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First Trust Large Cap Growth AlphaDEX Fund
FTC

176 hedge funds and large institutions have $838M invested in First Trust Large Cap Growth AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 39 funds opening new positions, 37 increasing their positions, 69 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

179% more first-time investments, than exits

New positions opened: 39 | Existing positions closed: 14

33% more funds holding in top 10

Funds holding in top 10: 3 → 4 (+1)

16% more funds holding

Funds holding: 152 → 176 (+24)

7% more capital invested

Capital invested by funds: $786M → $838M (+$51.7M)

0.82% more ownership

Funds ownership: 62.84% → 63.66% (+0.82%)

46% less repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 69

Holders
176
Holders Change
+24
Holders Change %
+15.79%
% of All Funds
2.71%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.06%
New
39
Increased
37
Reduced
69
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
IWM
IHT Wealth Management
Illinois
+$13.9M
2
RJFSA
Raymond James Financial Services Advisors
Florida
+$11.5M
3
UBS Group
UBS Group
Switzerland
+$3.05M
4
Stifel Financial
Stifel Financial
Missouri
+$2.91M
5
AWM
Apollon Wealth Management
South Carolina
+$2.4M

Top Sellers

1
GM
GeoWealth Management
Illinois
-$7.54M
2
SW
Signify Wealth
Missouri
-$7.05M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$6.41M
4
LPL Financial
LPL Financial
California
-$6.03M
5
CCFM
Clear Creek Financial Management
Washington
-$5.23M
Name Holding Trade Value Shares
Change 		Change in
Stake
NC
176
NewSquare Capital
Pennsylvania
$9K – – –
TFA
177
Transamerica Financial Advisors
Florida
$3K – – –
SJIA
178
St. James Investment Advisors
New York
$1K +$1.3K +11 New
FHC
179
First Heartland Consultants
Missouri
$465 +$52.2K +441 +13%
GM
180
GeoWealth Management
Illinois
– -$7.54M -67,874 Closed
SW
181
Signify Wealth
Missouri
– -$7.05M -63,429 Closed
CCFM
182
Clear Creek Financial Management
Washington
– -$5.23M -47,068 Closed
EE
183
EWG Elevate
California
– -$1.74M -15,662 Closed
BRC
184
BHF RG Capital
Arizona
– -$1.05M -9,424 Closed
HR
185
Hayden Royal
North Carolina
– -$982K -8,840 Closed
WCFA
186
Walkner Condon Financial Advisors
Wisconsin
– -$904K -8,140 Closed
RWMH
187
Riverpoint Wealth Management Holdings
Illinois
– -$546K -4,918 Closed
AIP
188
Almanack Investment Partners
Pennsylvania
– -$312K -2,809 Closed
Jane Street
189
Jane Street
New York
– -$302K -2,723 Closed
WA
190
Wealth Advisors
California
– -$207K -1,895 Closed
SS
191
Simplicity Solutions
Minnesota
– -$204K -1,833 Closed
KIG
192
Kowal Investment Group
Wisconsin
– -$108K -972 Closed
GRP
193
Global Retirement Partners
California
– -$60K -540 Closed
4 5 6 7
8

FTC Hedge Fund Activity: Q4 2021 in Review

176 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q4 2021, worth a combined $838M — up 6.6% from $786M a quarter earlier.

Buyers outnumbered sellers: 39 funds opened new FTC positions and 14 closed out — a net gain of 25 holders — while 37 added to existing stakes and 69 trimmed.

The largest buyer was IHT Wealth Management, adding an estimated $13.9M. The largest seller was GeoWealth Management, exiting entirely with an estimated $7.54M sold.

  • 176 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q4 2021, up from 152 in Q3 2021.
  • Funds reported $838M of First Trust Large Cap Growth AlphaDEX Fund stock for Q4 2021, up 6.6% quarter-over-quarter.
  • 39 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q4 2021 and 14 closed out, a net change of +25 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q4 2021 was IHT Wealth Management, an estimated $13.9M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q4 2021 was GeoWealth Management, an estimated $7.54M sold.

Based on aggregated 13F filings for Q4 2021.