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First Trust Large Cap Growth AlphaDEX Fund

160 hedge funds and large institutions have $524M invested in First Trust Large Cap Growth AlphaDEX Fund in 2022 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 52 increasing their positions, 62 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

56% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 9

3% more funds holding

Funds holding: 155160 (+5)

0.13% more ownership

Funds ownership: 63.47%63.6% (+0.13%)

3% less capital invested

Capital invested by funds: $538M → $524M (-$14.4M)

16% less repeat investments, than reductions

Existing positions increased: 52 | Existing positions reduced: 62

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $1.09M

Holders
160
Holders Change
+5
Holders Change %
+3.23%
% of All Funds
2.76%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
14
Increased
52
Reduced
62
Closed
9
Calls
Puts
$1.09M
Net Calls
-$1.09M
Net Calls Change
-$37K
Name Holding Trade Value Shares
Change
Change in
Stake
PNC Financial Services Group
26
PNC Financial Services Group
Pennsylvania
$3.6M -$294K -3,138 -7%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$3.15M +$353K +3,770 +11%
IWC
28
Integrated Wealth Concepts
Massachusetts
$3.14M -$25K -267 -0.7%
BFEC
29
Benjamin F. Edwards & Company
Missouri
$3.03M +$73.2K +782 +2%
PAG
30
Private Advisor Group
New Jersey
$2.81M +$3.75K +40 +0.1%
KAS
31
Kestra Advisory Services
Texas
$2.74M +$373K +3,979 +14%
CAN
32
Cetera Advisor Networks
California
$2.62M -$180K -1,925 -6%
KPWS
33
Kestra Private Wealth Services
Texas
$2.57M +$139K +1,485 +5%
Bank of New York Mellon
34
Bank of New York Mellon
New York
$2.53M +$1.51M +16,105 +119%
SPC
35
Sigma Planning Corp
Michigan
$2.48M -$781K -8,342 -22%
CCA
36
Clearwater Capital Advisors
Illinois
$2.47M -$116K -1,234 -4%
Jane Street
37
Jane Street
New York
$2.35M +$2.57M +27,436 New
Cetera Investment Advisers
38
Cetera Investment Advisers
Illinois
$2.22M -$383K -4,092 -14%
LI
39
LVZ Inc
Michigan
$1.86M +$65.3K +697 +3%
SAM
40
SignalPoint Asset Management
Missouri
$1.85M -$501K -5,351 -20%
CA
41
CoreCap Advisors
Michigan
$1.81M +$14.1K +151 +0.7%
HA
42
HFG Advisors
Ohio
$1.75M +$151K +1,618 +9%
HI
43
Harbour Investments
Wisconsin
$1.7M
AWM
44
AE Wealth Management
Kansas
$1.61M +$265K +2,832 +18%
WWM
45
Western Wealth Management
Colorado
$1.59M +$251K +2,677 +17%
SWP
46
Stratos Wealth Partners
Ohio
$1.5M -$13K -139 -0.8%
AWM
47
Apollon Wealth Management
South Carolina
$1.49M -$6.93K -74 -0.4%
SG
48
StoneX Group
New York
$1.44M -$279K -2,976 -15%
CA
49
Cetera Advisors
Colorado
$1.39M -$31.4K -335 -2%
Susquehanna International Group
50
Susquehanna International Group
Pennsylvania
$1.39M +$650K +6,945 +75%

FTC Hedge Fund Activity: Q3 2022 in Review

160 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q3 2022, worth a combined $524M — down 2.7% from $538M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FTC positions and 9 closed out — a net gain of 5 holders — while 52 added to existing stakes and 62 trimmed.

The largest buyer was J. Arnold Wealth Management, opening a new position worth an estimated $9.45M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $4.86M.

  • 160 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q3 2022, up from 155 in Q2 2022.
  • Funds reported $524M of First Trust Large Cap Growth AlphaDEX Fund stock for Q3 2022, down 2.7% quarter-over-quarter.
  • 14 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q3 2022 and 9 closed out, a net change of +5 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q3 2022 was J. Arnold Wealth Management, an estimated $9.45M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q3 2022 was Raymond James Financial Services Advisors, an estimated $4.86M sold.

Based on aggregated 13F filings for Q3 2022.