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First Trust Large Cap Growth AlphaDEX Fund
FTC

181 hedge funds and large institutions have $695M invested in First Trust Large Cap Growth AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 61 increasing their positions, 68 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

73% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 15

6% more funds holding

Funds holding: 170 → 181 (+11)

1.32% more ownership

Funds ownership: 68.44% → 69.76% (+1.3%)

2% more capital invested

Capital invested by funds: $683M → $695M (+$12.4M)

10% less repeat investments, than reductions

Existing positions increased: 61 | Existing positions reduced: 68

25% less funds holding in top 10

Funds holding in top 10: 4 → 3 (-1)

Holders
181
Holders Change
+11
Holders Change %
+6.47%
% of All Funds
2.87%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
26
Increased
61
Reduced
68
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
First Trust Advisors
First Trust Advisors
Illinois
+$28.2M
2
Baird Financial Group
Baird Financial Group
Wisconsin
+$10.2M
3
GM
GeoWealth Management
Illinois
+$7.62M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$6.02M
5
IWC
Integrated Wealth Concepts
Massachusetts
+$4.41M

Top Sellers

1
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$9.8M
2
RJFSA
Raymond James Financial Services Advisors
Florida
-$5.01M
3
LPL Financial
LPL Financial
California
-$4.24M
4
AWS
Atria Wealth Solutions
New York
-$3M
5
Morgan Stanley
Morgan Stanley
New York
-$2.64M
Name Holding Trade Value Shares
Change 		Change in
Stake
CFGS
151
Concourse Financial Group Securities
Alabama
$232K -$102K -1,015 -30%
AIFAIM
152
American Institute for Advanced Investment Management
Arizona
$231K +$240K +2,385 New
Wealth Enhancement Advisory Services
153
Wealth Enhancement Advisory Services
Minnesota
$228K +$237K +2,355 New
BSW
154
Buckingham Strategic Wealth
Missouri
$226K +$235K +2,332 New
XWM
155
Xcel Wealth Management
Florida
$224K – – –
EAM
156
Empirical Asset Management
Massachusetts
$221K +$201 +2 +0.1%
WCM
157
WealthBridge Capital Management
Ohio
$214K – – –
DI
158
DFPG Investments
Utah
$213K +$219K +2,172 New
Jane Street
159
Jane Street
New York
$206K +$215K +2,132 New
CS
160
Comerica Securities
Michigan
$206K -$1.71K -17 -0.8%
HGERS
161
Householder Group Estate & Retirement Specialist
Arizona
$144K +$149K +1,484 New
BEI
162
Benjamin Edwards Inc
Missouri
$108K -$45.8K -455 -29%
AF
163
Advisornet Financial
Minnesota
$74.1K – – –
SS
164
Sunbelt Securities
Texas
$70K +$101 +1 +0.1%
Fifth Third Bancorp
165
Fifth Third Bancorp
Ohio
$68.9K -$13K -129 -15%
FHA
166
First Horizon Advisors
Tennessee
$66.8K +$69.4K +690 New
SPIA
167
Steward Partners Investment Advisory
New York
$61.2K – – –
TAM
168
Tucker Asset Management
Colorado
$54.4K +$16.5K +164 +41%
HNB
169
Huntington National Bank
Ohio
$54.3K – – –
ADL
170
Asset Dedication LLC
California
$47K – – –
CIA
171
Cape Investment Advisory
Georgia
$44.4K – – –
Fidelity Investments
172
Fidelity Investments
Massachusetts
$34.5K -$705 -7 -2%
GWSG
173
GPS Wealth Strategies Group
Colorado
$33.2K – – –
TCA
174
Trifecta Capital Advisors
Illinois
$27.3K – – –
RDIA
175
RE Dickinson Investment Advisors
Iowa
$26K +$27.4K +272 New
4 5 6
7
8

FTC Hedge Fund Activity: Q3 2023 in Review

181 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q3 2023, worth a combined $695M — up 1.8% from $683M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new FTC positions and 15 closed out — a net gain of 11 holders — while 61 added to existing stakes and 68 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $28.2M. The largest seller was Envestnet Asset Management, cutting an estimated $9.8M.

  • 181 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q3 2023, up from 170 in Q2 2023.
  • Funds reported $695M of First Trust Large Cap Growth AlphaDEX Fund stock for Q3 2023, up 1.8% quarter-over-quarter.
  • 26 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q3 2023 and 15 closed out, a net change of +11 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q3 2023 was First Trust Advisors, an estimated $28.2M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q3 2023 was Envestnet Asset Management, an estimated $9.8M sold.

Based on aggregated 13F filings for Q3 2023.