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HCIA

Hochman Cole Investment Advisors Portfolio holdings

AUM $255M
1-Year Est. Return 23.27%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+23.27%
3 Year Est. Return
+42.67%
5 Year Est. Return
+86.19%
10 Year Est. Return
–
AUM
$255M
AUM Growth
+$4.87M
Cap. Flow
+$6.51M
Cap. Flow %
2.55%
Top 10 Hldgs %
47.62%
Holding
136
New
11
Increased
30
Reduced
64
Closed
8

Top Buys

Rank Stock Value
1
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.18M
2
PAUG icon
Innovator US Equity Power Buffer ETF August
PAUG
+$1.64M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$1.14M
4
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$970K
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$959K

Top Sells

Rank Stock Value
1
XME icon
State Street SPDR S&P Metals & Mining ETF
XME
+$1.15M
2
PMAY icon
Innovator US Equity Power Buffer ETF May
PMAY
+$1.02M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$718K
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$656K
5
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$560K

Sector Composition

Rank Sector Weight
1 Technology 2.72%
2 Healthcare 2.44%
3 Communication Services 2.18%
4 Financials 0.83%
5 Consumer Discretionary 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IEMG icon
126
iShares Core MSCI Emerging Markets ETF
IEMG
$150B
$207K 0.08%
3,354
-150
-4% -$9.55K
DIS icon
127
Walt Disney
DIS
$168B
$201K 0.08%
1,188
-57
-5% -$10.2K
DFTX
128
Definium Therapeutics
DFTX
$5.66B
$74K 0.03%
+2,117
New +$91.5K
BMVP icon
129
Invesco Bloomberg MVP Multi-factor ETF
BMVP
$104M
– –
-5,547
Closed -$226K
COIN icon
130
Coinbase
COIN
$44.1B
– –
-828
Closed -$210K
IAU icon
131
iShares Gold Trust
IAU
$63.4B
– –
-10,150
Closed -$342K
MTUM icon
132
iShares MSCI USA Momentum Factor ETF
MTUM
$25.2B
– –
-1,370
Closed -$238K
PMAY icon
133
Innovator US Equity Power Buffer ETF May
PMAY
$806M
– –
-34,705
Closed -$1.02M
RVT icon
134
Royce Value Trust
RVT
$2.21B
– –
-11,466
Closed -$218K
XBI icon
135
State Street SPDR S&P Biotech ETF
XBI
$10.2B
– –
-1,564
Closed -$212K
XME icon
136
State Street SPDR S&P Metals & Mining ETF
XME
$3.96B
– –
-26,669
Closed -$1.15M
2 3 4 5
6

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Hochman Cole Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Hochman Cole Investment Advisors held 136 positions worth $255M, up 1.9% from $250M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Hochman Cole Investment Advisors's Q3 2021 filing shows 11 new, 30 increased, 64 reduced and 8 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF September: 107,832 shares worth $3.13M. The largest sale was State Street SPDR S&P Metals & Mining ETF, an estimated $1.15M.

By sector, the portfolio is most concentrated in Technology at 2.7% of assets, up from 2.3% a quarter earlier, followed by Healthcare and Communication Services.

  • Hochman Cole Investment Advisors's largest Q3 2021 buy was Innovator US Equity Power Buffer ETF September: 107,832 shares worth $3.13M.
  • Hochman Cole Investment Advisors added most to First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q3 2021, an estimated $1.14M increase.
  • Hochman Cole Investment Advisors's biggest Q3 2021 reduction was First Trust Technology AlphaDEX Fund, cutting an estimated $718K.
  • Hochman Cole Investment Advisors fully exited State Street SPDR S&P Metals & Mining ETF in Q3 2021, selling an estimated $1.15M.
  • Hochman Cole Investment Advisors's ten largest holdings make up 48% of its $255M portfolio in Q3 2021.
  • Hochman Cole Investment Advisors opened 11 new positions and closed 8 in Q3 2021.
  • Hochman Cole Investment Advisors's portfolio value rose 1.9% quarter-over-quarter to $255M.

Based on Hochman Cole Investment Advisors's 13F filing for Q3 2021, filed 20 Oct 2021.