We are live on ! Find out more
FTC icon

First Trust Large Cap Growth AlphaDEX Fund
FTC

181 hedge funds and large institutions have $695M invested in First Trust Large Cap Growth AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 61 increasing their positions, 68 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

73% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 15

6% more funds holding

Funds holding: 170 → 181 (+11)

1.32% more ownership

Funds ownership: 68.44% → 69.76% (+1.3%)

2% more capital invested

Capital invested by funds: $683M → $695M (+$12.4M)

10% less repeat investments, than reductions

Existing positions increased: 61 | Existing positions reduced: 68

25% less funds holding in top 10

Funds holding in top 10: 4 → 3 (-1)

Holders
181
Holders Change
+11
Holders Change %
+6.47%
% of All Funds
2.87%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
26
Increased
61
Reduced
68
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
First Trust Advisors
First Trust Advisors
Illinois
+$28.2M
2
Baird Financial Group
Baird Financial Group
Wisconsin
+$10.2M
3
GM
GeoWealth Management
Illinois
+$7.62M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$6.02M
5
IWC
Integrated Wealth Concepts
Massachusetts
+$4.41M

Top Sellers

1
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$9.8M
2
RJFSA
Raymond James Financial Services Advisors
Florida
-$5.01M
3
LPL Financial
LPL Financial
California
-$4.24M
4
AWS
Atria Wealth Solutions
New York
-$3M
5
Morgan Stanley
Morgan Stanley
New York
-$2.64M
Name Holding Trade Value Shares
Change 		Change in
Stake
TSWM
126
Tyler-Stone Wealth Management
Ohio
$376K +$101 +1 +0%
KIG
127
Kowal Investment Group
Wisconsin
$375K +$2.42K +24 +0.6%
CA
128
Crumly & Associates
Illinois
$373K -$37.8K -376 -9%
AWA
129
Arkadios Wealth Advisors
Georgia
$369K -$6.04K -60 -2%
MCC
130
Money Concepts Capital
Florida
$356K -$3.22K -32 -0.9%
BAWC
131
Boyce & Associates Wealth Consulting
Texas
$341K +$101 +1 +0%
PVI
132
Pine Valley Investments
New Jersey
$301K -$382K -3,794 -55%
FAIM
133
Financial Advocates Investment Management
Washington
$293K -$134K -1,335 -31%
CPIG
134
Chicago Partners Investment Group
Illinois
$290K – – –
CAM
135
Concorde Asset Management
Michigan
$283K -$4.83K -48 -2%
IAIM
136
International Assets Investment Management
Florida
$282K -$1.61K -16 -0.5%
CWM
137
Chicago Wealth Management
Illinois
$279K – – –
JIP
138
Jaffetilchin Investment Partners
Florida
$275K – – –
FTDI
139
First Trust Direct Indexing
Massachusetts
$275K – – –
FIA
140
Foundations Investment Advisors
Arizona
$270K -$86K -854 -23%
GLA
141
Good Life Advisors
Pennsylvania
$268K +$101 +1 +0%
KWA
142
Kingswood Wealth Advisors
California
$266K -$33.7K -335 -11%
Thrivent Financial for Lutherans
143
Thrivent Financial for Lutherans
Minnesota
$265K +$101 +1 +0%
FHC
144
First Heartland Consultants
Missouri
$261K -$7.55K -75 -3%
CWS
145
Cypress Wealth Services
California
$256K – – –
TCA
146
Transcend Capital Advisors
New Jersey
$254K -$1.21K -12 -0.5%
PIAS
147
PCA Investment Advisory Services
Ohio
$248K +$101 +1 +0%
PTC
148
Private Trust Company
Ohio
$244K +$48.7K +484 +24%
WS
149
Wedbush Securities
California
$238K -$59.1K -587 -19%
PIA
150
Perennial Investment Advisors
California
$236K -$30.5K -303 -11%
4 5
6
7 8

FTC Hedge Fund Activity: Q3 2023 in Review

181 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q3 2023, worth a combined $695M — up 1.8% from $683M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new FTC positions and 15 closed out — a net gain of 11 holders — while 61 added to existing stakes and 68 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $28.2M. The largest seller was Envestnet Asset Management, cutting an estimated $9.8M.

  • 181 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q3 2023, up from 170 in Q2 2023.
  • Funds reported $695M of First Trust Large Cap Growth AlphaDEX Fund stock for Q3 2023, up 1.8% quarter-over-quarter.
  • 26 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q3 2023 and 15 closed out, a net change of +11 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q3 2023 was First Trust Advisors, an estimated $28.2M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q3 2023 was Envestnet Asset Management, an estimated $9.8M sold.

Based on aggregated 13F filings for Q3 2023.