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First Trust Large Cap Growth AlphaDEX Fund
FTC

131 hedge funds and large institutions have $624M invested in First Trust Large Cap Growth AlphaDEX Fund in 2020 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 32 increasing their positions, 66 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 10

8% more capital invested

Capital invested by funds: $576M → $624M (+$47.1M)

3% more funds holding

Funds holding: 127 → 131 (+4)

0.09% more ownership

Funds ownership: 61.88% → 61.97% (+0.09%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

52% less repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 66

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $2.01M

Holders
131
Holders Change
+4
Holders Change %
+3.15%
% of All Funds
2.64%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
14
Increased
32
Reduced
66
Closed
10
Calls
–
Puts
$2.01M
Net Calls
-$2.01M
Net Calls Change
-$2.01M

Top Buyers

1
Truist Financial
Truist Financial
North Carolina
+$8.57M
2
First Trust Advisors
First Trust Advisors
Illinois
+$4.9M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$3.33M
4
RJA
Raymond James & Associates
Florida
+$3.05M
5
Citadel Advisors
Citadel Advisors
Florida
+$2.46M

Top Sellers

1
AWM
AE Wealth Management
Kansas
-$9.05M
2
SS
Simplicity Solutions
Minnesota
-$9.01M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$5.12M
4
LPL Financial
LPL Financial
California
-$3.99M
5
RJFSA
Raymond James Financial Services Advisors
Florida
-$3.16M
Name Holding Trade Value Shares
Change 		Change in
Stake
Thrivent Financial for Lutherans
101
Thrivent Financial for Lutherans
Minnesota
$249K – – –
JIP
102
Jaffetilchin Investment Partners
Florida
$239K – – –
Carson Wealth (CWM LLC)
103
Carson Wealth (CWM LLC)
Nebraska
$228K – – –
TAIM
104
TD Ameritrade Investment Management
Nebraska
$227K -$16.3K -198 -7%
CWM
105
Cornerstone Wealth Management
Missouri
$226K – – –
ASN
106
Advisory Services Network
Georgia
$224K -$8.62K -105 -4%
EH
107
Equitable Holdings
New York
$221K – – –
V
108
Veritable
Delaware
$215K +$210K +2,555 New
VFA
109
Voya Financial Advisors
Connecticut
$213K -$103K -1,259 -33%
Northwestern Mutual Wealth Management
110
Northwestern Mutual Wealth Management
Wisconsin
$212K +$18.2K +222 +10%
SWAG
111
Spectrum Wealth Advisory Group
California
$212K +$207K +2,526 New
CA
112
Cetera Advisors
Colorado
$202K +$198K +2,408 New
FFA
113
Founders Financial Alliance
North Carolina
$162K +$151K +1,833 New
CPW
114
Catalyst Private Wealth
California
$152K +$149K +1,816 New
EP
115
Eudaimonia Partners
Tennessee
$144K – – –
Fifth Third Bancorp
116
Fifth Third Bancorp
Ohio
$127K – – –
APA
117
American Portfolios Advisors
New York
$117K +$82 +1 +0.1%
GSWM
118
Golden State Wealth Management
California
$89K +$87.2K +1,062 New
APWM
119
Atlas Private Wealth Management
New York
$62K – – –
CFA
120
Carroll Financial Associates
North Carolina
$61K – – –
SPIA
121
Steward Partners Investment Advisory
New York
$61K – – –
AssetMark Inc
122
AssetMark Inc
California
$58K – – –
TFA
123
Transamerica Financial Advisors
Florida
$52K -$475K -5,782 -90%
GRP
124
Global Retirement Partners
California
$45K – – –
AF
125
Advisornet Financial
Minnesota
$40K – – –
2 3 4
5
6

FTC Hedge Fund Activity: Q3 2020 in Review

131 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q3 2020, worth a combined $624M — up 8.2% from $576M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FTC positions and 10 closed out — a net gain of 4 holders — while 32 added to existing stakes and 66 trimmed.

The largest buyer was Truist Financial, adding an estimated $8.57M. The largest seller was AE Wealth Management, cutting an estimated $9.05M.

  • 131 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q3 2020, up from 127 in Q2 2020.
  • Funds reported $624M of First Trust Large Cap Growth AlphaDEX Fund stock for Q3 2020, up 8.2% quarter-over-quarter.
  • 14 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q3 2020 and 10 closed out, a net change of +4 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q3 2020 was Truist Financial, an estimated $8.57M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q3 2020 was AE Wealth Management, an estimated $9.05M sold.

Based on aggregated 13F filings for Q3 2020.