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First Trust Large Cap Growth AlphaDEX Fund
FTC

123 hedge funds and large institutions have $469M invested in First Trust Large Cap Growth AlphaDEX Fund in 2020 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 41 increasing their positions, 56 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

3.75% less ownership

Funds ownership: 64.84% → 61.09% (-3.7%)

4% less funds holding

Funds holding: 128 → 123 (-5)

19% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 16

27% less repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 56

33% less capital invested

Capital invested by funds: $700M → $469M (-$231M)

Holders
123
Holders Change
-5
Holders Change %
-3.91%
% of All Funds
2.71%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
13
Increased
41
Reduced
56
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
LPL Financial
California
+$12.7M
2
SG
Strid Group
Pennsylvania
+$8.03M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$5.67M
4
SF
Synovus Financial
Georgia
+$4.51M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.87M

Top Sellers

1
PI
PFS Investments
Georgia
-$30.1M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$26M
3
Wells Fargo
Wells Fargo
California
-$20.7M
4
First Trust Advisors
First Trust Advisors
Illinois
-$12.9M
5
HI
Horizon Investments
North Carolina
-$6.28M
Name Holding Trade Value Shares
Change 		Change in
Stake
EP
101
Eudaimonia Partners
Tennessee
$120K – – –
Fifth Third Bancorp
102
Fifth Third Bancorp
Ohio
$91K – – –
APA
103
American Portfolios Advisors
New York
$89.4K -$144K -2,043 -58%
GSWM
104
Golden State Wealth Management
California
$64K +$74.8K +1,061 New
TFA
105
Transamerica Financial Advisors
Florida
$61K +$141 +2 +0.2%
Northwestern Mutual Wealth Management
106
Northwestern Mutual Wealth Management
Wisconsin
$59K +$26.4K +375 +61%
Fidelity Investments
107
Fidelity Investments
Massachusetts
$56K +$48.9K +693 +277%
CFD
108
Creative Financial Designs
Indiana
$53K -$683K -9,682 -92%
CRCM
109
Corbett Road Capital Management
Virginia
$53K +$62.5K +887 New
APWM
110
Atlas Private Wealth Management
New York
$45K – – –
CFA
111
Carroll Financial Associates
North Carolina
$43K – – –
AssetMark Inc
112
AssetMark Inc
California
$41K – – –
SPIA
113
Steward Partners Investment Advisory
New York
$39K – – –
GRP
114
Global Retirement Partners
California
$32K -$7.05K -100 -16%
AF
115
Advisornet Financial
Minnesota
$29K -$27.6K -392 -45%
CA
116
Clearstead Advisors
Ohio
$29K +$34.5K +490 New
FHA
117
Flagship Harbor Advisors
Massachusetts
$27K -$36.1K -512 -53%
AF
118
Allworth Financial
California
$27K +$141 +2 +0.5%
JP Morgan Chase
119
JP Morgan Chase
New York
$25K +$29.6K +420 New
LAS
120
Lloyd Advisory Services
Georgia
$14K -$846 -12 -5%
OPS
121
Orion Portfolio Solutions
Nebraska
$12K – – –
GI
122
Gradient Investments
Minnesota
$11K – – –
PA
123
Parallel Advisors
California
$1K – – –
TI
124
tru Independence
Oregon
$9 – – –
PI
125
PFS Investments
Georgia
– -$30.1M -413,296 Closed
2 3 4
5
6

FTC Hedge Fund Activity: Q1 2020 in Review

123 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q1 2020, worth a combined $469M — down 33% from $700M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of FTC and 13 opened new positions — a net loss of 3 holders — while 56 trimmed existing stakes and 41 added.

The largest buyer was LPL Financial, adding an estimated $12.7M. The largest seller was PFS Investments, exiting entirely with an estimated $30.1M sold.

  • 123 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q1 2020, down from 128 in Q4 2019.
  • Funds reported $469M of First Trust Large Cap Growth AlphaDEX Fund stock for Q1 2020, down 33% quarter-over-quarter.
  • 13 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q1 2020 and 16 closed out, a net change of -3 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q1 2020 was LPL Financial, an estimated $12.7M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q1 2020 was PFS Investments, an estimated $30.1M sold.

Based on aggregated 13F filings for Q1 2020.