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First Trust Large Cap Growth AlphaDEX Fund
FTC

165 hedge funds and large institutions have $595M invested in First Trust Large Cap Growth AlphaDEX Fund in 2022 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 54 increasing their positions, 60 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more funds holding in top 10

Funds holding in top 10: 2 → 5 (+3)

50% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 12

14% more capital invested

Capital invested by funds: $524M → $595M (+$71.5M)

3.76% more ownership

Funds ownership: 63.6% → 67.35% (+3.8%)

3% more funds holding

Funds holding: 160 → 165 (+5)

10% less repeat investments, than reductions

Existing positions increased: 54 | Existing positions reduced: 60

45% less call options, than puts

Call options by funds: $868K | Put options by funds: $1.59M

Holders
165
Holders Change
+5
Holders Change %
+3.13%
% of All Funds
2.65%
Holding in Top 10
5
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+150%
% of All Funds
0.08%
New
18
Increased
54
Reduced
60
Closed
12
Calls
$868K
Puts
$1.59M
Net Calls
-$723K
Net Calls Change
+$363K

Top Buyers

1
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
+$5.36M
2
RJFSA
Raymond James Financial Services Advisors
Florida
+$5.19M
3
LPL Financial
LPL Financial
California
+$5.15M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$4.21M
5
BBL
Beck Bode LLC
Massachusetts
+$4.17M

Top Sellers

1
JAWM
J. Arnold Wealth Management
Ohio
-$8.63M
2
CI
CX Institutional
Indiana
-$3.85M
3
Wells Fargo
Wells Fargo
California
-$2.7M
4
Bank of America
Bank of America
North Carolina
-$2.57M
5
Jane Street
Jane Street
New York
-$2.35M
Name Holding Trade Value Shares
Change 		Change in
Stake
Citadel Advisors
26
Citadel Advisors
Florida
$4.38M +$3.61M +38,925 +433%
CAN
27
Cetera Advisor Networks
California
$4.14M +$1.36M +14,638 +48%
Bank of New York Mellon
28
Bank of New York Mellon
New York
$4.12M +$1.44M +15,514 +52%
BBL
29
Beck Bode LLC
Massachusetts
$4.11M +$4.17M +45,005 New
FPWM
30
FSB Premier Wealth Management
Iowa
$3.98M -$58.6K -632 -1%
PNC Financial Services Group
31
PNC Financial Services Group
Pennsylvania
$3.93M +$84.3K +909 +2%
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$3.76M +$403K +4,347 +12%
CAS
33
Coppell Advisory Solutions
Texas
$3.55M +$3.6M +38,868 New
CASC
34
Coppell Advisory Solutions Corp
Texas
$3.55M +$3.6M +38,868 New
Baird Financial Group
35
Baird Financial Group
Wisconsin
$3.35M +$2.37M +25,564 +230%
Truist Financial
36
Truist Financial
North Carolina
$2.97M -$1.32M -14,225 -30%
IWC
37
Integrated Wealth Concepts
Massachusetts
$2.96M -$399K -4,308 -12%
CAM
38
Concorde Asset Management
Michigan
$2.74M +$2.55M +27,561 +1,154%
CCA
39
Clearwater Capital Advisors
Illinois
$2.55M -$91.5K -987 -3%
BFEC
40
Benjamin F. Edwards & Company
Missouri
$2.23M -$1.02M -11,003 -31%
HA
41
HFG Advisors
Ohio
$2.18M +$305K +3,295 +16%
LI
42
LVZ Inc
Michigan
$2.1M +$113K +1,221 +6%
AWM
43
AE Wealth Management
Kansas
$1.96M +$243K +2,622 +14%
CA
44
Cetera Advisors
Colorado
$1.92M +$441K +4,760 +29%
MCC
45
Money Concepts Capital
Florida
$1.81M +$1.28M +13,816 +230%
CA
46
CoreCap Advisors
Michigan
$1.79M -$153K -1,653 -8%
IWM
47
Iams Wealth Management
Nebraska
$1.78M +$1.81M +19,492 New
SAM
48
SignalPoint Asset Management
Missouri
$1.65M -$338K -3,650 -17%
SWP
49
Stratos Wealth Partners
Ohio
$1.61M +$3.52K +38 +0.2%
SOS
50
Silver Oak Securities
Tennessee
$1.6M +$911K +9,824 +128%
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FTC Hedge Fund Activity: Q4 2022 in Review

165 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q4 2022, worth a combined $595M — up 14% from $524M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new FTC positions and 12 closed out — a net gain of 6 holders — while 54 added to existing stakes and 60 trimmed.

The largest buyer was Cetera Investment Advisers, adding an estimated $5.36M. The largest seller was J. Arnold Wealth Management, exiting entirely with an estimated $8.63M sold.

  • 165 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q4 2022, up from 160 in Q3 2022.
  • Funds reported $595M of First Trust Large Cap Growth AlphaDEX Fund stock for Q4 2022, up 14% quarter-over-quarter.
  • 18 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q4 2022 and 12 closed out, a net change of +6 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q4 2022 was Cetera Investment Advisers, an estimated $5.36M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q4 2022 was J. Arnold Wealth Management, an estimated $8.63M sold.

Based on aggregated 13F filings for Q4 2022.