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First Trust Large Cap Value AlphaDEX Fund
FTA

158 hedge funds and large institutions have $847M invested in First Trust Large Cap Value AlphaDEX Fund in 2022 Q1 according to their latest regulatory filings, with 19 funds opening new positions, 67 increasing their positions, 52 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 3 → 6 (+3)

73% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 11

29% more repeat investments, than reductions

Existing positions increased: 67 | Existing positions reduced: 52

7% more capital invested

Capital invested by funds: $788M → $847M (+$59.1M)

3% more funds holding

Funds holding: 153 → 158 (+5)

1.99% more ownership

Funds ownership: 67.08% → 69.07% (+2%)

Holders
158
Holders Change
+5
Holders Change %
+3.27%
% of All Funds
2.49%
Holding in Top 10
6
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+100%
% of All Funds
0.09%
New
19
Increased
67
Reduced
52
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$12.5M
2
SMF
Sterling Manor Financial
New York
+$7.77M
3
LPL Financial
LPL Financial
California
+$7.32M
4
RJA
Raymond James & Associates
Florida
+$4.48M
5
Wells Fargo
Wells Fargo
California
+$4.39M

Top Sellers

1
CAN
Cetera Advisor Networks
California
-$4.26M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$2.1M
3
William Blair & Company
William Blair & Company
Illinois
-$1.67M
4
CFGS
Concourse Financial Group Securities
Alabama
-$1.52M
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$1.52M
Name Holding Trade Value Shares
Change 		Change in
Stake
Stifel Financial
26
Stifel Financial
Missouri
$5.28M +$674K +9,640 +15%
KIG
27
Kowal Investment Group
Wisconsin
$5.17M -$52.6K -752 -1%
SCA
28
Snowden Capital Advisors
New York
$5.05M +$220K +3,147 +5%
Baird Financial Group
29
Baird Financial Group
Wisconsin
$4.89M +$403K +5,768 +9%
FPWM
30
FSB Premier Wealth Management
Iowa
$4.78M +$556K +7,958 +13%
DADC
31
D.A. Davidson & Co
Montana
$4.62M -$20K -286 -0.4%
AWS
32
Atria Wealth Solutions
New York
$4.62M +$4.58M +65,499 New
MML Investors Services
33
MML Investors Services
Massachusetts
$4.37M -$48.6K -695 -1%
USCWA
34
U.S. Capital Wealth Advisors
Texas
$4.25M -$494K -7,068 -10%
IWM
35
IHT Wealth Management
Illinois
$4.24M +$201K +2,873 +5%
Cetera Investment Advisers
36
Cetera Investment Advisers
Illinois
$4.04M +$273K +3,900 +7%
KPWS
37
Kestra Private Wealth Services
Texas
$4M +$116K +1,659 +3%
BFEC
38
Benjamin F. Edwards & Company
Missouri
$3.99M -$1.04M -14,863 -21%
PNC Financial Services Group
39
PNC Financial Services Group
Pennsylvania
$3.62M +$166K +2,380 +5%
KAS
40
Kestra Advisory Services
Texas
$3.57M +$1.79M +25,635 +102%
Cambridge Investment Research Advisors
41
Cambridge Investment Research Advisors
Iowa
$3.06M -$1.3M -18,576 -30%
Citadel Advisors
42
Citadel Advisors
Florida
$2.98M -$742K -10,612 -20%
SAM
43
SignalPoint Asset Management
Missouri
$2.94M +$711K +10,171 +32%
LI
44
LVZ Inc
Michigan
$2.9M -$153K -2,193 -5%
SG
45
StoneX Group
New York
$2.89M -$591K -8,451 -17%
HighTower Advisors
46
HighTower Advisors
Illinois
$2.62M +$136K +1,942 +6%
Goldman Sachs
47
Goldman Sachs
New York
$2.44M +$620K +8,871 +34%
SWM
48
Spire Wealth Management
Virginia
$2.3M +$1.05M +14,991 +85%
EAM
49
Eukles Asset Management
Ohio
$2.18M -$76.5K -1,094 -3%
SOS
50
Silver Oak Securities
Tennessee
$2.1M +$2.07M +29,654 New
1
2
3 4 5

FTA Hedge Fund Activity: Q1 2022 in Review

158 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q1 2022, worth a combined $847M — up 7.5% from $788M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new FTA positions and 11 closed out — a net gain of 8 holders — while 67 added to existing stakes and 52 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $12.5M. The largest seller was Cetera Advisor Networks, cutting an estimated $4.26M.

  • 158 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q1 2022, up from 153 in Q4 2021.
  • Funds reported $847M of First Trust Large Cap Value AlphaDEX Fund stock for Q1 2022, up 7.5% quarter-over-quarter.
  • 19 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q1 2022 and 11 closed out, a net change of +8 holders.
  • The largest First Trust Large Cap Value AlphaDEX Fund buyer in Q1 2022 was Morgan Stanley, an estimated $12.5M added.
  • The largest First Trust Large Cap Value AlphaDEX Fund seller in Q1 2022 was Cetera Advisor Networks, an estimated $4.26M sold.

Based on aggregated 13F filings for Q1 2022.