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First Trust Large Cap Growth AlphaDEX Fund
FTC

148 hedge funds and large institutions have $652M invested in First Trust Large Cap Growth AlphaDEX Fund in 2021 Q1 according to their latest regulatory filings, with 16 funds opening new positions, 34 increasing their positions, 69 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 10

3% more funds holding

Funds holding: 143 → 148 (+5)

1.02% less ownership

Funds ownership: 63.32% → 62.3% (-1%)

7% less capital invested

Capital invested by funds: $704M → $652M (-$52.1M)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

51% less repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 69

Holders
148
Holders Change
+5
Holders Change %
+3.5%
% of All Funds
2.6%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
16
Increased
34
Reduced
69
Closed
10
Calls
$1.09M
Puts
–
Net Calls
+$1.09M
Net Calls Change
+$1.09M

Top Buyers

1
AWM
AE Wealth Management
Kansas
+$6.45M
2
BFEC
Benjamin F. Edwards & Company
Missouri
+$4.26M
3
KAS
Kestra Advisory Services
Texas
+$3.23M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$2.69M
5
RJFSA
Raymond James Financial Services Advisors
Florida
+$2.38M

Top Sellers

1
MCC
Money Concepts Capital
Florida
-$15.8M
2
Morgan Stanley
Morgan Stanley
New York
-$13.6M
3
Wells Fargo
Wells Fargo
California
-$10.5M
4
RJA
Raymond James & Associates
Florida
-$4.84M
5
First Trust Advisors
First Trust Advisors
Illinois
-$3.56M
Name Holding Trade Value Shares
Change 		Change in
Stake
IAIM
126
International Assets Investment Management
Florida
$134K – – –
APA
127
American Portfolios Advisors
New York
$134K +$19.4K +196 +17%
AWM
128
Avior Wealth Management
Nebraska
$124K +$127K +1,277 New
AF
129
Advisornet Financial
Minnesota
$121K – – –
EP
130
Eudaimonia Partners
Tennessee
$102K -$66.4K -670 -39%
Fidelity Investments
131
Fidelity Investments
Massachusetts
$89K -$2.87K -29 -3%
CFD
132
Creative Financial Designs
Indiana
$89K +$81.7K +825 +917%
APWM
133
Atlas Private Wealth Management
New York
$73K – – –
CWA
134
Clearview Wealth Advisors
Oregon
$73K – – –
WP
135
WealthShield Partners
North Carolina
$72K +$72.7K +734 New
CFA
136
Carroll Financial Associates
North Carolina
$71K – – –
AssetMark Inc
137
AssetMark Inc
California
$64K – – –
HNB
138
Huntington National Bank
Ohio
$55K – – –
GRP
139
Global Retirement Partners
California
$53K – – –
AF
140
Allworth Financial
California
$43K – – –
SPIA
141
Steward Partners Investment Advisory
New York
$41.4K -$29.7K -300 -41%
TCWA
142
Ten Capital Wealth Advisors
Washington
$35K – – –
LAS
143
Lloyd Advisory Services
Georgia
$34K +$19.8K +200 +138%
TAM
144
Tucker Asset Management
Colorado
$27K – – –
WWMSC
145
Wagner Wealth Management (South Carolina)
South Carolina
$26K +$26.1K +263 New
GWSG
146
GPS Wealth Strategies Group
Colorado
$26K +$26.5K +268 New
GI
147
Gradient Investments
Minnesota
$18K -$396 -4 -2%
FHA
148
First Horizon Advisors
Tennessee
$17K +$17.4K +176 New
MWA
149
Moser Wealth Advisors
Washington
$9K +$8.72K +88 New
S
150
SignatureFD
Georgia
$5K +$4.95K +50 New
3 4 5
6
7

FTC Hedge Fund Activity: Q1 2021 in Review

148 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q1 2021, worth a combined $652M — down 7.4% from $704M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new FTC positions and 10 closed out — a net gain of 6 holders — while 34 added to existing stakes and 69 trimmed.

The largest buyer was AE Wealth Management, adding an estimated $6.45M. The largest seller was Money Concepts Capital, cutting an estimated $15.8M.

  • 148 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q1 2021, up from 143 in Q4 2020.
  • Funds reported $652M of First Trust Large Cap Growth AlphaDEX Fund stock for Q1 2021, down 7.4% quarter-over-quarter.
  • 16 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q1 2021 and 10 closed out, a net change of +6 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q1 2021 was AE Wealth Management, an estimated $6.45M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q1 2021 was Money Concepts Capital, an estimated $15.8M sold.

Based on aggregated 13F filings for Q1 2021.