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First Trust Large Cap Growth AlphaDEX Fund
FTC

152 hedge funds and large institutions have $786M invested in First Trust Large Cap Growth AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 49 increasing their positions, 56 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding in top 10

Funds holding in top 10: 1 → 3 (+2)

82% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 11

8% more capital invested

Capital invested by funds: $730M → $786M (+$56.3M)

3% more funds holding

Funds holding: 147 → 152 (+5)

1.62% more ownership

Funds ownership: 61.22% → 62.84% (+1.6%)

13% less repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 56

Holders
152
Holders Change
+5
Holders Change %
+3.4%
% of All Funds
2.66%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.05%
New
20
Increased
49
Reduced
56
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
LPL Financial
California
+$8.83M
2
GM
GeoWealth Management
Illinois
+$7.74M
3
SW
Signify Wealth
Missouri
+$7.23M
4
SMF
Sterling Manor Financial
New York
+$6.98M
5
CCFM
Clear Creek Financial Management
Washington
+$5.37M

Top Sellers

1
BFEC
Benjamin F. Edwards & Company
Missouri
-$6.87M
2
AWM
AE Wealth Management
Kansas
-$6.64M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$4.33M
4
UBS Group
UBS Group
Switzerland
-$2.2M
5
Bank of America
Bank of America
North Carolina
-$1.25M
Name Holding Trade Value Shares
Change 		Change in
Stake
PIA
76
Perennial Investment Advisors
California
$771K -$118K -1,037 -13%
MA
77
Mutual Advisors
Nebraska
$770K -$9.12K -80 -1%
AWM
78
AE Wealth Management
Kansas
$737K -$6.64M -58,260 -90%
1WM
79
1900 Wealth Management
Texas
$723K – – –
MWA
80
Meridian Wealth Advisors
Texas
$661K – – –
MSAM
81
Moloney Securities Asset Management
Missouri
$639K +$225K +1,970 +52%
PFA
82
Pinnacle Family Advisors
Missouri
$615K -$29.4K -258 -4%
IFG
83
Independent Financial Group
California
$564K +$46.1K +404 +9%
RWMH
84
Riverpoint Wealth Management Holdings
Illinois
$546K -$963K -8,452 -63%
1W
85
1776 Wealth
Georgia
$545K -$237K -2,082 -30%
TWM
86
Triton Wealth Management
Arizona
$544K – – –
SAM
87
Strategy Asset Managers
California
$521K – – –
EH
88
Equitable Holdings
New York
$510K +$129K +1,136 +33%
HWM
89
Holloway Wealth Management
Florida
$496K – – –
MGWM
90
Marks Group Wealth Management
Minnesota
$493K – – –
CF
91
Centaurus Financial
California
$453K -$25.5K -224 -5%
Qube Research & Technologies (QRT)
92
Qube Research & Technologies (QRT)
United Kingdom
$441K +$452K +3,966 New
LS
93
Leelyn Smith
Illinois
$437K +$449K +3,935 New
CS
94
Comerica Securities
Michigan
$420K -$2.96K -26 -0.7%
USCWA
95
U.S. Capital Wealth Advisors
Texas
$395K +$406K +3,560 New
RIA
96
Regal Investment Advisors
Michigan
$392K +$77.2K +677 +24%
PTC
97
Private Trust Company
Ohio
$381K – – –
FHC
98
First Heartland Consultants
Missouri
$381K +$153K +1,340 +64%
PPP
99
Private Portfolio Partners
New Jersey
$380K -$1.94K -17 -0.5%
WAM
100
WealthTrust Asset Management
Florida
$364K +$2.85K +25 +0.8%
2 3
4
5 6

FTC Hedge Fund Activity: Q3 2021 in Review

152 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q3 2021, worth a combined $786M — up 7.7% from $730M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new FTC positions and 11 closed out — a net gain of 9 holders — while 49 added to existing stakes and 56 trimmed.

The largest buyer was LPL Financial, adding an estimated $8.83M. The largest seller was Benjamin F. Edwards & Company, cutting an estimated $6.87M.

  • 152 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q3 2021, up from 147 in Q2 2021.
  • Funds reported $786M of First Trust Large Cap Growth AlphaDEX Fund stock for Q3 2021, up 7.7% quarter-over-quarter.
  • 20 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q3 2021 and 11 closed out, a net change of +9 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q3 2021 was LPL Financial, an estimated $8.83M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q3 2021 was Benjamin F. Edwards & Company, an estimated $6.87M sold.

Based on aggregated 13F filings for Q3 2021.