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First Trust Large Cap Value AlphaDEX Fund
FTA

153 hedge funds and large institutions have $788M invested in First Trust Large Cap Value AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 32 funds opening new positions, 64 increasing their positions, 35 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

433% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 6

200% more funds holding in top 10

Funds holding in top 10: 1 → 3 (+2)

83% more repeat investments, than reductions

Existing positions increased: 64 | Existing positions reduced: 35

20% more funds holding

Funds holding: 127 → 153 (+26)

18% more capital invested

Capital invested by funds: $665M → $788M (+$122M)

2.38% more ownership

Funds ownership: 64.7% → 67.08% (+2.4%)

Holders
153
Holders Change
+26
Holders Change %
+20.47%
% of All Funds
2.35%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.05%
New
32
Increased
64
Reduced
35
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LWAC
Laurel Wealth Advisors (California)
California
+$10.9M
2
Morgan Stanley
Morgan Stanley
New York
+$8.4M
3
RJFSA
Raymond James Financial Services Advisors
Florida
+$4.97M
4
Citadel Advisors
Citadel Advisors
Florida
+$3.37M
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$3.12M

Top Sellers

Rank Fund Capital Flow
1
UBS Group
UBS Group
Switzerland
-$10.9M
2
HI
Harbour Investments
Wisconsin
-$2.81M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.31M
4
PAG
Private Advisor Group
New Jersey
-$1.26M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.22M
Name Holding Trade Value Shares
Change 		Change in
Stake
SWM
101
SeaCrest Wealth Management
New York
$310K -$1.42K -21 -0.5%
CBFP
102
Cedar Brook Financial Partners
Ohio
$309K +$16.3K +240 +6%
BEI
103
Benjamin Edwards Inc
Missouri
$305K -$3.18K -47 -1%
WAM
104
WealthTrust Asset Management
Florida
$299K +$203 +3 +0.1%
CAPTRUST Financial Advisors
105
CAPTRUST Financial Advisors
North Carolina
$292K – – –
FFN
106
Focus Financial Network
Minnesota
$277K -$20.3K -299 -7%
CFD
107
Creative Financial Designs
Indiana
$274K +$76.3K +1,127 +40%
GVAG
108
Great Valley Advisor Group
Delaware
$259K – – –
EWM
109
EPG Wealth Management
Georgia
$259K +$745 +11 +0.3%
KA
110
Kovack Advisors
Florida
$255K +$68 +1 +0%
NWM
111
Northwest Wealth Management
Iowa
$250K – – –
SF
112
Synovus Financial
Georgia
$240K -$47.7K -704 -17%
6F
113
626 Financial
Michigan
$235K +$228K +3,367 New
JCM
114
Janney Capital Management
Pennsylvania
$228K – – –
WAP
115
Wealthcare Advisory Partners
Pennsylvania
$226K +$677 +10 +0.3%
OIA
116
OneDigital Investment Advisors
Kansas
$225K – – –
EA
117
Eudaimonia Advisors
Tennessee
$225K +$218K +3,225 New
AWM
118
Apollon Wealth Management
South Carolina
$217K +$210K +3,106 New
SPIA
119
Steward Partners Investment Advisory
New York
$213K +$8.47K +125 +4%
CF
120
Centaurus Financial
California
$197K -$15.9K -235 -8%
SFPG
121
Stonebridge Financial Planning Group
Florida
$181K – – –
BAM
122
Belpointe Asset Management
Nevada
$147K +$143K +2,115 New
AA
123
AlphaMark Advisors
Kentucky
$104K – – –
Fidelity Investments
124
Fidelity Investments
Massachusetts
$79K +$74.5K +1,100 +3,143%
CFCI
125
Comprehensive Financial Consultants Institutional
Indiana
$76K +$74.3K +1,097 New
3 4
5
6 7

FTA Hedge Fund Activity: Q4 2021 in Review

153 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q4 2021, worth a combined $788M — up 18% from $665M a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new FTA positions and 6 closed out — a net gain of 26 holders — while 64 added to existing stakes and 35 trimmed.

The largest buyer was Laurel Wealth Advisors (California), opening a new position worth an estimated $10.9M. The largest seller was UBS Group, cutting an estimated $10.9M.

  • 153 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q4 2021, up from 127 in Q3 2021.
  • Funds reported $788M of First Trust Large Cap Value AlphaDEX Fund stock for Q4 2021, up 18% quarter-over-quarter.
  • 32 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q4 2021 and 6 closed out, a net change of +26 holders.
  • The largest First Trust Large Cap Value AlphaDEX Fund buyer in Q4 2021 was Laurel Wealth Advisors (California), an estimated $10.9M added.
  • The largest First Trust Large Cap Value AlphaDEX Fund seller in Q4 2021 was UBS Group, an estimated $10.9M sold.

Based on aggregated 13F filings for Q4 2021.