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First Trust Large Cap Growth AlphaDEX Fund
FTC

176 hedge funds and large institutions have $838M invested in First Trust Large Cap Growth AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 39 funds opening new positions, 37 increasing their positions, 69 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

179% more first-time investments, than exits

New positions opened: 39 | Existing positions closed: 14

33% more funds holding in top 10

Funds holding in top 10: 3 → 4 (+1)

16% more funds holding

Funds holding: 152 → 176 (+24)

7% more capital invested

Capital invested by funds: $786M → $838M (+$51.7M)

0.82% more ownership

Funds ownership: 62.84% → 63.66% (+0.82%)

46% less repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 69

Holders
176
Holders Change
+24
Holders Change %
+15.79%
% of All Funds
2.71%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.06%
New
39
Increased
37
Reduced
69
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
IWM
IHT Wealth Management
Illinois
+$13.9M
2
RJFSA
Raymond James Financial Services Advisors
Florida
+$11.5M
3
UBS Group
UBS Group
Switzerland
+$3.05M
4
Stifel Financial
Stifel Financial
Missouri
+$2.91M
5
AWM
Apollon Wealth Management
South Carolina
+$2.4M

Top Sellers

1
GM
GeoWealth Management
Illinois
-$7.54M
2
SW
Signify Wealth
Missouri
-$7.05M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$6.41M
4
LPL Financial
LPL Financial
California
-$6.03M
5
CCFM
Clear Creek Financial Management
Washington
-$5.23M
Name Holding Trade Value Shares
Change 		Change in
Stake
Thrivent Financial for Lutherans
126
Thrivent Financial for Lutherans
Minnesota
$312K – – –
EAM
127
Empirical Asset Management
Massachusetts
$309K +$304K +2,571 New
IAIM
128
International Assets Investment Management
Florida
$303K +$298K +2,516 New
Renaissance Technologies
129
Renaissance Technologies
New York
$301K +$296K +2,500 New
FTUS
130
Flow Traders U.S.
New York
$289K -$3.22M -27,168 -92%
Carson Wealth (CWM LLC)
131
Carson Wealth (CWM LLC)
Nebraska
$283K +$279K +2,354 New
TAIM
132
TD Ameritrade Investment Management
Nebraska
$282K -$43.1K -364 -13%
CA
133
Crumly & Associates
Illinois
$281K – – –
BA
134
Bluesphere Advisors
Pennsylvania
$280K – – –
WCM
135
WealthBridge Capital Management
Ohio
$278K – – –
CAM
136
Concorde Asset Management
Michigan
$264K -$34.6K -292 -12%
MFG
137
Mission Financial Group
Nevada
$255K +$189K +1,596 New
Northwestern Mutual Wealth Management
138
Northwestern Mutual Wealth Management
Wisconsin
$253K +$1.66K +14 +0.7%
AAS
139
Ameritas Advisory Services
Nebraska
$251K +$247K +2,086 New
WAP
140
Wealthcare Advisory Partners
Pennsylvania
$249K +$245K +2,071 New
IFWM
141
Institute for Wealth Management
Colorado
$238K – – –
KA
142
Kovack Advisors
Florida
$235K -$10.3K -87 -4%
C
143
CEDRUS
Colorado
$231K +$227K +1,919 New
AWA
144
Arkadios Wealth Advisors
Georgia
$230K +$23.7K +200 +12%
RA
145
RFG Advisory
Alabama
$229K -$88.7K -749 -28%
SI
146
Stephens Inc
Arkansas
$224K – – –
BEI
147
Benjamin Edwards Inc
Missouri
$222K -$3.79K -32 -2%
FFA
148
Founders Financial Alliance
North Carolina
$220K – – –
CC
149
Cypress Capital
Tennessee
$201K +$198K +1,674 New
CFD
150
Creative Financial Designs
Indiana
$178K +$13.4K +113 +8%
4 5
6
7 8

FTC Hedge Fund Activity: Q4 2021 in Review

176 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q4 2021, worth a combined $838M — up 6.6% from $786M a quarter earlier.

Buyers outnumbered sellers: 39 funds opened new FTC positions and 14 closed out — a net gain of 25 holders — while 37 added to existing stakes and 69 trimmed.

The largest buyer was IHT Wealth Management, adding an estimated $13.9M. The largest seller was GeoWealth Management, exiting entirely with an estimated $7.54M sold.

  • 176 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q4 2021, up from 152 in Q3 2021.
  • Funds reported $838M of First Trust Large Cap Growth AlphaDEX Fund stock for Q4 2021, up 6.6% quarter-over-quarter.
  • 39 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q4 2021 and 14 closed out, a net change of +25 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q4 2021 was IHT Wealth Management, an estimated $13.9M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q4 2021 was GeoWealth Management, an estimated $7.54M sold.

Based on aggregated 13F filings for Q4 2021.