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First Trust Large Cap Growth AlphaDEX Fund
FTC

181 hedge funds and large institutions have $695M invested in First Trust Large Cap Growth AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 61 increasing their positions, 68 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

73% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 15

6% more funds holding

Funds holding: 170 → 181 (+11)

1.32% more ownership

Funds ownership: 68.44% → 69.76% (+1.3%)

2% more capital invested

Capital invested by funds: $683M → $695M (+$12.4M)

10% less repeat investments, than reductions

Existing positions increased: 61 | Existing positions reduced: 68

25% less funds holding in top 10

Funds holding in top 10: 4 → 3 (-1)

Holders
181
Holders Change
+11
Holders Change %
+6.47%
% of All Funds
2.87%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
26
Increased
61
Reduced
68
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
First Trust Advisors
First Trust Advisors
Illinois
+$28.2M
2
Baird Financial Group
Baird Financial Group
Wisconsin
+$10.2M
3
GM
GeoWealth Management
Illinois
+$7.62M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$6.02M
5
IWC
Integrated Wealth Concepts
Massachusetts
+$4.41M

Top Sellers

1
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$9.8M
2
RJFSA
Raymond James Financial Services Advisors
Florida
-$5.01M
3
LPL Financial
LPL Financial
California
-$4.24M
4
AWS
Atria Wealth Solutions
New York
-$3M
5
Morgan Stanley
Morgan Stanley
New York
-$2.64M
Name Holding Trade Value Shares
Change 		Change in
Stake
JP Morgan Chase
101
JP Morgan Chase
New York
$613K -$32.7K -325 -5%
MA
102
Mutual Advisors
Nebraska
$528K -$21.9K -218 -4%
1W
103
1776 Wealth
Georgia
$519K – – –
AFG
104
ABLE Financial Group
Arizona
$519K -$3.02K -30 -0.6%
Mariner
105
Mariner
Kansas
$513K -$1.01K -10 -0.2%
GRP
106
Global Retirement Partners
California
$512K +$271K +2,693 +101%
GAA
107
Global Assets Advisory
Florida
$507K -$10.8K -107 -2%
SG
108
Strid Group
Pennsylvania
$503K – – –
GWM
109
Geneos Wealth Management
Colorado
$495K +$36.2K +360 +8%
PFA
110
Pinnacle Family Advisors
Missouri
$482K -$12.2K -121 -2%
PA
111
PFG Advisors
Arizona
$481K +$1.01K +10 +0.2%
RA
112
RFG Advisory
Alabama
$469K +$17.9K +178 +4%
WFA
113
WMG Financial Advisors
Tennessee
$446K – – –
MGWM
114
Marks Group Wealth Management
Minnesota
$429K – – –
EWM
115
EPG Wealth Management
Georgia
$427K +$403 +4 +0.1%
AWM
116
Avior Wealth Management
Nebraska
$411K -$53.3K -530 -11%
NA
117
NewEdge Advisors
Louisiana
$407K +$72.3K +718 +21%
SAM
118
Strategy Asset Managers
California
$403K +$4.43K +44 +1%
Citigroup
119
Citigroup
New York
$396K +$16.5K +164 +4%
BRWA
120
B. Riley Wealth Advisors
Florida
$395K -$76.8K -763 -16%
SWM
121
Spire Wealth Management
Virginia
$393K -$1.91K -19 -0.5%
TSS
122
Two Sigma Securities
New York
$391K +$406K +4,037 New
Ameriprise
123
Ameriprise
Minnesota
$390K +$405K +4,029 New
MWA
124
Meridian Wealth Advisors
Texas
$382K – – –
US Bancorp
125
US Bancorp
Minnesota
$379K -$10.5K -104 -3%
3 4
5
6 7

FTC Hedge Fund Activity: Q3 2023 in Review

181 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q3 2023, worth a combined $695M — up 1.8% from $683M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new FTC positions and 15 closed out — a net gain of 11 holders — while 61 added to existing stakes and 68 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $28.2M. The largest seller was Envestnet Asset Management, cutting an estimated $9.8M.

  • 181 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q3 2023, up from 170 in Q2 2023.
  • Funds reported $695M of First Trust Large Cap Growth AlphaDEX Fund stock for Q3 2023, up 1.8% quarter-over-quarter.
  • 26 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q3 2023 and 15 closed out, a net change of +11 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q3 2023 was First Trust Advisors, an estimated $28.2M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q3 2023 was Envestnet Asset Management, an estimated $9.8M sold.

Based on aggregated 13F filings for Q3 2023.