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First Trust Large Cap Value AlphaDEX Fund
FTA

182 hedge funds and large institutions have $802M invested in First Trust Large Cap Value AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 61 increasing their positions, 76 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 5 → 5 (0)

1% less funds holding

Funds holding: 184 → 182 (-2)

1.95% less ownership

Funds ownership: 71.7% → 69.75% (-2%)

7% less capital invested

Capital invested by funds: $861M → $802M (-$59M)

13% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 16

20% less repeat investments, than reductions

Existing positions increased: 61 | Existing positions reduced: 76

Holders
182
Holders Change
-2
Holders Change %
-1.09%
% of All Funds
2.89%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.08%
New
14
Increased
61
Reduced
76
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KWM
Kingsview Wealth Management
Oregon
+$4.31M
2
IWM
Iams Wealth Management
Nebraska
+$4.3M
3
Osaic Holdings
Osaic Holdings
Arizona
+$2.43M
4
AssetMark Inc
AssetMark Inc
California
+$2.26M
5
HFP
Holistic Financial Partners
Indiana
+$1.44M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$15.4M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$13M
3
RJFSA
Raymond James Financial Services Advisors
Florida
-$6.42M
4
CAS
Coppell Advisory Solutions
Texas
-$4.54M
5
IWC
Integrated Wealth Concepts
Massachusetts
-$3.15M
Name Holding Trade Value Shares
Change 		Change in
Stake
SS
151
Simplicity Solutions
Minnesota
$226K -$95.5K -1,410 -29%
6F
152
626 Financial
Michigan
$218K – – –
Koshinski Asset Management
153
Koshinski Asset Management
Illinois
$212K -$9.89K -146 -4%
JCM
154
Janney Capital Management
Pennsylvania
$211K – – –
BEI
155
Benjamin Edwards Inc
Missouri
$183K -$49.9K -737 -21%
GM
156
GeoWealth Management
Illinois
$183K -$25.3K -373 -12%
Fidelity Investments
157
Fidelity Investments
Massachusetts
$170K -$1.76K -26 -1%
DFA
158
DHJJ Financial Advisors
Illinois
$163K +$170K +2,512 New
US Bancorp
159
US Bancorp
Minnesota
$146K -$25.2K -372 -14%
HNB
160
Huntington National Bank
Ohio
$123K – – –
Carson Wealth (CWM LLC)
161
Carson Wealth (CWM LLC)
Nebraska
$86K +$9.96K +147 +13%
TAM
162
Tucker Asset Management
Colorado
$79K +$19.2K +284 +30%
MPWT
163
MassMutual Private Wealth & Trust
Connecticut
$67.9K – – –
HF
164
Halpern Financial
Virginia
$67.4K – – –
ADL
165
Asset Dedication LLC
California
$66K – – –
SS
166
Sunbelt Securities
Texas
$49.1K +$135 +2 +0.3%
ST
167
Smithfield Trust
Pennsylvania
$39K – – –
Citigroup
168
Citigroup
New York
$38.9K – – –
CCMI
169
Creative Capital Management Investments
California
$34.4K +$36K +531 New
GWSG
170
GPS Wealth Strategies Group
Colorado
$29.3K – – –
GWM
171
Geneos Wealth Management
Colorado
$28.1K – – –
PTC
172
Private Trust Company
Ohio
$27.9K – – –
CIA
173
Cape Investment Advisory
Georgia
$23.8K – – –
Legacy Financial Group (Iowa)
174
Legacy Financial Group (Iowa)
Iowa
$20.7K +$21.7K +320 New
CFD
175
Creative Financial Designs
Indiana
$16.8K -$172K -2,534 -91%
4 5 6
7
8

FTA Hedge Fund Activity: Q3 2023 in Review

182 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q3 2023, worth a combined $802M — down 6.9% from $861M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of FTA and 14 opened new positions — a net loss of 2 holders — while 76 trimmed existing stakes and 61 added.

The largest buyer was Kingsview Wealth Management, adding an estimated $4.31M. The largest seller was Morgan Stanley, cutting an estimated $15.4M.

  • 182 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q3 2023, down from 184 in Q2 2023.
  • Funds reported $802M of First Trust Large Cap Value AlphaDEX Fund stock for Q3 2023, down 6.9% quarter-over-quarter.
  • 14 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q3 2023 and 16 closed out, a net change of -2 holders.
  • The largest First Trust Large Cap Value AlphaDEX Fund buyer in Q3 2023 was Kingsview Wealth Management, an estimated $4.31M added.
  • The largest First Trust Large Cap Value AlphaDEX Fund seller in Q3 2023 was Morgan Stanley, an estimated $15.4M sold.

Based on aggregated 13F filings for Q3 2023.