We are live on ! Find out more
FTA icon

First Trust Large Cap Value AlphaDEX Fund
FTA

127 hedge funds and large institutions have $665M invested in First Trust Large Cap Value AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 57 increasing their positions, 39 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

46% more repeat investments, than reductions

Existing positions increased: 57 | Existing positions reduced: 39

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

4% less capital invested

Capital invested by funds: $696M → $665M (-$30.4M)

1.29% less ownership

Funds ownership: 65.98% → 64.7% (-1.3%)

5% less funds holding

Funds holding: 133 → 127 (-6)

15% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 13

Holders
127
Holders Change
-6
Holders Change %
-4.51%
% of All Funds
2.22%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
11
Increased
57
Reduced
39
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
UBS Group
UBS Group
Switzerland
+$11.3M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$8.14M
3
FPWM
FSB Premier Wealth Management
Iowa
+$3.73M
4
RJFSA
Raymond James Financial Services Advisors
Florida
+$2.23M
5
CAN
Cetera Advisor Networks
California
+$1.83M

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$37.1M
2
JIP
Jaffetilchin Investment Partners
Florida
-$5.45M
3
Stifel Financial
Stifel Financial
Missouri
-$1.31M
4
Goldman Sachs
Goldman Sachs
New York
-$1.28M
5
MOS
MGO One Seven
Ohio
-$1.08M
Name Holding Trade Value Shares
Change 		Change in
Stake
First Trust Advisors
51
First Trust Advisors
Illinois
$1.25M +$162K +2,454 +15%
CA
52
Cetera Advisors
Colorado
$1.16M +$337K +5,105 +40%
SWP
53
Stratos Wealth Partners
Ohio
$1.1M -$21.7K -329 -2%
SB
54
Strategic Blueprint
Georgia
$903K +$47.1K +713 +5%
IA
55
IFG Advisory
Georgia
$881K +$199K +3,006 +28%
CS
56
Comerica Securities
Michigan
$860K +$9.58K +145 +1%
FAIM
57
Financial Advocates Investment Management
Washington
$781K -$27.6K -417 -3%
AWM
58
AE Wealth Management
Kansas
$776K +$232K +3,507 +41%
PFA
59
Pinnacle Family Advisors
Missouri
$747K -$1.85K -28 -0.2%
JP Morgan Chase
60
JP Morgan Chase
New York
$742K – – –
WCFA
61
Walkner Condon Financial Advisors
Wisconsin
$646K -$1.45K -22 -0.2%
OC
62
Oppenheimer & Co
New York
$635K -$49.5K -749 -7%
Bank of New York Mellon
63
Bank of New York Mellon
New York
$633K +$141K +2,130 +28%
BRC
64
BHF RG Capital
Arizona
$587K +$1.92K +29 +0.3%
IWN
65
Independent Wealth Network
Iowa
$551K +$533K +8,068 New
MA
66
Mutual Advisors
Nebraska
$545K +$1.78K +27 +0.3%
VA
67
Valmark Advisers
Ohio
$481K – – –
US Bancorp
68
US Bancorp
Minnesota
$476K -$876K -13,251 -64%
IFG
69
Independent Financial Group
California
$467K +$42.2K +639 +10%
CAM
70
Concorde Asset Management
Michigan
$465K +$58.7K +888 +14%
Koshinski Asset Management
71
Koshinski Asset Management
Illinois
$446K +$206K +3,125 +82%
HWM
72
Holloway Wealth Management
Florida
$441K – – –
MIM
73
MTM Investment Management
South Carolina
$430K -$13.2K -200 -3%
NFG
74
Next Financial Group
Texas
$387K +$28.8K +436 +8%
MOS
75
MGO One Seven
Ohio
$362K -$1.08M -16,409 -75%
1 2
3
4 5

FTA Hedge Fund Activity: Q3 2021 in Review

127 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q3 2021, worth a combined $665M — down 4.4% from $696M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of FTA and 11 opened new positions — a net loss of 2 holders — while 39 trimmed existing stakes and 57 added.

The largest buyer was UBS Group, adding an estimated $11.3M. The largest seller was Morgan Stanley, cutting an estimated $37.1M.

  • 127 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q3 2021, down from 133 in Q2 2021.
  • Funds reported $665M of First Trust Large Cap Value AlphaDEX Fund stock for Q3 2021, down 4.4% quarter-over-quarter.
  • 11 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q3 2021 and 13 closed out, a net change of -2 holders.
  • The largest First Trust Large Cap Value AlphaDEX Fund buyer in Q3 2021 was UBS Group, an estimated $11.3M added.
  • The largest First Trust Large Cap Value AlphaDEX Fund seller in Q3 2021 was Morgan Stanley, an estimated $37.1M sold.

Based on aggregated 13F filings for Q3 2021.