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HCIA

Hochman Cole Investment Advisors Portfolio holdings

AUM $255M
1-Year Est. Return 23.27%
This Fund
S&P 500
This Quarter Est. Return
+0.37%
1 Year Est. Return
+23.27%
3 Year Est. Return
+42.67%
5 Year Est. Return
+86.19%
10 Year Est. Return
–
AUM
$160M
AUM Growth
-$7.55M
Cap. Flow
-$7.89M
Cap. Flow %
-4.93%
Top 10 Hldgs %
45.27%
Holding
114
New
4
Increased
26
Reduced
63
Closed
5

Top Buys

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.86M
2
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$787K
3
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$409K
4
IYE icon
iShares US Energy ETF
IYE
+$333K
5
FMB icon
First Trust Managed Municipal ETF
FMB
+$322K

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$1.02M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$856K
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$777K
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$772K
5
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$562K

Sector Composition

Rank Sector Weight
1 Miscellaneous 90.47%
2 Healthcare 3.62%
3 Communication Services 1.99%
4 Financials 1.58%
5 Technology 1.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXL icon
1
First Trust Technology AlphaDEX Fund
FXL
$2.82B
$11.8M 7.34%
180,430
-11,533
-6% -$777K
XLK icon
2
State Street Technology Select Sector SPDR ETF
XLK
$123B
$11.8M 7.34%
291,926
-25,470
-8% -$1.02M
XLV icon
3
State Street Health Care Select Sector SPDR ETF
XLV
$44.6B
$11.7M 7.31%
129,816
-8,459
-6% -$772K
XLP icon
4
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.8B
$7.81M 4.87%
127,087
-3,847
-3% -$231K
FXO icon
5
First Trust Financials AlphaDEX Fund
FXO
$1.13B
$6.29M 3.93%
197,846
-11,224
-5% -$355K
SDY icon
6
State Street SPDR S&P Dividend ETF
SDY
$22B
$5.65M 3.53%
55,065
+7,805
+17% +$787K
VB icon
7
Vanguard Morningstar Small-Cap ETF
VB
$82.2B
$5.03M 3.14%
32,675
-1,204
-4% -$187K
QQQ icon
8
Invesco QQQ Trust
QQQ
$493B
$4.29M 2.68%
22,696
-1,763
-7% -$334K
RSP icon
9
Invesco S&P 500 Equal Weight ETF
RSP
$99.8B
$4.13M 2.58%
38,199
-3,467
-8% -$372K
XLF icon
10
State Street Financial Select Sector SPDR ETF
XLF
$56.4B
$4.11M 2.56%
146,625
-10,316
-7% -$285K
VV icon
11
Vanguard Morningstar Large-Cap ETF
VV
$54.4B
$3.29M 2.05%
24,117
-1,203
-5% -$163K
XLU icon
12
State Street Utilities Select Sector SPDR ETF
XLU
$22.2B
$3.26M 2.04%
100,828
-6,148
-6% -$190K
IWB icon
13
iShares Russell 1000 ETF
IWB
$49.2B
$3.14M 1.96%
19,104
-2,346
-11% -$385K
ABBV icon
14
AbbVie
ABBV
$456B
$2.94M 1.84%
38,886
+1,159
+3% +$79.5K
IWF icon
15
iShares Russell 1000 Growth ETF
IWF
$127B
$2.94M 1.83%
73,608
-13,520
-16% -$542K
SPY icon
16
State Street SPDR S&P 500 ETF Trust
SPY
$827B
$2.94M 1.83%
9,897
-1,263
-11% -$373K
VUG icon
17
Vanguard Morningstar Growth ETF
VUG
$229B
$2.57M 1.6%
92,724
-11,754
-11% -$326K
ICSH icon
18
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.58B
$2.52M 1.57%
50,044
-3,106
-6% -$156K
ABT icon
19
Abbott
ABT
$193B
$2.49M 1.56%
29,803
+1
+0% +$85
AAPL icon
20
Apple
AAPL
$4.59T
$2.43M 1.52%
43,452
+424
+1% +$22.2K
XPH icon
21
State Street SPDR S&P Pharmaceuticals ETF
XPH
$561M
$2.38M 1.49%
66,873
-4,920
-7% -$183K
VO icon
22
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$2.06M 1.29%
49,280
-3,472
-7% -$145K
IWM icon
23
iShares Russell 2000 ETF
IWM
$81.9B
$2.06M 1.28%
13,585
-1,247
-8% -$190K
IBB icon
24
iShares Biotechnology ETF
IBB
$10.8B
$1.92M 1.2%
19,268
-713
-4% -$74.6K
PFF icon
25
iShares Preferred and Income Securities ETF
PFF
$13.1B
$1.87M 1.17%
+49,860
New +$1.86M
1
2 3 4 5

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Hochman Cole Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Hochman Cole Investment Advisors held 114 positions worth $160M, down 4.5% from $168M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Hochman Cole Investment Advisors withdrew a net $7.89M in Q3 2019, closing 5 positions and reducing 63 holdings. Its most notable exit was Schwab Fundamental Emerging Markets Large Company Index ETF, an estimated $468K position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 90% of assets, down from 91% a quarter earlier, followed by Healthcare and Communication Services.

Against the trend, Hochman Cole Investment Advisors opened a new position in iShares Preferred and Income Securities ETF worth $1.87M.

  • Hochman Cole Investment Advisors's largest Q3 2019 buy was iShares Preferred and Income Securities ETF: 49,860 shares worth $1.87M.
  • Hochman Cole Investment Advisors added most to State Street SPDR S&P Dividend ETF in Q3 2019, an estimated $787K increase.
  • Hochman Cole Investment Advisors's biggest Q3 2019 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $1.02M.
  • Hochman Cole Investment Advisors fully exited Schwab Fundamental Emerging Markets Large Company Index ETF in Q3 2019, selling an estimated $468K.
  • Hochman Cole Investment Advisors's ten largest holdings make up 45% of its $160M portfolio in Q3 2019.
  • Hochman Cole Investment Advisors opened 4 new positions and closed 5 in Q3 2019.
  • Hochman Cole Investment Advisors's portfolio value fell 4.5% quarter-over-quarter to $160M.

Based on Hochman Cole Investment Advisors's 13F filing for Q3 2019, filed 12 Nov 2019.