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First Trust Large Cap Growth AlphaDEX Fund
FTC

181 hedge funds and large institutions have $695M invested in First Trust Large Cap Growth AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 61 increasing their positions, 68 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

73% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 15

6% more funds holding

Funds holding: 170 → 181 (+11)

1.32% more ownership

Funds ownership: 68.44% → 69.76% (+1.3%)

2% more capital invested

Capital invested by funds: $683M → $695M (+$12.4M)

10% less repeat investments, than reductions

Existing positions increased: 61 | Existing positions reduced: 68

25% less funds holding in top 10

Funds holding in top 10: 4 → 3 (-1)

Holders
181
Holders Change
+11
Holders Change %
+6.47%
% of All Funds
2.87%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
26
Increased
61
Reduced
68
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
First Trust Advisors
First Trust Advisors
Illinois
+$28.2M
2
Baird Financial Group
Baird Financial Group
Wisconsin
+$10.2M
3
GM
GeoWealth Management
Illinois
+$7.62M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$6.02M
5
IWC
Integrated Wealth Concepts
Massachusetts
+$4.41M

Top Sellers

1
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$9.8M
2
RJFSA
Raymond James Financial Services Advisors
Florida
-$5.01M
3
LPL Financial
LPL Financial
California
-$4.24M
4
AWS
Atria Wealth Solutions
New York
-$3M
5
Morgan Stanley
Morgan Stanley
New York
-$2.64M
Name Holding Trade Value Shares
Change 		Change in
Stake
Legacy Financial Group (Iowa)
176
Legacy Financial Group (Iowa)
Iowa
$18.5K +$19.2K +191 New
IPW
177
Impact Partnership Wealth
Georgia
$6K +$6.24K +62 New
FFA
178
Farther Finance Advisors
California
$5.03K – – –
TRCT
179
Tower Research Capital (TRC)
New York
$3.58K +$3.72K +37 New
KFI
180
Key Financial Inc
Pennsylvania
$3.19K – – –
Qube Research & Technologies (QRT)
181
Qube Research & Technologies (QRT)
United Kingdom
$3.19K +$3.32K +33 New
DFA
182
DHJJ Financial Advisors
Illinois
$775 +$805 +8 New
KDA
183
Kraft Davis & Associates
Missouri
– -$1.74M -17,300 Closed
AI
184
Atria Investments
North Carolina
– -$1.35M -13,286 Closed
Belvedere Trading
185
Belvedere Trading
Illinois
– -$506K -5,000 Closed
SI
186
Saxon Interests
Texas
– -$337K -3,329 Closed
P
187
&Partners
Tennessee
– -$238K -2,349 Closed
MSAM
188
Moloney Securities Asset Management
Missouri
– -$208K -2,050 Closed
GAB
189
German American Bancorp
Indiana
– -$203K -2,000 Closed
PWP
190
Pursue Wealth Partners
California
– -$203K -2,000 Closed
IGWM
191
ICA Group Wealth Management
Colorado
– -$186K -1,835 Closed
TAIM
192
TD Ameritrade Investment Management
Nebraska
– -$151K -1,488 Closed
CF
193
Centaurus Financial
California
– -$136K -1,343 Closed
CFD
194
Creative Financial Designs
Indiana
– -$113K -1,127 Closed
PPWM
195
PFG Private Wealth Management
Florida
– -$54.5K -538 Closed
CWA
196
Clearview Wealth Advisors
Oregon
– -$9.55K -94 Closed
SIS
197
Sound Income Strategies
Florida
– -$6.5K -64 Closed
4 5 6 7
8

FTC Hedge Fund Activity: Q3 2023 in Review

181 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q3 2023, worth a combined $695M — up 1.8% from $683M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new FTC positions and 15 closed out — a net gain of 11 holders — while 61 added to existing stakes and 68 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $28.2M. The largest seller was Envestnet Asset Management, cutting an estimated $9.8M.

  • 181 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q3 2023, up from 170 in Q2 2023.
  • Funds reported $695M of First Trust Large Cap Growth AlphaDEX Fund stock for Q3 2023, up 1.8% quarter-over-quarter.
  • 26 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q3 2023 and 15 closed out, a net change of +11 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q3 2023 was First Trust Advisors, an estimated $28.2M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q3 2023 was Envestnet Asset Management, an estimated $9.8M sold.

Based on aggregated 13F filings for Q3 2023.