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First Trust Large Cap Value AlphaDEX Fund

184 hedge funds and large institutions have $861M invested in First Trust Large Cap Value AlphaDEX Fund in 2023 Q2 according to their latest regulatory filings, with 16 funds opening new positions, 74 increasing their positions, 65 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

45% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 11

14% more repeat investments, than reductions

Existing positions increased: 74 | Existing positions reduced: 65

2% more funds holding

Funds holding: 181184 (+3)

0.65% less ownership

Funds ownership: 72.35%71.7% (-0.65%)

3% less capital invested

Capital invested by funds: $887M → $861M (-$26.5M)

38% less funds holding in top 10

Funds holding in top 10: 85 (-3)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $8.71M

Holders
184
Holders Change
+3
Holders Change %
+1.66%
% of All Funds
2.89%
Holding in Top 10
5
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-37.5%
% of All Funds
0.08%
New
16
Increased
74
Reduced
65
Closed
11
Calls
Puts
$8.71M
Net Calls
-$8.71M
Net Calls Change
-$8.71M
Name Holding Trade Value Shares
Change
Change in
Stake
AWM
26
AE Wealth Management
Kansas
$6.79M +$717K +11,025 +12%
Bank of New York Mellon
27
Bank of New York Mellon
New York
$6.7M -$154K -2,363 -2%
CCA
28
Cottonwood Capital Advisors
Utah
$5.96M -$279K -4,298 -5%
Janney Montgomery Scott
29
Janney Montgomery Scott
Pennsylvania
$5.6M -$199K -3,053 -4%
KPWS
30
Kestra Private Wealth Services
Texas
$4.69M +$113K +1,745 +3%
Citadel Advisors
31
Citadel Advisors
Florida
$4.33M +$3.22M +49,453 +320%
Stifel Financial
32
Stifel Financial
Missouri
$4.25M -$360K -5,531 -8%
AWA
33
Arkadios Wealth Advisors
Georgia
$4.22M +$153K +2,360 +4%
AWS
34
Atria Wealth Solutions
New York
$4.13M +$367K +5,639 +10%
IWM
35
IHT Wealth Management
Illinois
$3.91M -$231K -3,558 -6%
FPWM
36
FSB Premier Wealth Management
Iowa
$3.82M +$51.2K +788 +1%
SAM
37
Secure Asset Management
Michigan
$3.78M -$344K -5,298 -9%
IA
38
IFP Advisors
Florida
$3.75M +$68.3K +1,051 +2%
KIG
39
Kowal Investment Group
Wisconsin
$3.71M -$193K -2,969 -5%
TWM
40
Triton Wealth Management
Arizona
$3.71M -$33.9K -521 -1%
MML Investors Services
41
MML Investors Services
Massachusetts
$3.51M -$2.84M -43,681 -45%
Goldman Sachs
42
Goldman Sachs
New York
$3.39M -$1.16M -17,904 -26%
PNC Financial Services Group
43
PNC Financial Services Group
Pennsylvania
$3.28M +$313K +4,820 +11%
SAM
44
SignalPoint Asset Management
Missouri
$2.91M -$26.3K -404 -0.9%
USCWA
45
U.S. Capital Wealth Advisors
Texas
$2.89M +$50.9K +783 +2%
LI
46
LVZ Inc
Michigan
$2.84M +$150K +2,308 +6%
CA
47
Cetera Advisors
Colorado
$2.74M -$353K -5,423 -12%
KDA
48
Kraft Davis & Associates
Missouri
$2.72M +$2.57M +39,570 New
DADC
49
D.A. Davidson & Co
Montana
$2.72M -$350K -5,387 -12%
BFEC
50
Benjamin F. Edwards & Company
Missouri
$2.72M +$133K +2,052 +5%

FTA Hedge Fund Activity: Q2 2023 in Review

184 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q2 2023, worth a combined $861M — down 3% from $887M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new FTA positions and 11 closed out — a net gain of 5 holders — while 74 added to existing stakes and 65 trimmed.

The largest buyer was Vestmark Advisory Solutions, adding an estimated $4.08M. The largest seller was Cetera Advisor Networks, cutting an estimated $11.5M.

  • 184 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q2 2023, up from 181 in Q1 2023.
  • Funds reported $861M of First Trust Large Cap Value AlphaDEX Fund stock for Q2 2023, down 3% quarter-over-quarter.
  • 16 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q2 2023 and 11 closed out, a net change of +5 holders.
  • The largest First Trust Large Cap Value AlphaDEX Fund buyer in Q2 2023 was Vestmark Advisory Solutions, an estimated $4.08M added.
  • The largest First Trust Large Cap Value AlphaDEX Fund seller in Q2 2023 was Cetera Advisor Networks, an estimated $11.5M sold.

Based on aggregated 13F filings for Q2 2023.