We are live on ! Find out more
FTA icon

First Trust Large Cap Value AlphaDEX Fund
FTA

153 hedge funds and large institutions have $788M invested in First Trust Large Cap Value AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 32 funds opening new positions, 64 increasing their positions, 35 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

433% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 6

200% more funds holding in top 10

Funds holding in top 10: 1 → 3 (+2)

83% more repeat investments, than reductions

Existing positions increased: 64 | Existing positions reduced: 35

20% more funds holding

Funds holding: 127 → 153 (+26)

18% more capital invested

Capital invested by funds: $665M → $788M (+$122M)

2.38% more ownership

Funds ownership: 64.7% → 67.08% (+2.4%)

Holders
153
Holders Change
+26
Holders Change %
+20.47%
% of All Funds
2.35%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.05%
New
32
Increased
64
Reduced
35
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LWAC
Laurel Wealth Advisors (California)
California
+$10.9M
2
Morgan Stanley
Morgan Stanley
New York
+$8.4M
3
RJFSA
Raymond James Financial Services Advisors
Florida
+$4.97M
4
Citadel Advisors
Citadel Advisors
Florida
+$3.37M
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$3.12M

Top Sellers

Rank Fund Capital Flow
1
UBS Group
UBS Group
Switzerland
-$10.9M
2
HI
Harbour Investments
Wisconsin
-$2.81M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.31M
4
PAG
Private Advisor Group
New Jersey
-$1.26M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.22M
Name Holding Trade Value Shares
Change 		Change in
Stake
HF
126
Halpern Financial
Virginia
$72.7K – – –
Northwestern Mutual Wealth Management
127
Northwestern Mutual Wealth Management
Wisconsin
$64K – – –
TAM
128
Tucker Asset Management
Colorado
$61.1K +$3.18K +47 +6%
HIA
129
Harbor Investment Advisory
Maryland
$55K – – –
HNB
130
Huntington National Bank
Ohio
$54K – – –
AssetMark Inc
131
AssetMark Inc
California
$50K -$2.57K -38 -5%
AWM
132
Avior Wealth Management
Nebraska
$49K -$18.2K -268 -28%
AIM
133
Anchor Investment Management
South Carolina
$48.5K +$47K +694 New
PP
134
Pacifica Partners
Canada
$48K +$10.1K +149 +29%
CA
135
CoreCap Advisors
Michigan
$47K +$45.4K +670 New
NFSG
136
Newbridge Financial Services Group
Florida
$44K – – –
ST
137
Smithfield Trust
Pennsylvania
$42K – – –
Citigroup
138
Citigroup
New York
$41K -$67.7K -1,000 -63%
TLFA
139
True Link Financial Advisors
California
$39K +$37.7K +557 New
CFA
140
Carroll Financial Associates
North Carolina
$33K – – –
CWA
141
Clearview Wealth Advisors
Oregon
$32K – – –
GWSG
142
GPS Wealth Strategies Group
Colorado
$32K – – –
Fifth Third Bancorp
143
Fifth Third Bancorp
Ohio
$31K -$22.9K -338 -43%
LAS
144
Lloyd Advisory Services
Georgia
$22K -$1.22K -18 -6%
WWMSC
145
Wagner Wealth Management (South Carolina)
South Carolina
$22K +$2.71K +40 +15%
TFS
146
TrustCore Financial Services
Tennessee
$21K – – –
GWM
147
Geneos Wealth Management
Colorado
$20K – – –
Carson Wealth (CWM LLC)
148
Carson Wealth (CWM LLC)
Nebraska
$18K +$17.8K +263 New
SSB
149
Sandy Spring Bank
Maryland
$14K +$13.5K +200 New
APA
150
American Portfolios Advisors
New York
$10.6K +$4.13K +61 +68%
3 4 5
6
7

FTA Hedge Fund Activity: Q4 2021 in Review

153 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q4 2021, worth a combined $788M — up 18% from $665M a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new FTA positions and 6 closed out — a net gain of 26 holders — while 64 added to existing stakes and 35 trimmed.

The largest buyer was Laurel Wealth Advisors (California), opening a new position worth an estimated $10.9M. The largest seller was UBS Group, cutting an estimated $10.9M.

  • 153 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q4 2021, up from 127 in Q3 2021.
  • Funds reported $788M of First Trust Large Cap Value AlphaDEX Fund stock for Q4 2021, up 18% quarter-over-quarter.
  • 32 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q4 2021 and 6 closed out, a net change of +26 holders.
  • The largest First Trust Large Cap Value AlphaDEX Fund buyer in Q4 2021 was Laurel Wealth Advisors (California), an estimated $10.9M added.
  • The largest First Trust Large Cap Value AlphaDEX Fund seller in Q4 2021 was UBS Group, an estimated $10.9M sold.

Based on aggregated 13F filings for Q4 2021.