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First Trust Preferred Securities and Income ETF

205 hedge funds and large institutions have $1.61B invested in First Trust Preferred Securities and Income ETF in 2018 Q3 according to their latest regulatory filings, with 37 funds opening new positions, 80 increasing their positions, 60 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

95% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 19

33% more repeat investments, than reductions

Existing positions increased: 80 | Existing positions reduced: 60

9% more funds holding

Funds holding: 188205 (+17)

8% more funds holding in top 10

Funds holding in top 10: 1213 (+1)

4% more capital invested

Capital invested by funds: $1.55B → $1.61B (+$68.5M)

0.43% more ownership

Funds ownership: 44.41%44.84% (+0.43%)

Holders
205
Holders Change
+17
Holders Change %
+9.04%
% of All Funds
4.69%
Holding in Top 10
13
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+8.33%
% of All Funds
0.3%
New
37
Increased
80
Reduced
60
Closed
19
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FHA
176
Flagship Harbor Advisors
Massachusetts
$53K +$51.6K +2,690 +2,690%
MFW
177
Mosaic Family Wealth
Missouri
$49K
CFN
178
Cordasco Financial Network
Florida
$48K
WIM
179
Westside Investment Management
California
$38.8K -$23K -1,200 -63%
CAC
180
Certified Advisory Corp
Florida
$31K
AC
181
Avestar Capital
New York
$28K +$28.8K +1,500 New
CH
182
Canton Hathaway
Rhode Island
$25K +$25.3K +1,317 New
Fifth Third Bancorp
183
Fifth Third Bancorp
Ohio
$24K
FCB
184
First Command Bank
Texas
$24K +$24K +1,250 New
FCFS
185
First Command Financial Services
Texas
$24K +$24K +1,250 New
GP
186
Girard Partners
Pennsylvania
$21K +$22.1K +1,150 New
AAM
187
Advisors Asset Management
Colorado
$20K -$38 -2 -0.2%
BRC
188
Bell Rock Capital
Delaware
$19K
NC
189
NewSquare Capital
Pennsylvania
$18K
MWPCG
190
Measured Wealth Private Client Group
New Hampshire
$17K +$17.3K +900 New
IFAM
191
Institutional & Family Asset Management
Colorado
$10K
MSFP
192
Mark Sheptoff Financial Planning
Connecticut
$10K
FHA
193
First Horizon Advisors
Tennessee
$10K +$154 +8 +1%
AWM
194
AllSquare Wealth Management
New York
$9K
CBT
195
Capital Bank & Trust
California
$9K
IP
196
Intellectus Partners
California
$9K
SSB
197
Sandy Spring Bank
Maryland
$8K
HCM
198
Highlander Capital Management
New Jersey
$6K
HFM
199
Hartford Financial Management
Connecticut
$6K +$5.57K +290 New
RFC
200
Regions Financial Corp
Alabama
$5K

FPE Hedge Fund Activity: Q3 2018 in Review

205 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in First Trust Preferred Securities and Income ETF (FPE) for Q3 2018, worth a combined $1.61B — up 4.4% from $1.55B a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new FPE positions and 19 closed out — a net gain of 18 holders — while 80 added to existing stakes and 60 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $22M. The largest seller was Beacon Financial Group, cutting an estimated $19.2M.

  • 205 institutional investors held First Trust Preferred Securities and Income ETF (FPE) as of Q3 2018, up from 188 in Q2 2018.
  • Funds reported $1.61B of First Trust Preferred Securities and Income ETF stock for Q3 2018, up 4.4% quarter-over-quarter.
  • 37 funds opened new First Trust Preferred Securities and Income ETF positions in Q3 2018 and 19 closed out, a net change of +18 holders.
  • The largest First Trust Preferred Securities and Income ETF buyer in Q3 2018 was Royal Bank of Canada, an estimated $22M added.
  • The largest First Trust Preferred Securities and Income ETF seller in Q3 2018 was Beacon Financial Group, an estimated $19.2M sold.

Based on aggregated 13F filings for Q3 2018.