NWAM LLC’s First Trust Dorsey Wright Focus 5 ETF FV Stock Holding History

NWAM LLC’s Portfolio FV Stock Details FV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-32,105	Closed	-$754K	–	256
2015 Q4	$754K	Buy	32,105 +1,105	+4%	+$25.6K	0.31%	79
2015 Q3	$682K	Hold	31,000	–	–	0.57%	40
2015 Q2	$761K	Buy	+31,000	New	+$753K	0.32%	78

Other funds holding FV

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

SWP

Stratos Wealth Partners Beachwood, Ohio $8.8B AUM 21.82% 1-Year Est. Return

NWAM LLC's FV Position: Q1 2016 in Review

NWAM LLC sold out of First Trust Dorsey Wright Focus 5 ETF (FV) in Q1 2016, closing a stake of 32,105 shares — an estimated $754K sold.

NWAM LLC first reported a position in FV in Q2 2015 and held it in 3 quarters. The position peaked at $761K in Q2 2015. 125 funds tracked by Wall St. Rank hold FV as of Q1 2016.

NWAM LLC reported no remaining First Trust Dorsey Wright Focus 5 ETF position as of Q1 2016 after selling out during the quarter.
NWAM LLC sold 32,105 First Trust Dorsey Wright Focus 5 ETF shares in Q1 2016, an estimated $754K.
NWAM LLC first reported a position in First Trust Dorsey Wright Focus 5 ETF in Q2 2015 and held it in 3 quarters.
NWAM LLC's First Trust Dorsey Wright Focus 5 ETF position peaked at $761K in Q2 2015.
125 funds tracked by Wall St. Rank held First Trust Dorsey Wright Focus 5 ETF as of Q1 2016.

Based on NWAM LLC's 13F filing for Q1 2016, filed 16 May 2016.