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First Trust Large Cap Value AlphaDEX Fund

141 hedge funds and large institutions have $647M invested in First Trust Large Cap Value AlphaDEX Fund in 2021 Q1 according to their latest regulatory filings, with 32 funds opening new positions, 47 increasing their positions, 45 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

220% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 10

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

35% more capital invested

Capital invested by funds: $479M → $647M (+$168M)

17% more funds holding

Funds holding: 121141 (+20)

8.12% more ownership

Funds ownership: 62.88%71% (+8.1%)

4% more repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 45

Holders
141
Holders Change
+20
Holders Change %
+16.53%
% of All Funds
2.48%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
32
Increased
47
Reduced
45
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SCA
26
Snowden Capital Advisors
New York
$3.83M +$223K +3,736 +7%
IWM
27
IHT Wealth Management
Illinois
$3.53M +$2.15M +35,990 +184%
KPWS
28
Kestra Private Wealth Services
Texas
$3.52M +$172K +2,890 +6%
SPC
29
Sigma Planning Corp
Michigan
$3.51M +$135K +2,261 +4%
KWM
30
Kingsview Wealth Management
Oregon
$3.39M +$1.1M +18,464 +53%
IA
31
IFP Advisors
Florida
$3.34M +$86.4K +1,448 +3%
WI
32
Wintrust Investments
Illinois
$3.22M +$3.02M +50,536 New
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$3.2M +$329K +5,519 +12%
DADC
34
D.A. Davidson & Co
Montana
$3.11M +$52.6K +881 +2%
Cetera Investment Advisers
35
Cetera Investment Advisers
Illinois
$3.03M -$413K -6,928 -13%
PNC Financial Services Group
36
PNC Financial Services Group
Pennsylvania
$2.62M -$184K -3,078 -7%
Baird Financial Group
37
Baird Financial Group
Wisconsin
$2.34M +$143K +2,391 +7%
LI
38
LVZ Inc
Michigan
$2.26M +$120K +2,004 +6%
HighTower Advisors
39
HighTower Advisors
Illinois
$2.17M -$60.2K -1,009 -3%
EAM
40
Eukles Asset Management
Ohio
$2.16M -$117K -1,964 -5%
SAM
41
Synergy Asset Management
Washington
$2.05M +$1.92M +32,181 New
Susquehanna International Group
42
Susquehanna International Group
Pennsylvania
$2.04M +$1.2M +20,184 +171%
CAN
43
Cetera Advisor Networks
California
$1.89M +$212K +3,553 +14%
Goldman Sachs
44
Goldman Sachs
New York
$1.65M
IFG
45
Investors Financial Group
Minnesota
$1.63M -$8.77K -147 -0.6%
Citadel Advisors
46
Citadel Advisors
Florida
$1.59M -$1.85M -31,071 -55%
GIA
47
Gladstone Institutional Advisory
Florida
$1.58M -$30.7K -514 -2%
CCA
48
Clearwater Capital Advisors
Illinois
$1.54M -$79K -1,324 -5%
CWS
49
Cypress Wealth Services
California
$1.47M -$28.9K -484 -2%
First Trust Advisors
50
First Trust Advisors
Illinois
$1.4M -$94.2K -1,578 -7%

FTA Hedge Fund Activity: Q1 2021 in Review

141 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q1 2021, worth a combined $647M — up 35% from $479M a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new FTA positions and 10 closed out — a net gain of 22 holders — while 47 added to existing stakes and 45 trimmed.

The largest buyer was Total Investment Management, opening a new position worth an estimated $59.6M. The largest seller was Regal Investment Advisors, exiting entirely with an estimated $4.51M sold.

  • 141 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q1 2021, up from 121 in Q4 2020.
  • Funds reported $647M of First Trust Large Cap Value AlphaDEX Fund stock for Q1 2021, up 35% quarter-over-quarter.
  • 32 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q1 2021 and 10 closed out, a net change of +22 holders.
  • The largest First Trust Large Cap Value AlphaDEX Fund buyer in Q1 2021 was Total Investment Management, an estimated $59.6M added.
  • The largest First Trust Large Cap Value AlphaDEX Fund seller in Q1 2021 was Regal Investment Advisors, an estimated $4.51M sold.

Based on aggregated 13F filings for Q1 2021.