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HCIA

Hochman Cole Investment Advisors Portfolio holdings

AUM $255M
1-Year Est. Return 23.27%
This Fund
S&P 500
This Quarter Est. Return
+3.89%
1 Year Est. Return
+23.27%
3 Year Est. Return
+42.67%
5 Year Est. Return
+86.19%
10 Year Est. Return
–
AUM
$238M
AUM Growth
+$6.03M
Cap. Flow
-$2.22M
Cap. Flow %
-0.93%
Top 10 Hldgs %
48.09%
Holding
128
New
8
Increased
42
Reduced
43
Closed
2

Top Buys

Rank Stock Value
1
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$1.65M
2
XME icon
State Street SPDR S&P Metals & Mining ETF
XME
+$1.51M
3
PFFD icon
Global X US Preferred ETF
PFFD
+$982K
4
PFM icon
Invesco Dividend Achievers ETF
PFM
+$617K
5
FEM icon
First Trust Emerging Markets AlphaDEX Fund
FEM
+$479K

Top Sells

Rank Stock Value
1
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$1.27M
2
GLD icon
SPDR Gold Trust
GLD
+$1.2M
3
ABT icon
Abbott
ABT
+$1.19M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$1.01M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$886K

Sector Composition

Rank Sector Weight
1 Miscellaneous 91.58%
2 Healthcare 2.41%
3 Technology 2.19%
4 Communication Services 1.97%
5 Financials 0.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLK icon
1
State Street Technology Select Sector SPDR ETF
XLK
$123B
$17.2M 7.24%
259,664
-13,416
-5% -$886K
FXL icon
2
First Trust Technology AlphaDEX Fund
FXL
$2.82B
$16.2M 6.78%
142,166
-11,055
-7% -$1.27M
XLV icon
3
State Street Health Care Select Sector SPDR ETF
XLV
$44.6B
$14.3M 5.98%
122,121
-208
-0.2% -$24K
QQQ icon
4
Invesco QQQ Trust
QQQ
$493B
$13.6M 5.71%
42,611
+395
+0.9% +$126K
ICSH icon
5
iShares Ultra Short Duration Bond Active ETF
ICSH
$8.58B
$11.4M 4.78%
225,445
-7,287
-3% -$368K
PFFD icon
6
Global X US Preferred ETF
PFFD
$2.16B
$11M 4.61%
430,157
+38,741
+10% +$982K
XLP icon
7
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.8B
$9.45M 3.97%
138,327
-666
-0.5% -$43.8K
SPY icon
8
State Street SPDR S&P 500 ETF Trust
SPY
$827B
$8.04M 3.37%
20,278
-801
-4% -$309K
XLC icon
9
State Street Communication Services Select Sector SPDR ETF
XLC
$22.5B
$7.72M 3.24%
105,260
+1,722
+2% +$123K
VB icon
10
Vanguard Morningstar Small-Cap ETF
VB
$82.2B
$5.75M 2.41%
26,868
-930
-3% -$196K
XLU icon
11
State Street Utilities Select Sector SPDR ETF
XLU
$22.2B
$5.4M 2.27%
168,520
-5,258
-3% -$163K
AAPL icon
12
Apple
AAPL
$4.59T
$4.7M 1.97%
38,465
-5,017
-12% -$644K
SDY icon
13
State Street SPDR S&P Dividend ETF
SDY
$22B
$4.46M 1.87%
37,745
+942
+3% +$106K
RSP icon
14
Invesco S&P 500 Equal Weight ETF
RSP
$99.8B
$4.4M 1.85%
31,078
-885
-3% -$119K
FTSM icon
15
First Trust Enhanced Short Maturity ETF
FTSM
$6.53B
$4.37M 1.83%
72,851
-16,822
-19% -$1.01M
IWF icon
16
iShares Russell 1000 Growth ETF
IWF
$127B
$4.05M 1.7%
66,692
-1,656
-2% -$101K
IWB icon
17
iShares Russell 1000 ETF
IWB
$49.2B
$3.77M 1.58%
16,823
-86
-0.5% -$18.8K
IBB icon
18
iShares Biotechnology ETF
IBB
$10.8B
$3.72M 1.56%
24,701
+165
+0.7% +$26.2K
VV icon
19
Vanguard Morningstar Large-Cap ETF
VV
$54.4B
$3.63M 1.52%
19,564
-988
-5% -$179K
VUG icon
20
Vanguard Morningstar Growth ETF
VUG
$229B
$3.6M 1.51%
83,946
-1,776
-2% -$76K
ABBV icon
21
AbbVie
ABBV
$456B
$3.48M 1.46%
32,121
-7,889
-20% -$844K
MOAT icon
22
VanEck Morningstar Wide Moat ETF
MOAT
$12.6B
$3.37M 1.41%
48,579
+1,550
+3% +$102K
XPH icon
23
State Street SPDR S&P Pharmaceuticals ETF
XPH
$561M
$2.76M 1.16%
54,892
-886
-2% -$47.2K
IWM icon
24
iShares Russell 2000 ETF
IWM
$81.9B
$2.69M 1.13%
12,171
-52
-0.4% -$11.4K
ABT icon
25
Abbott
ABT
$193B
$2.27M 0.95%
18,946
-10,012
-35% -$1.19M
1
2 3 4 5

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Hochman Cole Investment Advisors's Q1 2021 Portfolio in Review

As of Q1 2021, Hochman Cole Investment Advisors held 128 positions worth $238M, up 2.6% from $232M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Hochman Cole Investment Advisors's Q1 2021 filing shows 8 new, 42 increased, 43 reduced and 2 closed positions. Its largest new stake was State Street SPDR S&P Metals & Mining ETF: 41,049 shares worth $1.64M. The largest sale was First Trust Technology AlphaDEX Fund, an estimated $1.27M.

By sector, the portfolio is most concentrated in Miscellaneous at 92% of assets, up from 90% a quarter earlier, followed by Healthcare and Technology.

  • Hochman Cole Investment Advisors's largest Q1 2021 buy was State Street SPDR S&P Metals & Mining ETF: 41,049 shares worth $1.64M.
  • Hochman Cole Investment Advisors added most to First Trust Preferred Securities and Income ETF in Q1 2021, an estimated $1.65M increase.
  • Hochman Cole Investment Advisors's biggest Q1 2021 reduction was First Trust Technology AlphaDEX Fund, cutting an estimated $1.27M.
  • Hochman Cole Investment Advisors fully exited Kirkland Lake Gold Ltd Ordinary in Q1 2021, selling an estimated $318K.
  • Hochman Cole Investment Advisors's ten largest holdings make up 48% of its $238M portfolio in Q1 2021.
  • Hochman Cole Investment Advisors opened 8 new positions and closed 2 in Q1 2021.
  • Hochman Cole Investment Advisors's portfolio value rose 2.6% quarter-over-quarter to $238M.

Based on Hochman Cole Investment Advisors's 13F filing for Q1 2021, filed 10 May 2021.