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First Trust Preferred Securities and Income ETF

205 hedge funds and large institutions have $1.61B invested in First Trust Preferred Securities and Income ETF in 2018 Q3 according to their latest regulatory filings, with 37 funds opening new positions, 80 increasing their positions, 60 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

95% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 19

33% more repeat investments, than reductions

Existing positions increased: 80 | Existing positions reduced: 60

9% more funds holding

Funds holding: 188205 (+17)

8% more funds holding in top 10

Funds holding in top 10: 1213 (+1)

4% more capital invested

Capital invested by funds: $1.55B → $1.61B (+$68.5M)

0.43% more ownership

Funds ownership: 44.41%44.84% (+0.43%)

Holders
205
Holders Change
+17
Holders Change %
+9.04%
% of All Funds
4.69%
Holding in Top 10
13
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+8.33%
% of All Funds
0.3%
New
37
Increased
80
Reduced
60
Closed
19
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NFG
201
Next Financial Group
Texas
$3K -$279K -14,547 -99%
BWA
202
BDO Wealth Advisors
Florida
$3K
KF
203
Krilogy Financial
Missouri
$3K +$2.99K +156 New
SEIA
204
Signature Estate & Investment Advisors
California
-$3.47M -181,971 Closed
SWP
205
Stratos Wealth Partners
Ohio
-$3.3M -173,205 Closed
State of Tennessee, Department of Treasury
206
State of Tennessee, Department of Treasury
Tennessee
-$1.01M -52,900 Closed
Citadel Advisors
207
Citadel Advisors
Florida
-$687K -36,033 Closed
Susquehanna International Group
208
Susquehanna International Group
Pennsylvania
-$588K -30,870 Closed
RCG
209
Ruggie Capital Group
Florida
-$509K -26,700 Closed
CF
210
Centaurus Financial
California
-$472K -24,780 Closed
BRF
211
B. Riley Financial
California
-$455K -23,700 Closed
BCM
212
Breiter Capital Management
Florida
-$303K -15,917 Closed
GRP
213
Global Retirement Partners
California
-$214K -11,229 Closed
SAS
214
Stelac Advisory Services
New York
-$210K -11,000 Closed
SEI Investments
215
SEI Investments
Pennsylvania
-$70K -3,665 Closed
IAS
216
IMA Advisory Services
Colorado
-$45K -2,345 Closed
AWA
217
Acorn Wealth Advisors
Michigan
-$32K -1,700 Closed
BCA
218
Bay Colony Advisors
Massachusetts
-$26K -1,365 Closed
CAPTRUST Financial Advisors
219
CAPTRUST Financial Advisors
North Carolina
-$12K -618 Closed
RFWA
220
RPg Family Wealth Advisory
Massachusetts
-$11.6K -606 Closed
NL
221
NVWM LLC
Pennsylvania
-$10K -500 Closed
AIS
222
Accurate Investment Solutions
Pennsylvania
-$1K -51 Closed
Fidelity Investments
223
Fidelity Investments
Massachusetts
+$58 +3 New

FPE Hedge Fund Activity: Q3 2018 in Review

205 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in First Trust Preferred Securities and Income ETF (FPE) for Q3 2018, worth a combined $1.61B — up 4.4% from $1.55B a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new FPE positions and 19 closed out — a net gain of 18 holders — while 80 added to existing stakes and 60 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $22M. The largest seller was Beacon Financial Group, cutting an estimated $19.2M.

  • 205 institutional investors held First Trust Preferred Securities and Income ETF (FPE) as of Q3 2018, up from 188 in Q2 2018.
  • Funds reported $1.61B of First Trust Preferred Securities and Income ETF stock for Q3 2018, up 4.4% quarter-over-quarter.
  • 37 funds opened new First Trust Preferred Securities and Income ETF positions in Q3 2018 and 19 closed out, a net change of +18 holders.
  • The largest First Trust Preferred Securities and Income ETF buyer in Q3 2018 was Royal Bank of Canada, an estimated $22M added.
  • The largest First Trust Preferred Securities and Income ETF seller in Q3 2018 was Beacon Financial Group, an estimated $19.2M sold.

Based on aggregated 13F filings for Q3 2018.