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First Trust Large Cap Growth AlphaDEX Fund
FTC

152 hedge funds and large institutions have $786M invested in First Trust Large Cap Growth AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 49 increasing their positions, 56 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding in top 10

Funds holding in top 10: 1 → 3 (+2)

82% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 11

8% more capital invested

Capital invested by funds: $730M → $786M (+$56.3M)

3% more funds holding

Funds holding: 147 → 152 (+5)

1.62% more ownership

Funds ownership: 61.22% → 62.84% (+1.6%)

13% less repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 56

Holders
152
Holders Change
+5
Holders Change %
+3.4%
% of All Funds
2.66%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.05%
New
20
Increased
49
Reduced
56
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
LPL Financial
California
+$8.83M
2
GM
GeoWealth Management
Illinois
+$7.74M
3
SW
Signify Wealth
Missouri
+$7.23M
4
SMF
Sterling Manor Financial
New York
+$6.98M
5
CCFM
Clear Creek Financial Management
Washington
+$5.37M

Top Sellers

1
BFEC
Benjamin F. Edwards & Company
Missouri
-$6.87M
2
AWM
AE Wealth Management
Kansas
-$6.64M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$4.33M
4
UBS Group
UBS Group
Switzerland
-$2.2M
5
Bank of America
Bank of America
North Carolina
-$1.25M
Name Holding Trade Value Shares
Change 		Change in
Stake
SPC
26
Sigma Planning Corp
Michigan
$5.8M +$3.68M +32,324 +162%
Stifel Financial
27
Stifel Financial
Missouri
$5.3M +$131K +1,153 +2%
KWM
28
Kingsview Wealth Management
Oregon
$5.23M +$436K +3,821 +9%
CCFM
29
Clear Creek Financial Management
Washington
$5.23M +$5.37M +47,068 New
IWC
30
Integrated Wealth Concepts
Massachusetts
$5.02M +$2.78M +24,367 +117%
PAG
31
Private Advisor Group
New Jersey
$4.97M +$1.3M +11,384 +34%
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$4.9M +$2.43M +21,358 +94%
Citadel Advisors
33
Citadel Advisors
Florida
$4.8M +$4.93M +43,208 New
Baird Financial Group
34
Baird Financial Group
Wisconsin
$4.75M +$4.09M +35,841 +517%
CAN
35
Cetera Advisor Networks
California
$4.55M -$337K -2,955 -7%
Cetera Investment Advisers
36
Cetera Investment Advisers
Illinois
$4.3M -$128K -1,121 -3%
SCA
37
Snowden Capital Advisors
New York
$4.02M +$25.1K +220 +0.6%
CCA
38
Clearwater Capital Advisors
Illinois
$3.98M -$143K -1,256 -3%
GIA
39
Gladstone Institutional Advisory
Florida
$3.79M +$2.37M +20,799 +156%
SWP
40
Stratos Wealth Partners
Ohio
$3.51M +$1.49M +13,074 +71%
SAM
41
SignalPoint Asset Management
Missouri
$3.39M +$440K +3,864 +14%
PNC Financial Services Group
42
PNC Financial Services Group
Pennsylvania
$3.37M +$182K +1,595 +6%
BFEC
43
Benjamin F. Edwards & Company
Missouri
$3.33M -$6.87M -60,227 -67%
FTUS
44
Flow Traders U.S.
New York
$3.29M +$3.37M +29,572 New
PAG
45
Private Advisory Group
Washington
$3.07M +$3.15M +27,612 New
Goldman Sachs
46
Goldman Sachs
New York
$3.02M – – –
SG
47
StoneX Group
New York
$2.38M -$25.3K -222 -1%
LI
48
LVZ Inc
Michigan
$2.27M -$25.1K -220 -1%
NFG
49
Next Financial Group
Texas
$1.79M +$241K +2,115 +15%
KF
50
Krilogy Financial
Missouri
$1.76M -$12.9K -113 -0.7%
1
2
3 4 5

FTC Hedge Fund Activity: Q3 2021 in Review

152 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q3 2021, worth a combined $786M — up 7.7% from $730M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new FTC positions and 11 closed out — a net gain of 9 holders — while 49 added to existing stakes and 56 trimmed.

The largest buyer was LPL Financial, adding an estimated $8.83M. The largest seller was Benjamin F. Edwards & Company, cutting an estimated $6.87M.

  • 152 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q3 2021, up from 147 in Q2 2021.
  • Funds reported $786M of First Trust Large Cap Growth AlphaDEX Fund stock for Q3 2021, up 7.7% quarter-over-quarter.
  • 20 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q3 2021 and 11 closed out, a net change of +9 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q3 2021 was LPL Financial, an estimated $8.83M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q3 2021 was Benjamin F. Edwards & Company, an estimated $6.87M sold.

Based on aggregated 13F filings for Q3 2021.