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First Trust Large Cap Value AlphaDEX Fund

113 hedge funds and large institutions have $382M invested in First Trust Large Cap Value AlphaDEX Fund in 2020 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 47 increasing their positions, 34 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 34

1.01% more ownership

Funds ownership: 60.68%61.69% (+1%)

4% more capital invested

Capital invested by funds: $366M → $382M (+$15.9M)

0% more funds holding

Funds holding: 113113 (0)

0% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 12

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $1.21M

Holders
113
Holders Change
Holders Change %
0%
% of All Funds
2.28%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
47
Reduced
34
Closed
12
Calls
Puts
$1.21M
Net Calls
-$1.21M
Net Calls Change
-$1.21M
Name Holding Trade Value Shares
Change
Change in
Stake
Susquehanna International Group
26
Susquehanna International Group
Pennsylvania
$1.87M +$1.44M +30,556 +322%
PNC Financial Services Group
27
PNC Financial Services Group
Pennsylvania
$1.83M +$188K +3,991 +11%
HighTower Advisors
28
HighTower Advisors
Illinois
$1.66M +$303K +6,438 +22%
IA
29
IFP Advisors
Florida
$1.63M +$446K +9,456 +37%
GIA
30
Gladstone Institutional Advisory
Florida
$1.55M -$6.89M -146,217 -81%
IFG
31
Investors Financial Group
Minnesota
$1.22M +$13K +275 +1%
CAN
32
Cetera Advisor Networks
California
$1.22M -$120K -2,550 -9%
CCA
33
Clearwater Capital Advisors
Illinois
$1.2M -$18.6K -394 -2%
US Bancorp
34
US Bancorp
Minnesota
$1.1M -$39.3K -835 -3%
LI
35
LVZ Inc
Michigan
$1.09M +$151K +3,199 +16%
MML Investors Services
36
MML Investors Services
Massachusetts
$1.07M +$252K +5,340 +30%
First Trust Advisors
37
First Trust Advisors
Illinois
$1.06M +$178K +3,775 +20%
CFGS
38
Concourse Financial Group Securities
Alabama
$966K +$216K +4,594 +29%
UR
39
USCA RIA
Texas
$850K +$127K +2,700 +17%
SS
40
Simplicity Solutions
Minnesota
$845K +$526K +11,167 +161%
CPIG
41
Chicago Partners Investment Group
Illinois
$828K -$332K -7,037 -29%
CS
42
Comerica Securities
Michigan
$776K -$50.6K -1,074 -6%
OMC
43
Old Mission Capital
Illinois
$765K +$773K +16,395 New
Goldman Sachs
44
Goldman Sachs
New York
$756K
SWP
45
Stratos Wealth Partners
Ohio
$744K +$10.4K +220 +1%
OC
46
Oppenheimer & Co
New York
$719K -$158K -3,348 -18%
WWM
47
Western Wealth Management
Colorado
$696K +$283 +6 +0%
KWM
48
Kingsview Wealth Management
Oregon
$674K +$275K +5,832 +68%
Baird Financial Group
49
Baird Financial Group
Wisconsin
$673K +$21.7K +461 +3%
TRCT
50
Tower Research Capital (TRC)
New York
$636K -$846K -17,947 -57%

FTA Hedge Fund Activity: Q3 2020 in Review

113 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in First Trust Large Cap Value AlphaDEX Fund (FTA) for Q3 2020, worth a combined $382M — up 4.4% from $366M a quarter earlier.

Fund positioning in FTA was balanced in Q3 2020: 12 funds opened new positions, 12 closed out, 47 added to existing stakes and 34 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $8.15M. The largest seller was Gladstone Institutional Advisory, cutting an estimated $6.89M.

  • 113 institutional investors held First Trust Large Cap Value AlphaDEX Fund (FTA) as of Q3 2020, unchanged from Q2 2020.
  • Funds reported $382M of First Trust Large Cap Value AlphaDEX Fund stock for Q3 2020, up 4.4% quarter-over-quarter.
  • 12 funds opened new First Trust Large Cap Value AlphaDEX Fund positions in Q3 2020 and 12 closed out, a net change of 0 holders.
  • The largest First Trust Large Cap Value AlphaDEX Fund buyer in Q3 2020 was Envestnet Asset Management, an estimated $8.15M added.
  • The largest First Trust Large Cap Value AlphaDEX Fund seller in Q3 2020 was Gladstone Institutional Advisory, an estimated $6.89M sold.

Based on aggregated 13F filings for Q3 2020.