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First Trust Large Cap Growth AlphaDEX Fund
FTC

176 hedge funds and large institutions have $838M invested in First Trust Large Cap Growth AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 39 funds opening new positions, 37 increasing their positions, 69 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

179% more first-time investments, than exits

New positions opened: 39 | Existing positions closed: 14

33% more funds holding in top 10

Funds holding in top 10: 3 → 4 (+1)

16% more funds holding

Funds holding: 152 → 176 (+24)

7% more capital invested

Capital invested by funds: $786M → $838M (+$51.7M)

0.82% more ownership

Funds ownership: 62.84% → 63.66% (+0.82%)

46% less repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 69

Holders
176
Holders Change
+24
Holders Change %
+15.79%
% of All Funds
2.71%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.06%
New
39
Increased
37
Reduced
69
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
IWM
IHT Wealth Management
Illinois
+$13.9M
2
RJFSA
Raymond James Financial Services Advisors
Florida
+$11.5M
3
UBS Group
UBS Group
Switzerland
+$3.05M
4
Stifel Financial
Stifel Financial
Missouri
+$2.91M
5
AWM
Apollon Wealth Management
South Carolina
+$2.4M

Top Sellers

1
GM
GeoWealth Management
Illinois
-$7.54M
2
SW
Signify Wealth
Missouri
-$7.05M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$6.41M
4
LPL Financial
LPL Financial
California
-$6.03M
5
CCFM
Clear Creek Financial Management
Washington
-$5.23M
Name Holding Trade Value Shares
Change 		Change in
Stake
Goldman Sachs
76
Goldman Sachs
New York
$872K -$2.36M -19,974 -73%
MA
77
Mutual Advisors
Nebraska
$834K – – –
FAIM
78
Financial Advocates Investment Management
Washington
$821K -$121K -1,022 -13%
GVAG
79
Great Valley Advisor Group
Delaware
$800K – – –
TCWM
80
Total Clarity Wealth Management
Illinois
$796K -$72.3K -611 -8%
PA
81
PFG Advisors
Arizona
$793K +$781K +6,594 New
PIA
82
Perennial Investment Advisors
California
$789K -$44K -372 -5%
1WM
83
1900 Wealth Management
Texas
$783K – – –
SCFS
84
S.C. Financial Services
Arizona
$750K +$802K +6,771 New
MWA
85
Meridian Wealth Advisors
Texas
$715K – – –
MSAM
86
Moloney Securities Asset Management
Missouri
$691K -$829 -7 -0.1%
GWM
87
Geneos Wealth Management
Colorado
$687K +$307K +2,593 +83%
1W
88
1776 Wealth
Georgia
$670K +$78.7K +665 +14%
IFG
89
Independent Financial Group
California
$658K +$46.2K +390 +8%
TA
90
TKG Advisors
Indiana
$638K +$628K +5,303 New
NWMG
91
National Wealth Management Group
Ohio
$636K +$626K +5,288 New
VCM
92
Virtue Capital Management
Tennessee
$611K +$602K +5,082 New
CRI
93
Colonial River Investments
Virginia
$583K +$574K +4,852 New
SI
94
Saxon Interests
Texas
$570K +$596K +5,035 New
PFA
95
Pinnacle Family Advisors
Missouri
$563K -$102K -861 -16%
MGWM
96
Marks Group Wealth Management
Minnesota
$533K – – –
TWM
97
Triton Wealth Management
Arizona
$495K – – –
TRCT
98
Tower Research Capital (TRC)
New York
$491K -$587K -4,958 -55%
TSWM
99
Tyler-Stone Wealth Management
Ohio
$481K +$474K +4,000 New
RIA
100
Regal Investment Advisors
Michigan
$475K +$50.3K +425 +12%
2 3
4
5 6

FTC Hedge Fund Activity: Q4 2021 in Review

176 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q4 2021, worth a combined $838M — up 6.6% from $786M a quarter earlier.

Buyers outnumbered sellers: 39 funds opened new FTC positions and 14 closed out — a net gain of 25 holders — while 37 added to existing stakes and 69 trimmed.

The largest buyer was IHT Wealth Management, adding an estimated $13.9M. The largest seller was GeoWealth Management, exiting entirely with an estimated $7.54M sold.

  • 176 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q4 2021, up from 152 in Q3 2021.
  • Funds reported $838M of First Trust Large Cap Growth AlphaDEX Fund stock for Q4 2021, up 6.6% quarter-over-quarter.
  • 39 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q4 2021 and 14 closed out, a net change of +25 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q4 2021 was IHT Wealth Management, an estimated $13.9M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q4 2021 was GeoWealth Management, an estimated $7.54M sold.

Based on aggregated 13F filings for Q4 2021.