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First Trust Large Cap Growth AlphaDEX Fund
FTC

176 hedge funds and large institutions have $838M invested in First Trust Large Cap Growth AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 39 funds opening new positions, 37 increasing their positions, 69 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

179% more first-time investments, than exits

New positions opened: 39 | Existing positions closed: 14

33% more funds holding in top 10

Funds holding in top 10: 3 → 4 (+1)

16% more funds holding

Funds holding: 152 → 176 (+24)

7% more capital invested

Capital invested by funds: $786M → $838M (+$51.7M)

0.82% more ownership

Funds ownership: 62.84% → 63.66% (+0.82%)

46% less repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 69

Holders
176
Holders Change
+24
Holders Change %
+15.79%
% of All Funds
2.71%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.06%
New
39
Increased
37
Reduced
69
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
IWM
IHT Wealth Management
Illinois
+$13.9M
2
RJFSA
Raymond James Financial Services Advisors
Florida
+$11.5M
3
UBS Group
UBS Group
Switzerland
+$3.05M
4
Stifel Financial
Stifel Financial
Missouri
+$2.91M
5
AWM
Apollon Wealth Management
South Carolina
+$2.4M

Top Sellers

1
GM
GeoWealth Management
Illinois
-$7.54M
2
SW
Signify Wealth
Missouri
-$7.05M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$6.41M
4
LPL Financial
LPL Financial
California
-$6.03M
5
CCFM
Clear Creek Financial Management
Washington
-$5.23M
Name Holding Trade Value Shares
Change 		Change in
Stake
KPWS
26
Kestra Private Wealth Services
Texas
$5.32M -$1.54M -13,009 -23%
Citadel Advisors
27
Citadel Advisors
Florida
$5.2M -$474 -4 -0%
CAN
28
Cetera Advisor Networks
California
$4.49M -$426K -3,599 -9%
PAG
29
Private Advisor Group
New Jersey
$4.46M -$907K -7,661 -17%
Cetera Investment Advisers
30
Cetera Investment Advisers
Illinois
$4.38M -$277K -2,342 -6%
SPC
31
Sigma Planning Corp
Michigan
$4.36M -$1.9M -16,017 -31%
PNC Financial Services Group
32
PNC Financial Services Group
Pennsylvania
$4.22M +$563K +4,755 +16%
SCA
33
Snowden Capital Advisors
New York
$4.1M -$249K -2,102 -6%
CCA
34
Clearwater Capital Advisors
Illinois
$3.94M -$364K -3,073 -9%
HI
35
Harbour Investments
Wisconsin
$3.9M -$3.02M -25,526 -44%
BFEC
36
Benjamin F. Edwards & Company
Missouri
$3.8M +$191K +1,614 +5%
SAM
37
SignalPoint Asset Management
Missouri
$3.77M +$94K +794 +3%
PAG
38
Private Advisory Group
Washington
$3.74M +$415K +3,508 +13%
GIA
39
Gladstone Institutional Advisory
Florida
$3.68M -$418K -3,529 -10%
Commonwealth Equity Services
40
Commonwealth Equity Services
Massachusetts
$2.88M -$2.38M -20,143 -46%
Susquehanna International Group
41
Susquehanna International Group
Pennsylvania
$2.81M +$1.03M +8,712 +60%
SG
42
StoneX Group
New York
$2.67M +$90.8K +767 +4%
LI
43
LVZ Inc
Michigan
$2.61M +$152K +1,287 +6%
AWM
44
Apollon Wealth Management
South Carolina
$2.44M +$2.4M +20,286 New
HIS
45
Harvest Investment Services
Illinois
$2.38M +$2.34M +19,763 New
HA
46
HFG Advisors
Ohio
$2.26M +$2.22M +18,765 New
SWP
47
Stratos Wealth Partners
Ohio
$2.14M -$1.63M -13,797 -44%
NFG
48
Next Financial Group
Texas
$2.13M +$180K +1,523 +9%
KWS
49
Keystone Wealth Services
California
$2.12M +$2.09M +17,624 New
CA
50
CoreCap Advisors
Michigan
$2.12M +$2.08M +17,606 New
1
2
3 4 5

FTC Hedge Fund Activity: Q4 2021 in Review

176 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q4 2021, worth a combined $838M — up 6.6% from $786M a quarter earlier.

Buyers outnumbered sellers: 39 funds opened new FTC positions and 14 closed out — a net gain of 25 holders — while 37 added to existing stakes and 69 trimmed.

The largest buyer was IHT Wealth Management, adding an estimated $13.9M. The largest seller was GeoWealth Management, exiting entirely with an estimated $7.54M sold.

  • 176 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q4 2021, up from 152 in Q3 2021.
  • Funds reported $838M of First Trust Large Cap Growth AlphaDEX Fund stock for Q4 2021, up 6.6% quarter-over-quarter.
  • 39 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q4 2021 and 14 closed out, a net change of +25 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q4 2021 was IHT Wealth Management, an estimated $13.9M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q4 2021 was GeoWealth Management, an estimated $7.54M sold.

Based on aggregated 13F filings for Q4 2021.