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First Trust Large Cap Growth AlphaDEX Fund

113 hedge funds and large institutions have $659M invested in First Trust Large Cap Growth AlphaDEX Fund in 2019 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 46 increasing their positions, 33 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 8

39% more repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 33

8% more funds holding

Funds holding: 105113 (+8)

1.72% more ownership

Funds ownership: 62.15%63.87% (+1.7%)

4% more capital invested

Capital invested by funds: $632M → $659M (+$26.9M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
113
Holders Change
+8
Holders Change %
+7.62%
% of All Funds
2.48%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
16
Increased
46
Reduced
33
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TRCT
76
Tower Research Capital (TRC)
New York
$337K +$166K +2,348 +95%
IA
77
IFG Advisory
Georgia
$279K +$283K +3,987 New
SB
78
Suntrust Banks
Georgia
$274K +$29.6K +418 +9%
GWM
79
Geneos Wealth Management
Colorado
$262K +$2.98K +42 +1%
LWAC
80
Laurel Wealth Advisors (California)
California
$258K +$142 +2 +0.1%
PTC
81
Private Trust Company
Ohio
$244K +$248K +3,497 New
VFA
82
Voya Financial Advisors
Connecticut
$241K
Bank of New York Mellon
83
Bank of New York Mellon
New York
$241K +$42.5K +600 +21%
TC
84
TownSquare Capital
Utah
$238K +$241K +3,406 New
Carson Wealth (CWM LLC)
85
Carson Wealth (CWM LLC)
Nebraska
$228K
SC
86
SouthState Corp
Florida
$219K
GAB
87
German American Bancorp
Indiana
$216K
WCM
88
WealthBridge Capital Management
Ohio
$215K +$218K +3,073 New
VAS
89
Vestmark Advisory Solutions
Massachusetts
$209K +$212K +2,992 New
ASN
90
Advisory Services Network
Georgia
$182K
AIC
91
Ameritas Investment Company
Nebraska
$160K +$162K +2,289 New
FHA
92
Flagship Harbor Advisors
Massachusetts
$158K +$161K +2,265 New
GSWM
93
Golden State Wealth Management
California
$149K +$24.1K +340 +19%
Fifth Third Bancorp
94
Fifth Third Bancorp
Ohio
$121K -$8.86K -125 -7%
TFA
95
Transamerica Financial Advisors
Florida
$77K -$2.14M -30,124 -96%
AF
96
Advisornet Financial
Minnesota
$61K
GRP
97
Global Retirement Partners
California
$59K -$31.4K -443 -34%
CFA
98
Carroll Financial Associates
North Carolina
$51K
AssetMark Inc
99
AssetMark Inc
California
$48K
JP Morgan Chase
100
JP Morgan Chase
New York
$38K +$38.4K +542 New

FTC Hedge Fund Activity: Q3 2019 in Review

113 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q3 2019, worth a combined $659M — up 4.2% from $632M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new FTC positions and 8 closed out — a net gain of 8 holders — while 46 added to existing stakes and 33 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $8.62M. The largest seller was UBS Group, cutting an estimated $3.03M.

  • 113 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q3 2019, up from 105 in Q2 2019.
  • Funds reported $659M of First Trust Large Cap Growth AlphaDEX Fund stock for Q3 2019, up 4.2% quarter-over-quarter.
  • 16 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q3 2019 and 8 closed out, a net change of +8 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q3 2019 was Envestnet Asset Management, an estimated $8.62M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q3 2019 was UBS Group, an estimated $3.03M sold.

Based on aggregated 13F filings for Q3 2019.