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HCIA

Hochman Cole Investment Advisors Portfolio holdings

AUM $255M
1-Year Est. Return 23.27%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+23.27%
3 Year Est. Return
+42.67%
5 Year Est. Return
+86.19%
10 Year Est. Return
–
AUM
$255M
AUM Growth
+$4.87M
Cap. Flow
+$6.51M
Cap. Flow %
2.55%
Top 10 Hldgs %
47.62%
Holding
136
New
11
Increased
30
Reduced
64
Closed
8

Top Buys

Rank Stock Value
1
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.18M
2
PAUG icon
Innovator US Equity Power Buffer ETF August
PAUG
+$1.64M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$1.14M
4
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$970K
5
FVD icon
First Trust Value Line Dividend Fund
FVD
+$959K

Top Sells

Rank Stock Value
1
XME icon
State Street SPDR S&P Metals & Mining ETF
XME
+$1.15M
2
PMAY icon
Innovator US Equity Power Buffer ETF May
PMAY
+$1.02M
3
FXL icon
First Trust Technology AlphaDEX Fund
FXL
+$718K
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$656K
5
ICSH icon
iShares Ultra Short Duration Bond Active ETF
ICSH
+$560K

Sector Composition

Rank Sector Weight
1 Technology 2.72%
2 Healthcare 2.44%
3 Communication Services 2.18%
4 Financials 0.83%
5 Consumer Discretionary 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWM icon
26
iShares Russell 2000 ETF
IWM
$80.9B
$2.38M 0.93%
10,859
-1,196
-10% -$265K
ABT icon
27
Abbott
ABT
$180B
$2.23M 0.87%
18,915
-197
-1% -$24.2K
PFM icon
28
Invesco Dividend Achievers ETF
PFM
$788M
$2.16M 0.84%
59,976
-4,196
-7% -$156K
BRK.B icon
29
Berkshire Hathaway Class B
BRK.B
$1.07T
$2.13M 0.83%
7,795
-20
-0.3% -$5.62K
VOO icon
30
Vanguard S&P 500 ETF
VOO
$968B
$2.04M 0.8%
5,164
-35
-0.7% -$14.2K
GOOG icon
31
Alphabet (Google) Class C
GOOG
$3.9T
$1.99M 0.78%
14,920
+1,080
+8% +$149K
VO icon
32
Vanguard Mid-Cap ETF
VO
$106B
$1.85M 0.72%
31,180
-3,936
-11% -$238K
FPE icon
33
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$1.83M 0.72%
89,020
-4,542
-5% -$93.8K
VOT icon
34
Vanguard Mid-Cap Growth ETF
VOT
$19B
$1.68M 0.66%
7,125
-210
-3% -$50.8K
PAUG icon
35
Innovator US Equity Power Buffer ETF August
PAUG
$858M
$1.62M 0.64%
+55,589
New +$1.64M
SCHE icon
36
Schwab Emerging Markets Equity ETF
SCHE
$12.3B
$1.62M 0.64%
53,239
-3,590
-6% -$112K
XLI icon
37
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$1.56M 0.61%
15,914
-590
-4% -$60.6K
JPST icon
38
JPMorgan Ultra-Short Income ETF
JPST
$40B
$1.5M 0.59%
29,513
-2,161
-7% -$110K
FVD icon
39
First Trust Value Line Dividend Fund
FVD
$8.29B
$1.4M 0.55%
35,727
+23,612
+195% +$959K
GOOGL icon
40
Alphabet (Google) Class A
GOOGL
$3.91T
$1.39M 0.55%
10,420
-320
-3% -$43.5K
AMZN icon
41
Amazon
AMZN
$2.5T
$1.33M 0.52%
8,120
+2,520
+45% +$435K
CFO icon
42
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
$415M
$1.32M 0.52%
18,551
-1,050
-5% -$76.7K
VBR icon
43
Vanguard Small-Cap Value ETF
VBR
$37.1B
$1.11M 0.44%
6,581
+299
+5% +$51.2K
FMB icon
44
First Trust Managed Municipal ETF
FMB
$2.03B
$1.09M 0.43%
19,230
+9
+0% +$517
VZ icon
45
Verizon
VZ
$194B
$1.04M 0.41%
19,243
-1,948
-9% -$108K
VTV icon
46
Vanguard Value ETF
VTV
$189B
$1.03M 0.4%
7,628
-108
-1% -$15K
IJR icon
47
iShares Core S&P Small-Cap ETF
IJR
$109B
$996K 0.39%
9,119
-122
-1% -$13.4K
IWR icon
48
iShares Russell Mid-Cap ETF
IWR
$56.8B
$962K 0.38%
12,295
– –
PAPR icon
49
Innovator US Equity Power Buffer ETF April
PAPR
$946M
$950K 0.37%
+33,251
New +$954K
DVY icon
50
iShares Select Dividend ETF
DVY
$24B
$940K 0.37%
8,196
-509
-6% -$59.5K
1
2
3 4 5

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Hochman Cole Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Hochman Cole Investment Advisors held 136 positions worth $255M, up 1.9% from $250M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Hochman Cole Investment Advisors's Q3 2021 filing shows 11 new, 30 increased, 64 reduced and 8 closed positions. Its largest new stake was Innovator US Equity Power Buffer ETF September: 107,832 shares worth $3.13M. The largest sale was State Street SPDR S&P Metals & Mining ETF, an estimated $1.15M.

By sector, the portfolio is most concentrated in Technology at 2.7% of assets, up from 2.3% a quarter earlier, followed by Healthcare and Communication Services.

  • Hochman Cole Investment Advisors's largest Q3 2021 buy was Innovator US Equity Power Buffer ETF September: 107,832 shares worth $3.13M.
  • Hochman Cole Investment Advisors added most to First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q3 2021, an estimated $1.14M increase.
  • Hochman Cole Investment Advisors's biggest Q3 2021 reduction was First Trust Technology AlphaDEX Fund, cutting an estimated $718K.
  • Hochman Cole Investment Advisors fully exited State Street SPDR S&P Metals & Mining ETF in Q3 2021, selling an estimated $1.15M.
  • Hochman Cole Investment Advisors's ten largest holdings make up 48% of its $255M portfolio in Q3 2021.
  • Hochman Cole Investment Advisors opened 11 new positions and closed 8 in Q3 2021.
  • Hochman Cole Investment Advisors's portfolio value rose 1.9% quarter-over-quarter to $255M.

Based on Hochman Cole Investment Advisors's 13F filing for Q3 2021, filed 20 Oct 2021.