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First Trust Large Cap Growth AlphaDEX Fund
FTC

181 hedge funds and large institutions have $695M invested in First Trust Large Cap Growth AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 61 increasing their positions, 68 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

73% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 15

6% more funds holding

Funds holding: 170 → 181 (+11)

1.32% more ownership

Funds ownership: 68.44% → 69.76% (+1.3%)

2% more capital invested

Capital invested by funds: $683M → $695M (+$12.4M)

10% less repeat investments, than reductions

Existing positions increased: 61 | Existing positions reduced: 68

25% less funds holding in top 10

Funds holding in top 10: 4 → 3 (-1)

Holders
181
Holders Change
+11
Holders Change %
+6.47%
% of All Funds
2.87%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
26
Increased
61
Reduced
68
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
First Trust Advisors
First Trust Advisors
Illinois
+$28.2M
2
Baird Financial Group
Baird Financial Group
Wisconsin
+$10.2M
3
GM
GeoWealth Management
Illinois
+$7.62M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$6.02M
5
IWC
Integrated Wealth Concepts
Massachusetts
+$4.41M

Top Sellers

1
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$9.8M
2
RJFSA
Raymond James Financial Services Advisors
Florida
-$5.01M
3
LPL Financial
LPL Financial
California
-$4.24M
4
AWS
Atria Wealth Solutions
New York
-$3M
5
Morgan Stanley
Morgan Stanley
New York
-$2.64M
Name Holding Trade Value Shares
Change 		Change in
Stake
OC
76
Oppenheimer & Co
New York
$901K -$19.7K -196 -2%
VF
77
Virtu Financial
New York
$861K +$896K +8,903 New
AF
78
Allworth Financial
California
$851K -$30.4K -302 -3%
GVAG
79
Great Valley Advisor Group
Delaware
$849K -$22.5K -224 -2%
CAM
80
Cresset Asset Management
Illinois
$846K +$2.52K +25 +0.3%
WC
81
Waterloo Capital
Texas
$842K +$876K +8,701 New
PPP
82
Private Portfolio Partners
New Jersey
$840K +$161K +1,596 +23%
PAS
83
Park Avenue Securities
New York
$837K +$871K +8,654 New
PFS
84
Prospera Financial Services
Texas
$832K +$380K +3,772 +78%
BCI
85
Brinker Capital Investments
Pennsylvania
$808K +$3.32K +33 +0.4%
OPS
86
Orion Portfolio Solutions
Nebraska
$808K +$3.32K +33 +0.4%
VCM
87
Virtue Capital Management
Tennessee
$802K – – –
IFG
88
Independent Financial Group
California
$772K +$98.8K +982 +14%
SOS
89
Silver Oak Securities
Tennessee
$741K -$1.05M -10,479 -58%
FTUS
90
Flow Traders U.S.
New York
$739K +$299K +2,973 +64%
OFS
91
OneAscent Financial Services
Alabama
$712K -$186K -1,849 -20%
GIA
92
Gladstone Institutional Advisory
Florida
$709K +$8.45K +84 +1%
WCFA
93
Walkner Condon Financial Advisors
Wisconsin
$700K -$9.26K -92 -1%
SPC
94
Sigma Planning Corp
Michigan
$696K -$306K -3,039 -30%
ATPW
95
Ashton Thomas Private Wealth
Arizona
$692K – – –
Comerica Bank
96
Comerica Bank
Texas
$650K +$676K +6,721 New
CWP
97
Cyndeo Wealth Partners
Florida
$639K – – –
IP
98
Ignite Planners
California
$627K – – –
WAP
99
Wealthcare Advisory Partners
Pennsylvania
$623K +$154K +1,531 +31%
HighTower Advisors
100
HighTower Advisors
Illinois
$623K -$23.2K -231 -3%
2 3
4
5 6

FTC Hedge Fund Activity: Q3 2023 in Review

181 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q3 2023, worth a combined $695M — up 1.8% from $683M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new FTC positions and 15 closed out — a net gain of 11 holders — while 61 added to existing stakes and 68 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $28.2M. The largest seller was Envestnet Asset Management, cutting an estimated $9.8M.

  • 181 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q3 2023, up from 170 in Q2 2023.
  • Funds reported $695M of First Trust Large Cap Growth AlphaDEX Fund stock for Q3 2023, up 1.8% quarter-over-quarter.
  • 26 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q3 2023 and 15 closed out, a net change of +11 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q3 2023 was First Trust Advisors, an estimated $28.2M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q3 2023 was Envestnet Asset Management, an estimated $9.8M sold.

Based on aggregated 13F filings for Q3 2023.