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First Trust Large Cap Growth AlphaDEX Fund
FTC

176 hedge funds and large institutions have $838M invested in First Trust Large Cap Growth AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 39 funds opening new positions, 37 increasing their positions, 69 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

179% more first-time investments, than exits

New positions opened: 39 | Existing positions closed: 14

33% more funds holding in top 10

Funds holding in top 10: 3 → 4 (+1)

16% more funds holding

Funds holding: 152 → 176 (+24)

7% more capital invested

Capital invested by funds: $786M → $838M (+$51.7M)

0.82% more ownership

Funds ownership: 62.84% → 63.66% (+0.82%)

46% less repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 69

Holders
176
Holders Change
+24
Holders Change %
+15.79%
% of All Funds
2.71%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.06%
New
39
Increased
37
Reduced
69
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
IWM
IHT Wealth Management
Illinois
+$13.9M
2
RJFSA
Raymond James Financial Services Advisors
Florida
+$11.5M
3
UBS Group
UBS Group
Switzerland
+$3.05M
4
Stifel Financial
Stifel Financial
Missouri
+$2.91M
5
AWM
Apollon Wealth Management
South Carolina
+$2.4M

Top Sellers

1
GM
GeoWealth Management
Illinois
-$7.54M
2
SW
Signify Wealth
Missouri
-$7.05M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$6.41M
4
LPL Financial
LPL Financial
California
-$6.03M
5
CCFM
Clear Creek Financial Management
Washington
-$5.23M
Name Holding Trade Value Shares
Change 		Change in
Stake
CF
101
Centaurus Financial
California
$471K -$19.2K -162 -4%
WDC
102
Woodward Diversified Capital
California
$467K +$460K +3,885 New
LS
103
Leelyn Smith
Illinois
$464K -$9.47K -80 -2%
USCWA
104
U.S. Capital Wealth Advisors
Texas
$421K -$6.75K -57 -2%
SB
105
Strategic Blueprint
Georgia
$415K -$499K -4,212 -55%
HWM
106
Holloway Wealth Management
Florida
$415K – – –
PPP
107
Private Portfolio Partners
New Jersey
$414K +$2.72K +23 +0.7%
PTC
108
Private Trust Company
Ohio
$412K – – –
CS
109
Comerica Securities
Michigan
$406K -$47.9K -405 -11%
SAM
110
Strategy Asset Managers
California
$404K -$157K -1,327 -28%
WAM
111
WealthTrust Asset Management
Florida
$394K – – –
GLA
112
Good Life Advisors
Pennsylvania
$383K +$16.9K +143 +5%
GAB
113
German American Bancorp
Indiana
$372K – – –
MCC
114
Money Concepts Capital
Florida
$362K +$356K +3,009 New
CWM
115
Chicago Wealth Management
Illinois
$360K – – –
Bank of New York Mellon
116
Bank of New York Mellon
New York
$359K -$12.8K -108 -3%
SF
117
Synovus Financial
Georgia
$351K – – –
EA
118
Eudaimonia Advisors
Tennessee
$351K +$184K +1,552 New
JIP
119
Jaffetilchin Investment Partners
Florida
$342K – – –
WS
120
Wedbush Securities
California
$341K +$3.79K +32 +1%
P
121
&Partners
Tennessee
$325K -$55.9K -472 -15%
TCA
122
Transcend Capital Advisors
New Jersey
$325K -$33.3K -281 -9%
BFS
123
Bickling Financial Services
Massachusetts
$323K – – –
CWS
124
Cypress Wealth Services
California
$319K -$39.1K -330 -11%
ARC
125
Advisor Resource Council
Texas
$319K +$315K +2,657 New
3 4
5
6 7

FTC Hedge Fund Activity: Q4 2021 in Review

176 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q4 2021, worth a combined $838M — up 6.6% from $786M a quarter earlier.

Buyers outnumbered sellers: 39 funds opened new FTC positions and 14 closed out — a net gain of 25 holders — while 37 added to existing stakes and 69 trimmed.

The largest buyer was IHT Wealth Management, adding an estimated $13.9M. The largest seller was GeoWealth Management, exiting entirely with an estimated $7.54M sold.

  • 176 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q4 2021, up from 152 in Q3 2021.
  • Funds reported $838M of First Trust Large Cap Growth AlphaDEX Fund stock for Q4 2021, up 6.6% quarter-over-quarter.
  • 39 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q4 2021 and 14 closed out, a net change of +25 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q4 2021 was IHT Wealth Management, an estimated $13.9M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q4 2021 was GeoWealth Management, an estimated $7.54M sold.

Based on aggregated 13F filings for Q4 2021.