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First Trust Large Cap Value AlphaDEX Fund
FTA

182 hedge funds and large institutions have $802M invested in First Trust Large Cap Value AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 61 increasing their positions, 76 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 5 → 5 (0)

1% less funds holding

Funds holding: 184 → 182 (-2)

1.95% less ownership

Funds ownership: 71.7% → 69.75% (-2%)

7% less capital invested

Capital invested by funds: $861M → $802M (-$59M)

13% less first-time investments, than exits

New positions opened: 14 | Existing positions closed: 16

20% less repeat investments, than reductions

Existing positions increased: 61 | Existing positions reduced: 76

Holders
182
Holders Change
-2
Holders Change %
-1.09%
% of All Funds
2.89%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.08%
New
14
Increased
61
Reduced
76
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KWM
Kingsview Wealth Management
Oregon
+$4.31M
2
IWM
Iams Wealth Management
Nebraska
+$4.3M
3
Osaic Holdings
Osaic Holdings
Arizona
+$2.43M
4
AssetMark Inc
AssetMark Inc
California
+$2.26M
5
HFP
Holistic Financial Partners
Indiana
+$1.44M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$15.4M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$13M
3
RJFSA
Raymond James Financial Services Advisors
Florida
-$6.42M
4
CAS
Coppell Advisory Solutions
Texas
-$4.54M
5
IWC
Integrated Wealth Concepts
Massachusetts
-$3.15M
Name Holding Trade Value Shares
Change 		Change in
Stake
RA
101
RFG Advisory
Alabama
$582K +$14K +207 +2%
IP
102
Ignite Planners
California
$573K – – –
CCA
103
Clearwater Capital Advisors
Illinois
$572K -$66.1K -976 -10%
CS
104
Comerica Securities
Michigan
$571K -$5.21K -77 -0.9%
GRP
105
Global Retirement Partners
California
$553K +$499K +7,365 +530%
AF
106
Allworth Financial
California
$544K +$6.43K +95 +1%
SB
107
Strategic Blueprint
Georgia
$543K -$60.4K -892 -10%
TSW
108
Three Seasons Wealth
Utah
$525K +$549K +8,108 New
PPP
109
Private Portfolio Partners
New Jersey
$520K +$132K +1,945 +32%
OIA
110
OneDigital Investment Advisors
Kansas
$517K -$5.49K -81 -1%
PVI
111
Pine Valley Investments
New Jersey
$508K -$584K -8,620 -52%
AIFAIM
112
American Institute for Advanced Investment Management
Arizona
$500K +$201K +2,975 +63%
CFGS
113
Concourse Financial Group Securities
Alabama
$484K -$93.3K -1,377 -16%
SFB
114
STAR Financial Bank
Indiana
$476K -$6.23K -92 -1%
MA
115
Mutual Advisors
Nebraska
$468K – – –
FAIM
116
Financial Advocates Investment Management
Washington
$457K -$20.5K -303 -4%
CAM
117
Concorde Asset Management
Michigan
$445K -$7.11K -105 -2%
TCA
118
Transcend Capital Advisors
New Jersey
$427K -$3.12K -46 -0.7%
PIAS
119
PCA Investment Advisory Services
Ohio
$414K – – –
MIM
120
MTM Investment Management
South Carolina
$407K – – –
1W
121
1776 Wealth
Georgia
$406K – – –
VA
122
Valmark Advisers
Ohio
$394K – – –
MSAM
123
Moloney Securities Asset Management
Missouri
$394K -$5.08K -75 -1%
Mariner
124
Mariner
Kansas
$392K – – –
CBFP
125
Cedar Brook Financial Partners
Ohio
$390K +$1.63K +24 +0.4%
3 4
5
6 7

FTA Hedge Fund Activity: Q3 2023 in Review

182 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q3 2023, worth a combined $802M — down 6.9% from $861M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of FTA and 14 opened new positions — a net loss of 2 holders — while 76 trimmed existing stakes and 61 added.

The largest buyer was Kingsview Wealth Management, adding an estimated $4.31M. The largest seller was Morgan Stanley, cutting an estimated $15.4M.

  • 182 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q3 2023, down from 184 in Q2 2023.
  • Funds reported $802M of First Trust Large Cap Value AlphaDEX Fund stock for Q3 2023, down 6.9% quarter-over-quarter.
  • 14 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q3 2023 and 16 closed out, a net change of -2 holders.
  • The largest First Trust Large Cap Value AlphaDEX Fund buyer in Q3 2023 was Kingsview Wealth Management, an estimated $4.31M added.
  • The largest First Trust Large Cap Value AlphaDEX Fund seller in Q3 2023 was Morgan Stanley, an estimated $15.4M sold.

Based on aggregated 13F filings for Q3 2023.