We are live on ! Find out more
FTA icon

First Trust Large Cap Value AlphaDEX Fund
FTA

121 hedge funds and large institutions have $479M invested in First Trust Large Cap Value AlphaDEX Fund in 2020 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 49 increasing their positions, 33 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 12

48% more repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 33

25% more capital invested

Capital invested by funds: $382M → $479M (+$96.4M)

7% more funds holding

Funds holding: 113 → 121 (+8)

1.19% more ownership

Funds ownership: 61.69% → 62.88% (+1.2%)

Holders
121
Holders Change
+8
Holders Change %
+7.08%
% of All Funds
2.14%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
21
Increased
49
Reduced
33
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RIA
Regal Investment Advisors
Michigan
+$4.25M
2
LPL Financial
LPL Financial
California
+$3.1M
3
Citadel Advisors
Citadel Advisors
Florida
+$2.9M
4
Wells Fargo
Wells Fargo
California
+$2.83M
5
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
+$2.46M

Top Sellers

1
RJFSA
Raymond James Financial Services Advisors
Florida
-$5.02M
2
WI
Wintrust Investments
Illinois
-$2.5M
3
Morgan Stanley
Morgan Stanley
New York
-$2.29M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.46M
5
EAM
Eukles Asset Management
Ohio
-$1.03M
Name Holding Trade Value Shares
Change 		Change in
Stake
Stifel Financial
26
Stifel Financial
Missouri
$2.73M +$308K +5,950 +14%
DADC
27
D.A. Davidson & Co
Montana
$2.64M +$217K +4,193 +10%
UR
28
USCA RIA
Texas
$2.58M +$1.49M +28,749 +158%
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$2.46M -$14.4K -279 -0.6%
PNC Financial Services Group
30
PNC Financial Services Group
Pennsylvania
$2.43M +$252K +4,878 +12%
CAS
31
Coppell Advisory Solutions
Texas
$2.29M +$2.15M +41,620 New
EAM
32
Eukles Asset Management
Ohio
$1.97M -$1.03M -19,877 -36%
HighTower Advisors
33
HighTower Advisors
Illinois
$1.93M -$23.6K -456 -1%
KWM
34
Kingsview Wealth Management
Oregon
$1.9M +$1.04M +20,096 +139%
Baird Financial Group
35
Baird Financial Group
Wisconsin
$1.89M +$1.03M +19,975 +139%
LI
36
LVZ Inc
Michigan
$1.84M +$523K +10,110 +43%
CAN
37
Cetera Advisor Networks
California
$1.44M +$7.75K +150 +0.6%
Goldman Sachs
38
Goldman Sachs
New York
$1.42M +$500K +9,677 +60%
IFG
39
Investors Financial Group
Minnesota
$1.41M -$25.6K -495 -2%
CCA
40
Clearwater Capital Advisors
Illinois
$1.4M -$12.9K -250 -1%
GIA
41
Gladstone Institutional Advisory
Florida
$1.39M -$413K -7,991 -24%
First Trust Advisors
42
First Trust Advisors
Illinois
$1.3M +$50K +967 +4%
CWS
43
Cypress Wealth Services
California
$1.29M +$1.22M +23,517 New
US Bancorp
44
US Bancorp
Minnesota
$1.27M -$16.1K -311 -1%
CPIG
45
Chicago Partners Investment Group
Illinois
$1.15M +$159K +3,083 +18%
CFGS
46
Concourse Financial Group Securities
Alabama
$1.13M -$9.41K -182 -0.9%
IWM
47
IHT Wealth Management
Illinois
$1.07M +$331K +6,395 +49%
KAS
48
Kestra Advisory Services
Texas
$939K +$337K +6,517 +61%
SWP
49
Stratos Wealth Partners
Ohio
$895K +$17.5K +339 +2%
CS
50
Comerica Securities
Michigan
$875K -$36.5K -706 -4%
1
2
3 4 5

FTA Hedge Fund Activity: Q4 2020 in Review

121 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q4 2020, worth a combined $479M — up 25% from $382M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new FTA positions and 12 closed out — a net gain of 9 holders — while 49 added to existing stakes and 33 trimmed.

The largest buyer was Regal Investment Advisors, opening a new position worth an estimated $4.25M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $5.02M.

  • 121 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q4 2020, up from 113 in Q3 2020.
  • Funds reported $479M of First Trust Large Cap Value AlphaDEX Fund stock for Q4 2020, up 25% quarter-over-quarter.
  • 21 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q4 2020 and 12 closed out, a net change of +9 holders.
  • The largest First Trust Large Cap Value AlphaDEX Fund buyer in Q4 2020 was Regal Investment Advisors, an estimated $4.25M added.
  • The largest First Trust Large Cap Value AlphaDEX Fund seller in Q4 2020 was Raymond James Financial Services Advisors, an estimated $5.02M sold.

Based on aggregated 13F filings for Q4 2020.