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First Trust Large Cap Growth AlphaDEX Fund
FTC

152 hedge funds and large institutions have $786M invested in First Trust Large Cap Growth AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 49 increasing their positions, 56 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding in top 10

Funds holding in top 10: 1 → 3 (+2)

82% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 11

8% more capital invested

Capital invested by funds: $730M → $786M (+$56.3M)

3% more funds holding

Funds holding: 147 → 152 (+5)

1.62% more ownership

Funds ownership: 61.22% → 62.84% (+1.6%)

13% less repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 56

Holders
152
Holders Change
+5
Holders Change %
+3.4%
% of All Funds
2.66%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.05%
New
20
Increased
49
Reduced
56
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
LPL Financial
California
+$8.83M
2
GM
GeoWealth Management
Illinois
+$7.74M
3
SW
Signify Wealth
Missouri
+$7.23M
4
SMF
Sterling Manor Financial
New York
+$6.98M
5
CCFM
Clear Creek Financial Management
Washington
+$5.37M

Top Sellers

1
BFEC
Benjamin F. Edwards & Company
Missouri
-$6.87M
2
AWM
AE Wealth Management
Kansas
-$6.64M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$4.33M
4
UBS Group
UBS Group
Switzerland
-$2.2M
5
Bank of America
Bank of America
North Carolina
-$1.25M
Name Holding Trade Value Shares
Change 		Change in
Stake
BEI
126
Benjamin Edwards Inc
Missouri
$209K -$47.8K -419 -18%
SI
127
Stephens Inc
Arkansas
$207K – – –
WA
128
Wealth Advisors
California
$207K – – –
SS
129
Simplicity Solutions
Minnesota
$204K -$113K -987 -35%
FFA
130
Founders Financial Alliance
North Carolina
$204K – – –
AWA
131
Arkadios Wealth Advisors
Georgia
$190K -$898K -7,876 -82%
CFD
132
Creative Financial Designs
Indiana
$152K +$39.9K +350 +34%
Fifth Third Bancorp
133
Fifth Third Bancorp
Ohio
$136K -$3.76K -33 -3%
APA
134
American Portfolios Advisors
New York
$128K -$342 -3 -0.3%
Koshinski Asset Management
135
Koshinski Asset Management
Illinois
$120K +$123K +1,078 New
KIG
136
Kowal Investment Group
Wisconsin
$108K +$111K +972 New
Fidelity Investments
137
Fidelity Investments
Massachusetts
$100K -$456 -4 -0.4%
AF
138
Advisornet Financial
Minnesota
$85K -$54.4K -477 -38%
CFA
139
Carroll Financial Associates
North Carolina
$81K – – –
CWA
140
Clearview Wealth Advisors
Oregon
$74K +$114 +1 +0.2%
SPIA
141
Steward Partners Investment Advisory
New York
$70K +$23.7K +208 +49%
HNB
142
Huntington National Bank
Ohio
$62K – – –
GRP
143
Global Retirement Partners
California
$60K – – –
AssetMark Inc
144
AssetMark Inc
California
$59K – – –
TAM
145
Tucker Asset Management
Colorado
$40K -$8.21K -72 -18%
TCWA
146
Ten Capital Wealth Advisors
Washington
$40K – – –
AWM
147
Avior Wealth Management
Nebraska
$37K -$96.7K -848 -72%
AF
148
Allworth Financial
California
$35K -$14.9K -131 -29%
WWMSC
149
Wagner Wealth Management (South Carolina)
South Carolina
$31K -$342 -3 -1%
GWSG
150
GPS Wealth Strategies Group
Colorado
$30K – – –
3 4 5
6
7

FTC Hedge Fund Activity: Q3 2021 in Review

152 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q3 2021, worth a combined $786M — up 7.7% from $730M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new FTC positions and 11 closed out — a net gain of 9 holders — while 49 added to existing stakes and 56 trimmed.

The largest buyer was LPL Financial, adding an estimated $8.83M. The largest seller was Benjamin F. Edwards & Company, cutting an estimated $6.87M.

  • 152 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q3 2021, up from 147 in Q2 2021.
  • Funds reported $786M of First Trust Large Cap Growth AlphaDEX Fund stock for Q3 2021, up 7.7% quarter-over-quarter.
  • 20 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q3 2021 and 11 closed out, a net change of +9 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q3 2021 was LPL Financial, an estimated $8.83M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q3 2021 was Benjamin F. Edwards & Company, an estimated $6.87M sold.

Based on aggregated 13F filings for Q3 2021.