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First Trust Large Cap Growth AlphaDEX Fund

104 hedge funds and large institutions have $632M invested in First Trust Large Cap Growth AlphaDEX Fund in 2018 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 56 increasing their positions, 20 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

180% more repeat investments, than reductions

Existing positions increased: 56 | Existing positions reduced: 20

38% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 8

11% more capital invested

Capital invested by funds: $568M → $632M (+$63.5M)

3% more funds holding

Funds holding: 101104 (+3)

13.4% less ownership

Funds ownership: 83.22%69.82% (-13%)

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

Holders
104
Holders Change
+3
Holders Change %
+2.97%
% of All Funds
2.38%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.07%
New
11
Increased
56
Reduced
20
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
IWM
26
IHT Wealth Management
Illinois
$4.79M -$26K -379 -0.6%
Goldman Sachs
27
Goldman Sachs
New York
$4.43M +$1.68M +24,484 +64%
HFS
28
HL Financial Services
Kentucky
$4.35M -$75.2K -1,096 -2%
Royal Bank of Canada
29
Royal Bank of Canada
Ontario, Canada
$4.19M +$44.2K +644 +1%
Jane Street
30
Jane Street
New York
$4.03M +$3.2M +46,601 +439%
Carson Wealth (CWM LLC)
31
Carson Wealth (CWM LLC)
Nebraska
$3.91M +$61.5K +896 +2%
HI
32
Horizon Investments
North Carolina
$3.86M +$155K +2,261 +4%
SWMG
33
Sanchez Wealth Management Group
Florida
$3.1M +$72.8K +1,060 +2%
CAN
34
Cetera Advisor Networks
California
$2.61M +$1.21M +17,636 +91%
Susquehanna International Group
35
Susquehanna International Group
Pennsylvania
$2.53M -$5M -72,823 -67%
FFS
36
Founders Financial Securities
Maryland
$2.49M +$189K +2,752 +8%
KWM
37
Kingsview Wealth Management
Oregon
$2.44M +$345K +5,029 +17%
WS
38
Wedbush Securities
California
$2.42M +$46.3K +675 +2%
Commonwealth Equity Services
39
Commonwealth Equity Services
Massachusetts
$2.4M +$335K +4,873 +17%
HighTower Advisors
40
HighTower Advisors
Illinois
$2.35M +$9.13K +133 +0.4%
TFA
41
Transamerica Financial Advisors
Florida
$2.22M -$5.22K -76 -0.2%
CFD
42
Creative Financial Designs
Indiana
$1.97M +$52K +757 +3%
LTFS
43
Ladenburg Thalmann Financial Services
Florida
$1.97M +$483K +7,032 +34%
LA
44
LexAurum Advisors
Kansas
$1.94M +$194K +2,829 +11%
Citigroup
45
Citigroup
New York
$1.85M +$111K +1,623 +7%
PAG
46
Private Advisor Group
New Jersey
$1.71M +$475K +6,923 +40%
RWMH
47
Riverpoint Wealth Management Holdings
Illinois
$1.62M
PNC Financial Services Group
48
PNC Financial Services Group
Pennsylvania
$1.5M -$74K -1,078 -5%
KF
49
Krilogy Financial
Missouri
$1.39M +$481 +7 +0%
BTS
50
BB&T Securities
Virginia
$1.21M +$39.2K +571 +3%

FTC Hedge Fund Activity: Q3 2018 in Review

104 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Growth AlphaDEX Fund (FTC) for Q3 2018, worth a combined $632M — up 11% from $568M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new FTC positions and 8 closed out — a net gain of 3 holders — while 56 added to existing stakes and 20 trimmed.

The largest buyer was Raymond James Financial Services Advisors, adding an estimated $13.8M. The largest seller was Cornerstone Wealth Management, cutting an estimated $128M.

  • 104 institutional investors held First Trust Large Cap Growth AlphaDEX Fund (FTC) as of Q3 2018, up from 101 in Q2 2018.
  • Funds reported $632M of First Trust Large Cap Growth AlphaDEX Fund stock for Q3 2018, up 11% quarter-over-quarter.
  • 11 funds opened new First Trust Large Cap Growth AlphaDEX Fund positions in Q3 2018 and 8 closed out, a net change of +3 holders.
  • The largest First Trust Large Cap Growth AlphaDEX Fund buyer in Q3 2018 was Raymond James Financial Services Advisors, an estimated $13.8M added.
  • The largest First Trust Large Cap Growth AlphaDEX Fund seller in Q3 2018 was Cornerstone Wealth Management, an estimated $128M sold.

Based on aggregated 13F filings for Q3 2018.