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First Trust Large Cap Value AlphaDEX Fund
FTA

153 hedge funds and large institutions have $788M invested in First Trust Large Cap Value AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 32 funds opening new positions, 64 increasing their positions, 35 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

433% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 6

200% more funds holding in top 10

Funds holding in top 10: 1 → 3 (+2)

83% more repeat investments, than reductions

Existing positions increased: 64 | Existing positions reduced: 35

20% more funds holding

Funds holding: 127 → 153 (+26)

18% more capital invested

Capital invested by funds: $665M → $788M (+$122M)

2.38% more ownership

Funds ownership: 64.7% → 67.08% (+2.4%)

Holders
153
Holders Change
+26
Holders Change %
+20.47%
% of All Funds
2.35%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.05%
New
32
Increased
64
Reduced
35
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LWAC
Laurel Wealth Advisors (California)
California
+$10.9M
2
Morgan Stanley
Morgan Stanley
New York
+$8.4M
3
RJFSA
Raymond James Financial Services Advisors
Florida
+$4.97M
4
Citadel Advisors
Citadel Advisors
Florida
+$3.37M
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$3.12M

Top Sellers

1
UBS Group
UBS Group
Switzerland
-$10.9M
2
HI
Harbour Investments
Wisconsin
-$2.81M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.31M
4
PAG
Private Advisor Group
New Jersey
-$1.26M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.22M
Name Holding Trade Value Shares
Change 		Change in
Stake
SCA
26
Snowden Capital Advisors
New York
$4.79M +$465K +6,862 +11%
USCWA
27
U.S. Capital Wealth Advisors
Texas
$4.71M +$128K +1,887 +3%
DADC
28
D.A. Davidson & Co
Montana
$4.6M +$215K +3,167 +5%
Stifel Financial
29
Stifel Financial
Missouri
$4.55M -$78.6K -1,161 -2%
Baird Financial Group
30
Baird Financial Group
Wisconsin
$4.45M +$2M +29,546 +87%
MML Investors Services
31
MML Investors Services
Massachusetts
$4.38M +$86.4K +1,276 +2%
Cambridge Investment Research Advisors
32
Cambridge Investment Research Advisors
Iowa
$4.33M +$559K +8,253 +15%
FPWM
33
FSB Premier Wealth Management
Iowa
$4.25M -$60.6K -895 -1%
IWC
34
Integrated Wealth Concepts
Massachusetts
$4.22M -$2.98K -44 -0.1%
HI
35
Harbour Investments
Wisconsin
$4.21M -$2.81M -41,524 -41%
IWM
36
IHT Wealth Management
Illinois
$4M +$197K +2,903 +5%
KPWS
37
Kestra Private Wealth Services
Texas
$3.85M +$11.6K +171 +0.3%
Cetera Investment Advisers
38
Cetera Investment Advisers
Illinois
$3.73M +$68.1K +1,006 +2%
Citadel Advisors
39
Citadel Advisors
Florida
$3.7M +$3.37M +49,739 +1,581%
SPC
40
Sigma Planning Corp
Michigan
$3.67M -$960K -14,167 -21%
SG
41
StoneX Group
New York
$3.45M +$15.7K +232 +0.5%
PNC Financial Services Group
42
PNC Financial Services Group
Pennsylvania
$3.42M +$227K +3,358 +7%
LI
43
LVZ Inc
Michigan
$3.02M +$214K +3,166 +8%
HighTower Advisors
44
HighTower Advisors
Illinois
$2.46M +$234K +3,457 +11%
William Blair & Company
45
William Blair & Company
Illinois
$2.45M +$2.38M +35,104 New
EAM
46
Eukles Asset Management
Ohio
$2.24M -$164K -2,422 -7%
SAM
47
SignalPoint Asset Management
Missouri
$2.21M +$145K +2,138 +7%
CFGS
48
Concourse Financial Group Securities
Alabama
$2.08M -$250K -3,691 -11%
GIA
49
Gladstone Institutional Advisory
Florida
$2.08M +$22K +325 +1%
KWS
50
Keystone Wealth Services
California
$1.84M +$1.78M +26,344 New
1
2
3 4 5

FTA Hedge Fund Activity: Q4 2021 in Review

153 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q4 2021, worth a combined $788M — up 18% from $665M a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new FTA positions and 6 closed out — a net gain of 26 holders — while 64 added to existing stakes and 35 trimmed.

The largest buyer was Laurel Wealth Advisors (California), opening a new position worth an estimated $10.9M. The largest seller was UBS Group, cutting an estimated $10.9M.

  • 153 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q4 2021, up from 127 in Q3 2021.
  • Funds reported $788M of First Trust Large Cap Value AlphaDEX Fund stock for Q4 2021, up 18% quarter-over-quarter.
  • 32 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q4 2021 and 6 closed out, a net change of +26 holders.
  • The largest First Trust Large Cap Value AlphaDEX Fund buyer in Q4 2021 was Laurel Wealth Advisors (California), an estimated $10.9M added.
  • The largest First Trust Large Cap Value AlphaDEX Fund seller in Q4 2021 was UBS Group, an estimated $10.9M sold.

Based on aggregated 13F filings for Q4 2021.