharmaceuticals, Inc.
CNST
+$3.11M

Sector Composition

1 Financials 31.03%
2 Healthcare 24.22%
3 Materials 12.73%
4 Communication Services 7.32%
5 Industrials 5.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CFFN icon
126
Capitol Federal Financial
CFFN
$883M
$46K 0.02%
4,000
+200
GE icon
127
GE Aerospace
GE
$304B
$46K 0.02%
722
+24
APGN
128
DELISTED
Apexigen, Inc. Common Stock
APGN
$40K 0.01%
4,000
HCAQ
129
DELISTED
HealthCor Catalio Acquisition Corp. Class A Ordinary Shares
HCAQ
$40K 0.01%
4,000
EXP icon
130
Eagle Materials
EXP
$7.18B
$30K 0.01%
228
CC icon
131
Chemours
CC
$1.94B
$27K 0.01%
920
PBCT
132
DELISTED
People's United Financial Inc
PBCT
$26K 0.01%
1,500
BNS icon
133
Scotiabank
BNS
$86.9B
$25K 0.01%
400
APGNW
134
DELISTED
Apexigen, Inc. WarrantApexigen, Inc. Warrant
APGNW
$23K 0.01%
2,000
ACQRW
135
DELISTED
Independence Holdings Corp. Warrant
ACQRW
$22K 0.01%
1,900
SVC
136
Service Properties Trust
SVC
$313M
$11K ﹤0.01%
1,000
SMIT
137
DELISTED
Schmitt Industries Inc
SMIT
$11K ﹤0.01%
+2,500
STWD icon
138
Starwood Property Trust
STWD
$6.82B
$10K ﹤0.01%
400
OXY.WS icon
139
Occidental Petroleum Corp Warrants
OXY.WS
$19.3B
$7K ﹤0.01%
297
-73
SCU
140
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$6K ﹤0.01%
200
OGN icon
141
Organon & Co
OGN
$1.89B
$5K ﹤0.01%
147
+17
AMLP icon
142
Alerian MLP ETF
AMLP
$10.6B
$4K ﹤0.01%
120
WAB icon
143
Wabtec
WAB
$36.5B
$2K ﹤0.01%
17
RMR icon
144
The RMR Group
RMR
$263M
$1K ﹤0.01%
16
HZON
145
DELISTED
Horizon Acquisition Corporation II
HZON
– –
-210,100
PSTH
146
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
– –
-275,000
MIC
147
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
– –
-13,150
SPRT
148
DELISTED
support.com, Inc.
SPRT
– –
0
CAP.WS
149
DELISTED
Capitol Investment Corp. V Warrants, each whole warrant exercisable for one share of Class A common
CAP.WS
– –
-83,333
CNST
150
DELISTED
Constellation Pharmaceuticals, Inc.
CNST
– –
-91,909
3 4 5
6
7