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First Trust Large Cap Growth AlphaDEX Fund

147 hedge funds and large institutions have $730M invested in First Trust Large Cap Growth AlphaDEX Fund in 2021 Q2 according to their latest regulatory filings, with 12 funds opening new positions, 47 increasing their positions, 59 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

12% more capital invested

Capital invested by funds: $652M → $730M (+$78M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 12

1% less funds holding

Funds holding: 148147 (-1)

1.08% less ownership

Funds ownership: 62.3%61.22% (-1.1%)

20% less repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 59

Holders
147
Holders Change
-1
Holders Change %
-0.68%
% of All Funds
2.56%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
12
Increased
47
Reduced
59
Closed
12
Calls
$1.26M
Puts
Net Calls
+$1.26M
Net Calls Change
+$168K
Name Holding Trade Value Shares
Change
Change in
Stake
KWM
26
Kingsview Wealth Management
Oregon
$4.75M +$1.2M +11,602 +37%
Cetera Investment Advisers
27
Cetera Investment Advisers
Illinois
$4.38M +$27.3K +264 +0.7%
KPWS
28
Kestra Private Wealth Services
Texas
$4.32M -$376K -3,637 -8%
CCA
29
Clearwater Capital Advisors
Illinois
$4.07M -$40.9K -396 -1%
SCA
30
Snowden Capital Advisors
New York
$3.95M +$37.2K +360 +1%
SMF
31
Sterling Manor Financial
New York
$3.67M +$249K +2,415 +8%
PAG
32
Private Advisor Group
New Jersey
$3.66M -$14.1K -137 -0.4%
PNC Financial Services Group
33
PNC Financial Services Group
Pennsylvania
$3.16M +$48.9K +474 +2%
Goldman Sachs
34
Goldman Sachs
New York
$2.99M +$1.31M +12,666 +87%
SAM
35
SignalPoint Asset Management
Missouri
$2.93M +$122K +1,185 +5%
Commonwealth Equity Services
36
Commonwealth Equity Services
Massachusetts
$2.5M -$155K -1,505 -6%
SG
37
StoneX Group
New York
$2.38M +$1.19M +11,534 +114%
IWC
38
Integrated Wealth Concepts
Massachusetts
$2.29M +$1.45M +14,012 +206%
LI
39
LVZ Inc
Michigan
$2.27M -$12.9K -125 -0.6%
UR
40
USCA RIA
Texas
$2.24M +$140K +1,356 +7%
SPC
41
Sigma Planning Corp
Michigan
$2.19M -$1.93M -18,682 -48%
Citigroup
42
Citigroup
New York
$2.1M -$121K -1,173 -6%
SWP
43
Stratos Wealth Partners
Ohio
$2.03M +$19.9K +193 +1%
MML Investors Services
44
MML Investors Services
Massachusetts
$1.88M -$4.66M -45,170 -73%
KF
45
Krilogy Financial
Missouri
$1.75M -$52.9K -512 -3%
CFGS
46
Concourse Financial Group Securities
Alabama
$1.66M +$195K +1,884 +14%
SFPG
47
Stonebridge Financial Planning Group
Florida
$1.56M -$31.5K -305 -2%
NFG
48
Next Financial Group
Texas
$1.54M +$75.9K +735 +6%
RWMH
49
Riverpoint Wealth Management Holdings
Illinois
$1.47M
GIA
50
Gladstone Institutional Advisory
Florida
$1.47M -$4.42M -42,838 -76%

FTC Hedge Fund Activity: Q2 2021 in Review

147 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q2 2021, worth a combined $730M — up 12% from $652M a quarter earlier.

Fund positioning in FTC was balanced in Q2 2021: 12 funds opened new positions, 12 closed out, 47 added to existing stakes and 59 trimmed.

The largest buyer was LPL Financial, adding an estimated $6.5M. The largest seller was MML Investors Services, cutting an estimated $4.66M.

  • 147 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q2 2021, down from 148 in Q1 2021.
  • Funds reported $730M of First Trust Large Cap Growth AlphaDEX Fund stock for Q2 2021, up 12% quarter-over-quarter.
  • 12 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q2 2021 and 12 closed out, a net change of 0 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q2 2021 was LPL Financial, an estimated $6.5M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q2 2021 was MML Investors Services, an estimated $4.66M sold.

Based on aggregated 13F filings for Q2 2021.