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First Trust Large Cap Growth AlphaDEX Fund
FTC

176 hedge funds and large institutions have $838M invested in First Trust Large Cap Growth AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 39 funds opening new positions, 37 increasing their positions, 69 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

179% more first-time investments, than exits

New positions opened: 39 | Existing positions closed: 14

33% more funds holding in top 10

Funds holding in top 10: 3 → 4 (+1)

16% more funds holding

Funds holding: 152 → 176 (+24)

7% more capital invested

Capital invested by funds: $786M → $838M (+$51.7M)

0.82% more ownership

Funds ownership: 62.84% → 63.66% (+0.82%)

46% less repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 69

Holders
176
Holders Change
+24
Holders Change %
+15.79%
% of All Funds
2.71%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.06%
New
39
Increased
37
Reduced
69
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
IWM
IHT Wealth Management
Illinois
+$13.9M
2
RJFSA
Raymond James Financial Services Advisors
Florida
+$11.5M
3
UBS Group
UBS Group
Switzerland
+$3.05M
4
Stifel Financial
Stifel Financial
Missouri
+$2.91M
5
AWM
Apollon Wealth Management
South Carolina
+$2.4M

Top Sellers

1
GM
GeoWealth Management
Illinois
-$7.54M
2
SW
Signify Wealth
Missouri
-$7.05M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$6.41M
4
LPL Financial
LPL Financial
California
-$6.03M
5
CCFM
Clear Creek Financial Management
Washington
-$5.23M
Name Holding Trade Value Shares
Change 		Change in
Stake
BAM
151
Belpointe Asset Management
Nevada
$148K +$146K +1,231 New
Fifth Third Bancorp
152
Fifth Third Bancorp
Ohio
$147K – – –
APA
153
American Portfolios Advisors
New York
$139K +$1.18K +10 +0.9%
Koshinski Asset Management
154
Koshinski Asset Management
Illinois
$130K – – –
SFM
155
Signet Financial Management
New Jersey
$122K +$120K +1,015 New
MA
156
MUFG Americas
New York
$111K +$109K +922 New
Fidelity Investments
157
Fidelity Investments
Massachusetts
$107K -$1.06K -9 -1%
AF
158
Advisornet Financial
Minnesota
$92K – – –
CFA
159
Carroll Financial Associates
North Carolina
$88K – – –
SC
160
Stephens Consulting
Michigan
$84.4K +$83.1K +702 New
CWA
161
Clearview Wealth Advisors
Oregon
$80K -$118 -1 -0.2%
SPIA
162
Steward Partners Investment Advisory
New York
$76K – – –
HNB
163
Huntington National Bank
Ohio
$67K – – –
AssetMark Inc
164
AssetMark Inc
California
$59K -$3.08K -26 -5%
TCWA
165
Ten Capital Wealth Advisors
Washington
$43K – – –
TAM
166
Tucker Asset Management
Colorado
$41.9K +$1.78K +15 +5%
TLFA
167
True Link Financial Advisors
California
$40K +$39.8K +336 New
CWS
168
Confluence Wealth Services
Pennsylvania
$36K +$35.5K +300 New
AWM
169
Avior Wealth Management
Nebraska
$33K -$7.1K -60 -18%
GWSG
170
GPS Wealth Strategies Group
Colorado
$32K – – –
WWMSC
171
Wagner Wealth Management (South Carolina)
South Carolina
$28K -$3.31K -28 -11%
CAPTRUST Financial Advisors
172
CAPTRUST Financial Advisors
North Carolina
$24K – – –
FHA
173
First Horizon Advisors
Tennessee
$21K – – –
RIA
174
Richwood Investment Advisors
Ohio
$18K +$17.8K +150 New
LAS
175
Lloyd Advisory Services
Georgia
$15K -$1.78K -15 -11%
4 5 6
7
8

FTC Hedge Fund Activity: Q4 2021 in Review

176 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q4 2021, worth a combined $838M — up 6.6% from $786M a quarter earlier.

Buyers outnumbered sellers: 39 funds opened new FTC positions and 14 closed out — a net gain of 25 holders — while 37 added to existing stakes and 69 trimmed.

The largest buyer was IHT Wealth Management, adding an estimated $13.9M. The largest seller was GeoWealth Management, exiting entirely with an estimated $7.54M sold.

  • 176 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q4 2021, up from 152 in Q3 2021.
  • Funds reported $838M of First Trust Large Cap Growth AlphaDEX Fund stock for Q4 2021, up 6.6% quarter-over-quarter.
  • 39 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q4 2021 and 14 closed out, a net change of +25 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q4 2021 was IHT Wealth Management, an estimated $13.9M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q4 2021 was GeoWealth Management, an estimated $7.54M sold.

Based on aggregated 13F filings for Q4 2021.