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First Trust Large Cap Growth AlphaDEX Fund
FTC

148 hedge funds and large institutions have $652M invested in First Trust Large Cap Growth AlphaDEX Fund in 2021 Q1 according to their latest regulatory filings, with 16 funds opening new positions, 34 increasing their positions, 69 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 10

3% more funds holding

Funds holding: 143 → 148 (+5)

1.02% less ownership

Funds ownership: 63.32% → 62.3% (-1%)

7% less capital invested

Capital invested by funds: $704M → $652M (-$52.1M)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

51% less repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 69

Holders
148
Holders Change
+5
Holders Change %
+3.5%
% of All Funds
2.6%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
16
Increased
34
Reduced
69
Closed
10
Calls
$1.09M
Puts
–
Net Calls
+$1.09M
Net Calls Change
+$1.09M

Top Buyers

1
AWM
AE Wealth Management
Kansas
+$6.45M
2
BFEC
Benjamin F. Edwards & Company
Missouri
+$4.26M
3
KAS
Kestra Advisory Services
Texas
+$3.23M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$2.69M
5
RJFSA
Raymond James Financial Services Advisors
Florida
+$2.38M

Top Sellers

1
MCC
Money Concepts Capital
Florida
-$15.8M
2
Morgan Stanley
Morgan Stanley
New York
-$13.6M
3
Wells Fargo
Wells Fargo
California
-$10.5M
4
RJA
Raymond James & Associates
Florida
-$4.84M
5
First Trust Advisors
First Trust Advisors
Illinois
-$3.56M
Name Holding Trade Value Shares
Change 		Change in
Stake
SS
101
Simplicity Solutions
Minnesota
$290K -$690K -6,966 -70%
SF
102
Synovus Financial
Georgia
$283K -$125K -1,265 -30%
TC
103
TownSquare Capital
Utah
$281K -$58.4K -590 -17%
JIP
104
Jaffetilchin Investment Partners
Florida
$278K – – –
Thrivent Financial for Lutherans
105
Thrivent Financial for Lutherans
Minnesota
$277K – – –
BFS
106
Bickling Financial Services
Massachusetts
$270K -$163K -1,650 -37%
BEI
107
Benjamin Edwards Inc
Missouri
$264K +$7.92K +80 +3%
CA
108
Cetera Advisors
Colorado
$264K +$9.91K +100 +4%
CA
109
Crumly & Associates
Illinois
$261K – – –
TAIM
110
TD Ameritrade Investment Management
Nebraska
$255K – – –
RA
111
RFG Advisory
Alabama
$253K -$212K -2,143 -45%
EH
112
Equitable Holdings
New York
$251K -$11.9K -120 -4%
BA
113
Bluesphere Advisors
Pennsylvania
$250K -$28.4K -287 -10%
V
114
Veritable
Delaware
$250K – – –
IFG
115
Independent Financial Group
California
$247K +$251K +2,529 New
TCWM
116
Total Clarity Wealth Management
Illinois
$232K +$236K +2,380 New
Northwestern Mutual Wealth Management
117
Northwestern Mutual Wealth Management
Wisconsin
$231K – – –
Carson Wealth (CWM LLC)
118
Carson Wealth (CWM LLC)
Nebraska
$228K – – –
AW
119
ACG Wealth
Georgia
$228K +$23.3K +235 +11%
WCM
120
WealthBridge Capital Management
Ohio
$225K – – –
AIC
121
Ameritas Investment Company
Nebraska
$215K +$218K +2,200 New
IFWM
122
Institute for Wealth Management
Colorado
$203K – – –
VFA
123
Voya Financial Advisors
Connecticut
$203K – – –
SFS
124
Sowell Financial Services
Arkansas
$194K -$82K -828 -30%
Fifth Third Bancorp
125
Fifth Third Bancorp
Ohio
$148K – – –
3 4
5
6 7

FTC Hedge Fund Activity: Q1 2021 in Review

148 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q1 2021, worth a combined $652M — down 7.4% from $704M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new FTC positions and 10 closed out — a net gain of 6 holders — while 34 added to existing stakes and 69 trimmed.

The largest buyer was AE Wealth Management, adding an estimated $6.45M. The largest seller was Money Concepts Capital, cutting an estimated $15.8M.

  • 148 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q1 2021, up from 143 in Q4 2020.
  • Funds reported $652M of First Trust Large Cap Growth AlphaDEX Fund stock for Q1 2021, down 7.4% quarter-over-quarter.
  • 16 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q1 2021 and 10 closed out, a net change of +6 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q1 2021 was AE Wealth Management, an estimated $6.45M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q1 2021 was Money Concepts Capital, an estimated $15.8M sold.

Based on aggregated 13F filings for Q1 2021.