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First Trust Large Cap Growth AlphaDEX Fund
FTC

167 hedge funds and large institutions have $768M invested in First Trust Large Cap Growth AlphaDEX Fund in 2023 Q1 according to their latest regulatory filings, with 19 funds opening new positions, 67 increasing their positions, 57 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

94% more call options, than puts

Call options by funds: $558K | Put options by funds: $288K

73% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 11

29% more capital invested

Capital invested by funds: $595M → $768M (+$173M)

18% more repeat investments, than reductions

Existing positions increased: 67 | Existing positions reduced: 57

1% more funds holding

Funds holding: 165 → 167 (+2)

1.13% more ownership

Funds ownership: 67.35% → 68.48% (+1.1%)

0% more funds holding in top 10

Funds holding in top 10: 5 → 5 (0)

Holders
167
Holders Change
+2
Holders Change %
+1.21%
% of All Funds
2.66%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.08%
New
19
Increased
67
Reduced
57
Closed
11
Calls
$558K
Puts
$288K
Net Calls
+$270K
Net Calls Change
+$993K

Top Buyers

1
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$16.5M
2
AT
Arden Trust
Delaware
+$11.2M
3
RJFSA
Raymond James Financial Services Advisors
Florida
+$6.52M
4
Morgan Stanley
Morgan Stanley
New York
+$4.88M
5
IWC
Integrated Wealth Concepts
Massachusetts
+$2.68M

Top Sellers

1
Citadel Advisors
Citadel Advisors
Florida
-$4.38M
2
KAS
Kestra Advisory Services
Texas
-$3.57M
3
CAM
Concorde Asset Management
Michigan
-$2.74M
4
IA
IFP Advisors
Florida
-$2.56M
5
CI
CX Institutional
Indiana
-$1.67M
Name Holding Trade Value Shares
Change 		Change in
Stake
CWS
126
Cypress Wealth Services
California
$247K – – –
GRP
127
Global Retirement Partners
California
$242K +$8K +86 +3%
MCC
128
Money Concepts Capital
Florida
$241K -$200K -2,153 -11%
TCA
129
Transcend Capital Advisors
New Jersey
$240K +$32.3K +347 +16%
PIAS
130
PCA Investment Advisory Services
Ohio
$239K +$238K +2,565 New
P
131
&Partners
Tennessee
$219K – – –
MSAM
132
Moloney Securities Asset Management
Missouri
$218K -$16.7K -180 -7%
XWM
133
Xcel Wealth Management
Florida
$216K – – –
EAM
134
Empirical Asset Management
Massachusetts
$212K +$558 +6 +0.3%
WCM
135
WealthBridge Capital Management
Ohio
$206K – – –
Mercer Global Advisors
136
Mercer Global Advisors
Colorado
$203K +$203K +2,184 New
CS
137
Comerica Securities
Michigan
$201K +$6.51K +70 +3%
PTC
138
Private Trust Company
Ohio
$191K +$1.02K +11 +0.5%
CF
139
Centaurus Financial
California
$187K -$28.6K -308 -13%
IGWM
140
ICA Group Wealth Management
Colorado
$171K -$30.2K -325 -15%
Fifth Third Bancorp
141
Fifth Third Bancorp
Ohio
$170K +$56K +602 +49%
BEI
142
Benjamin Edwards Inc
Missouri
$152K -$11.9K -128 -7%
TAIM
143
TD Ameritrade Investment Management
Nebraska
$140K -$558 -6 -0.4%
CFD
144
Creative Financial Designs
Indiana
$108K -$12.3K -132 -10%
AF
145
Advisornet Financial
Minnesota
$71.3K – – –
SS
146
Sunbelt Securities
Texas
$66.2K +$66.9K +720 New
AAS
147
Ameritas Advisory Services
Nebraska
$61.3K +$60.9K +655 New
SPIA
148
Steward Partners Investment Advisory
New York
$58.8K – – –
HNB
149
Huntington National Bank
Ohio
$52.2K – – –
ASN
150
Advisory Services Network
Georgia
$47.5K +$2.79K +30 +6%
4 5
6
7 8

FTC Hedge Fund Activity: Q1 2023 in Review

167 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q1 2023, worth a combined $768M — up 29% from $595M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new FTC positions and 11 closed out — a net gain of 8 holders — while 67 added to existing stakes and 57 trimmed.

The largest buyer was Cambridge Investment Research Advisors, adding an estimated $16.5M. The largest seller was Citadel Advisors, exiting entirely with an estimated $4.38M sold.

  • 167 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q1 2023, up from 165 in Q4 2022.
  • Funds reported $768M of First Trust Large Cap Growth AlphaDEX Fund stock for Q1 2023, up 29% quarter-over-quarter.
  • 19 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q1 2023 and 11 closed out, a net change of +8 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q1 2023 was Cambridge Investment Research Advisors, an estimated $16.5M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q1 2023 was Citadel Advisors, an estimated $4.38M sold.

Based on aggregated 13F filings for Q1 2023.